Filed: 5/12/2023ACC: 0000950123-23-004598
📋 What this filing means
UBS GROUP AG filed this quarterly 13F‑HR report disclosing 8433 equity positions with a total reported market value of $273.64B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
8433
Positions
$273.64B
Total AUM (reported)
3.85B
Total Shares
Allocation by class
COM$127.85B46.7%
TR UNIT$14.01B5.1%
SHS$10.76B3.9%
CL A$7.12B2.6%
UNIT SER 1$6.21B2.3%
COM NEW$4.43B1.6%
RUSSELL 2000 ETF$3.37B1.2%
Portfolio Concentration
Top 3$30.68B11.2%
4–10$26.74B9.8%
11–25$27.39B10.0%
Rest$188.83B69.0%
Top 3 weight
11.2%
Top 10 weight
21.0%
Voting Authority Distribution
Total shares with voting rights: 3.85B
Sole
Full voting authority
50.64M
shares
% of voting shares1.3%
Shared
Joint voting authority
1.60B
shares
% of voting shares41.5%
None
No voting authority
2.20B
shares
% of voting shares57.2%
Investment Discretion (by position count)
Sole2919
Shared0
Other5514
Dominant voting typeNone · 57.2% of voting shares
Institutional Holdings8433
Rows:
SPDR S&P 500 ETF TR
DFNDShares34.21M
TypeSH
Market value$14.01B
5.12%
Sole
0.00
Shared
27.67M
None
6.54M
MICROSOFT CORP
DFNDShares29.58M
TypeSH
Market value$8.53B
3.12%
Sole
0.00
Shared
6.01M
None
23.57M
APPLE INC
DFNDShares49.42M
TypeSH
Market value$8.15B
2.98%
Sole
0.00
Shared
13.32M
None
36.10M
UBS GROUP AG
DFNDShares311.70M
TypeSH
Market value$6.65B
2.43%
Sole
0.00
Shared
307.88M
None
3.82M
INVESCO QQQ TR
DFNDShares19.35M
TypeSH
Market value$6.21B
2.27%
Sole
0.00
Shared
15.20M
None
4.15M
ISHARES TR
DFNDShares18.89M
TypeSH
Market value$3.37B
1.23%
Sole
0.00
Shared
15.71M
None
3.18M
AMAZON COM INC
DFNDShares29.37M
TypeSH
Market value$3.03B
1.11%
Sole
0.00
Shared
6.70M
None
22.67M
ALPHABET INC
DFNDShares25.22M
TypeSH
Market value$2.62B
0.96%
Sole
0.00
Shared
4.28M
None
20.94M
JPMORGAN CHASE & CO
DFNDShares19.21M
TypeSH
Market value$2.50B
0.91%
Sole
0.00
Shared
4.14M
None
15.07M
NVIDIA CORPORATION
DFNDShares8.49M
TypeSH
Market value$2.36B
0.86%
Sole
0.00
Shared
3.19M
None
5.29M
UNION PAC CORP
DFNDShares11.70M
TypeSH
Market value$2.36B
0.86%
Sole
0.00
Shared
8.17M
None
3.53M
BROADCOM INC
DFNDShares3.23M
TypeSH
Market value$2.07B
0.76%
Sole
0.00
Shared
1.35M
None
1.88M
ABBVIE INC
DFNDShares12.56M
TypeSH
Market value$2.00B
0.73%
Sole
0.00
Shared
3.03M
None
9.53M
HOME DEPOT INC
DFNDShares6.77M
TypeSH
Market value$2.00B
0.73%
Sole
0.00
Shared
1.09M
None
5.68M
TESLA INC
DFNDShares9.33M
TypeSH
Market value$1.94B
0.71%
Sole
0.00
Shared
7.14M
None
2.19M
VISA INC
DFNDShares8.34M
TypeSH
Market value$1.88B
0.69%
Sole
0.00
Shared
1.29M
None
7.05M
VANGUARD INDEX FDS
DFNDShares13.11M
TypeSH
Market value$1.81B
0.66%
Sole
0.00
Shared
17.24K
None
13.09M
UNITEDHEALTH GROUP INC
DFNDShares3.74M
TypeSH
Market value$1.77B
0.65%
Sole
0.00
Shared
712.64K
None
3.03M
JOHNSON & JOHNSON
