Filed: 8/11/2023ACC: 0000950123-23-007396
📋 What this filing means
UBS GROUP AG filed this quarterly 13F‑HR report disclosing 7744 equity positions with a total reported market value of $296.14B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
7744
Positions
$296.14B
Total AUM (reported)
3.82B
Total Shares
Allocation by class
COM$143.27B48.4%
TR UNIT$11.23B3.8%
CL A$8.44B2.8%
SHS$7.04B2.4%
UNIT SER 1$6.13B2.1%
COM NEW$5.17B1.7%
RUSSELL 2000 ETF$4.99B1.7%
Portfolio Concentration
Top 3$29.69B10.0%
4–10$29.75B10.0%
11–25$31.27B10.6%
Rest$205.43B69.4%
Top 3 weight
10.0%
Top 10 weight
20.1%
Voting Authority Distribution
Total shares with voting rights: 3.82B
Sole
Full voting authority
53.84M
shares
% of voting shares1.4%
Shared
Joint voting authority
1.60B
shares
% of voting shares41.8%
None
No voting authority
2.17B
shares
% of voting shares56.8%
Investment Discretion (by position count)
Sole2319
Shared0
Other5425
Dominant voting typeNone · 56.8% of voting shares
Institutional Holdings7744
Rows:
SPDR S&P 500 ETF TR
DFNDShares25.32M
TypeSH
Market value$11.23B
3.79%
Sole
0.00
Shared
18.95M
None
6.38M
MICROSOFT CORP
DFNDShares27.22M
TypeSH
Market value$9.27B
3.13%
Sole
0.00
Shared
6.72M
None
20.50M
APPLE INC
DFNDShares47.41M
TypeSH
Market value$9.20B
3.11%
Sole
0.00
Shared
13.16M
None
34.25M
INVESCO QQQ TR
DFNDShares16.61M
TypeSH
Market value$6.13B
2.07%
Sole
0.00
Shared
12.41M
None
4.20M
ISHARES TR
DFNDShares26.66M
TypeSH
Market value$4.99B
1.69%
Sole
0.00
Shared
23.33M
None
3.33M
NVIDIA CORPORATION
DFNDShares11.26M
TypeSH
Market value$4.76B
1.61%
Sole
0.00
Shared
6.12M
None
5.14M
AMAZON COM INC
DFNDShares31.45M
TypeSH
Market value$4.10B
1.38%
Sole
0.00
Shared
8.69M
None
22.76M
SELECT SECTOR SPDR TR
DFNDShares31.21M
TypeSH
Market value$3.35B
1.13%
Sole
0.00
Shared
28.83M
None
2.38M
ALPHABET INC
DFNDShares27.04M
TypeSH
Market value$3.24B
1.09%
Sole
0.00
Shared
6.69M
None
20.35M
ISHARES TR
DFNDShares30.83M
TypeSH
Market value$3.17B
1.07%
Sole
0.00
Shared
27.84M
None
3M
JPMORGAN CHASE & CO
DFNDShares18.95M
TypeSH
Market value$2.76B
0.93%
Sole
0.00
Shared
5.21M
None
13.75M
UBS GROUP AG
DFNDShares127.56M
TypeSH
Market value$2.59B
0.87%
Sole
0.00
Shared
123.60M
None
3.96M
BROADCOM INC
DFNDShares2.90M
TypeSH
Market value$2.52B
0.85%
Sole
0.00
Shared
1.13M
None
1.77M
TESLA INC
DFNDShares9.06M
TypeSH
Market value$2.37B
0.80%
Sole
0.00
Shared
6.78M
None
2.28M
UNION PAC CORP
DFNDShares10.70M
TypeSH
Market value$2.19B
0.74%
Sole
0.00
Shared
7.24M
None
3.46M
UNITEDHEALTH GROUP INC
DFNDShares4.50M
TypeSH
Market value$2.16B
0.73%
Sole
0.00
Shared
1.32M
None
3.18M
ALPHABET INC
DFNDShares17.88M
TypeSH
Market value$2.16B
0.73%
Sole
0.00
Shared
5.82M
None
12.06M
VISA INC
DFNDShares8.50M
TypeSH
Market value$2.02B
0.68%
Sole
0.00
Shared
1.42M
None
7.09M
HOME DEPOT INC
DFNDShares6.19M
TypeSH
Market value$1.92B
0.65%
Sole
0.00
Shared
1.39M
None
4.80M
META PLATFORMS INC
DFNDShares6.59M
TypeSH
Market value$1.89B
0.64%
Sole
0.00
Shared
3.09M
None
3.50M
VANGUARD INDEX FDS
DFNDShares12.60M
TypeSH
Market value$1.79B
0.60%
Sole
0.00
Shared
17.01K
None
12.59M
CISCO SYS INC
DFNDShares33.96M
TypeSH
Market value$1.76B
0.59%
Sole
0.00
Shared
15.59M
None
18.37M
MCDONALDS CORP
DFNDShares5.78M
TypeSH
Market value$1.73B
0.58%
Sole
0.00
Shared
1.49M
None
4.29M
ABBVIE INC
DFNDShares12.79M
TypeSH
Market value$1.72B
0.58%
Sole
0.00
Shared
3.62M
None
9.17M
ISHARES TR
DFNDShares25.11M
TypeSH
Market value$1.69B
0.57%
Sole
0.00
Shared
241.00
None
25.11M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 25.32M | SH | $11.23B 3.79% | 0.00 | 18.95M | 6.38M |
MICROSOFT CORPDFND | COM | 27.22M | SH | $9.27B 3.13% | 0.00 | 6.72M | 20.50M |
APPLE INCDFND | COM | 47.41M | SH | $9.20B 3.11% | 0.00 | 13.16M | 34.25M |
INVESCO QQQ TRDFND | UNIT SER 1 | 16.61M | SH | $6.13B 2.07% | 0.00 | 12.41M | 4.20M |
ISHARES TRDFND | RUSSELL 2000 ETF | 26.66M | SH | $4.99B 1.69% | 0.00 | 23.33M | 3.33M |
NVIDIA CORPORATIONDFND | COM | 11.26M | SH | $4.76B 1.61% | 0.00 | 6.12M | 5.14M |
AMAZON COM INCDFND | COM | 31.45M | SH | $4.10B 1.38% | 0.00 | 8.69M | 22.76M |
SELECT SECTOR SPDR TRDFND | SBI INT-INDS | 31.21M | SH | $3.35B 1.13% | 0.00 | 28.83M | 2.38M |
ALPHABET INCDFND | CAP STK CL A | 27.04M | SH | $3.24B 1.09% | 0.00 | 6.69M | 20.35M |
ISHARES TRDFND | 20 YR TR BD ETF | 30.83M | SH | $3.17B 1.07% | 0.00 | 27.84M | 3M |
JPMORGAN CHASE & CODFND | COM | 18.95M | SH | $2.76B 0.93% | 0.00 | 5.21M | 13.75M |
UBS GROUP AGDFND | SHS | 127.56M | SH | $2.59B 0.87% | 0.00 | 123.60M | 3.96M |
BROADCOM INCDFND | COM | 2.90M | SH | $2.52B 0.85% | 0.00 | 1.13M | 1.77M |
TESLA INCDFND | COM | 9.06M | SH | $2.37B 0.80% | 0.00 | 6.78M | 2.28M |
UNION PAC CORPDFND | COM | 10.70M | SH | $2.19B 0.74% | 0.00 | 7.24M | 3.46M |
UNITEDHEALTH GROUP INCDFND | COM | 4.50M | SH | $2.16B 0.73% | 0.00 | 1.32M | 3.18M |
ALPHABET INCDFND | CAP STK CL C | 17.88M | SH | $2.16B 0.73% | 0.00 | 5.82M | 12.06M |
VISA INCDFND | COM CL A | 8.50M | SH | $2.02B 0.68% | 0.00 | 1.42M | 7.09M |
HOME DEPOT INCDFND | COM | 6.19M | SH | $1.92B 0.65% | 0.00 | 1.39M | 4.80M |
META PLATFORMS INCDFND | CL A | 6.59M | SH | $1.89B 0.64% | 0.00 | 3.09M | 3.50M |
VANGUARD INDEX FDSDFND | VALUE ETF | 12.60M | SH | $1.79B 0.60% | 0.00 | 17.01K | 12.59M |
CISCO SYS INCDFND | COM | 33.96M | SH | $1.76B 0.59% | 0.00 | 15.59M | 18.37M |
MCDONALDS CORPDFND | COM | 5.78M | SH | $1.73B 0.58% | 0.00 | 1.49M | 4.29M |
ABBVIE INCDFND | COM | 12.79M | SH | $1.72B 0.58% | 0.00 | 3.62M | 9.17M |
ISHARES TRDFND | CORE MSCI EAFE | 25.11M | SH | $1.69B 0.57% | 0.00 | 241.00 | 25.11M |
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