DFNDShares11.38M
TypeSH
Market value$1.76B
0.64%
Sole
0.00
Shared
1.41M
None
9.97M
ISHARES TR
DFNDShares16.41M
TypeSH
Market value$1.75B
0.64%
Sole
0.00
Shared
13.81M
None
2.60M
CISCO SYS INC
DFNDShares32.90M
TypeSH
Market value$1.72B
0.63%
Sole
0.00
Shared
10.66M
None
22.25M
ISHARES TR
DFNDShares24.23M
TypeSH
Market value$1.62B
0.59%
Sole
0.00
Shared
3.00
None
24.23M
ALPHABET INC
DFNDShares15.28M
TypeSH
Market value$1.59B
0.58%
Sole
0.00
Shared
3.15M
None
12.13M
PROCTER AND GAMBLE CO
DFNDShares10.68M
TypeSH
Market value$1.59B
0.58%
Sole
0.00
Shared
571.97K
None
10.11M
MERCK & CO INC
DFNDShares14.48M
TypeSH
Market value$1.54B
0.56%
Sole
0.00
Shared
4.34M
None
10.14M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 34.21M | SH | $14.01B 5.12% | 0.00 | 27.67M | 6.54M |
MICROSOFT CORPDFND | COM | 29.58M | SH | $8.53B 3.12% | 0.00 | 6.01M | 23.57M |
APPLE INCDFND | COM | 49.42M | SH | $8.15B 2.98% | 0.00 | 13.32M | 36.10M |
UBS GROUP AGDFND | SHS | 311.70M | SH | $6.65B 2.43% | 0.00 | 307.88M | 3.82M |
INVESCO QQQ TRDFND | UNIT SER 1 | 19.35M | SH | $6.21B 2.27% | 0.00 | 15.20M | 4.15M |
ISHARES TRDFND | RUSSELL 2000 ETF | 18.89M | SH | $3.37B 1.23% | 0.00 | 15.71M | 3.18M |
AMAZON COM INCDFND | COM | 29.37M | SH | $3.03B 1.11% | 0.00 | 6.70M | 22.67M |
ALPHABET INCDFND | CAP STK CL A | 25.22M | SH | $2.62B 0.96% | 0.00 | 4.28M | 20.94M |
JPMORGAN CHASE & CODFND | COM | 19.21M | SH | $2.50B 0.91% | 0.00 | 4.14M | 15.07M |
NVIDIA CORPORATIONDFND | COM | 8.49M | SH | $2.36B 0.86% | 0.00 | 3.19M | 5.29M |
UNION PAC CORPDFND | COM | 11.70M | SH | $2.36B 0.86% | 0.00 | 8.17M | 3.53M |
BROADCOM INCDFND | COM | 3.23M | SH | $2.07B 0.76% | 0.00 | 1.35M | 1.88M |
ABBVIE INCDFND | COM | 12.56M | SH | $2.00B 0.73% | 0.00 | 3.03M | 9.53M |
HOME DEPOT INCDFND | COM | 6.77M | SH | $2.00B 0.73% | 0.00 | 1.09M | 5.68M |
TESLA INCDFND | COM | 9.33M | SH | $1.94B 0.71% | 0.00 | 7.14M | 2.19M |
VISA INCDFND | COM CL A | 8.34M | SH | $1.88B 0.69% | 0.00 | 1.29M | 7.05M |
VANGUARD INDEX FDSDFND | VALUE ETF | 13.11M | SH | $1.81B 0.66% | 0.00 | 17.24K | 13.09M |
UNITEDHEALTH GROUP INCDFND | COM | 3.74M | SH | $1.77B 0.65% | 0.00 | 712.64K | 3.03M |
JOHNSON & JOHNSONDFND | COM | 11.38M | SH | $1.76B 0.64% | 0.00 | 1.41M | 9.97M |
ISHARES TRDFND | 20 YR TR BD ETF | 16.41M | SH | $1.75B 0.64% | 0.00 | 13.81M | 2.60M |
CISCO SYS INCDFND | COM | 32.90M | SH | $1.72B 0.63% | 0.00 | 10.66M | 22.25M |
ISHARES TRDFND | CORE MSCI EAFE | 24.23M | SH | $1.62B 0.59% | 0.00 | 3.00 | 24.23M |
ALPHABET INCDFND | CAP STK CL C | 15.28M | SH | $1.59B 0.58% | 0.00 | 3.15M | 12.13M |
PROCTER AND GAMBLE CODFND | COM | 10.68M | SH | $1.59B 0.58% | 0.00 | 571.97K | 10.11M |
MERCK & CO INCDFND | COM | 14.48M | SH | $1.54B 0.56% | 0.00 | 4.34M | 10.14M |
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