Filed: 2/8/2023ACC: 0000950123-23-001065
📋 What this filing means
UBS GROUP AG filed this quarterly 13F‑HR report disclosing 9479 equity positions with a total reported market value of $267.82B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
9479
Positions
$267.82B
Total AUM (reported)
3.90B
Total Shares
Allocation by class
COM$129.84B48.5%
TR UNIT$10.69B4.0%
CL A$6.90B2.6%
SHS$6.02B2.2%
COM NEW$5.30B2.0%
UNIT SER 1$4.49B1.7%
20 YR TR BD ETF$3.62B1.4%
Portfolio Concentration
Top 3$25.68B9.6%
4–10$21.29B7.9%
11–25$29.26B10.9%
Rest$191.59B71.5%
Top 3 weight
9.6%
Top 10 weight
17.5%
Voting Authority Distribution
Total shares with voting rights: 3.90B
Sole
Full voting authority
54.07M
shares
% of voting shares1.4%
Shared
Joint voting authority
1.70B
shares
% of voting shares43.5%
None
No voting authority
2.15B
shares
% of voting shares55.1%
Investment Discretion (by position count)
Sole3930
Shared0
Other5549
Dominant voting typeNone · 55.1% of voting shares
Institutional Holdings9479
Rows:
SPDR S&P 500 ETF TR
DFNDShares27.94M
TypeSH
Market value$10.68B
3.99%
Sole
0.00
Shared
20.83M
None
7.10M
MICROSOFT CORP
DFNDShares31.93M
TypeSH
Market value$7.66B
2.86%
Sole
0.00
Shared
8.50M
None
23.43M
APPLE INC
DFNDShares56.49M
TypeSH
Market value$7.34B
2.74%
Sole
0.00
Shared
21.01M
None
35.48M
INVESCO QQQ TR
DFNDShares16.88M
TypeSH
Market value$4.49B
1.68%
Sole
0.00
Shared
12.45M
None
4.43M
ISHARES TR
DFNDShares36.36M
TypeSH
Market value$3.62B
1.35%
Sole
0.00
Shared
34.14M
None
2.21M
JPMORGAN CHASE & CO
DFNDShares21.79M
TypeSH
Market value$2.92B
1.09%
Sole
0.00
Shared
6.80M
None
15M
AMAZON COM INC
DFNDShares32.96M
TypeSH
Market value$2.77B
1.03%
Sole
0.00
Shared
11.52M
None
21.44M
ALPHABET INC
DFNDShares29.21M
TypeSH
Market value$2.58B
0.96%
Sole
0.00
Shared
8.66M
None
20.55M
ISHARES TR
DFNDShares14.53M
TypeSH
Market value$2.53B
0.95%
Sole
0.00
Shared
11.42M
None
3.11M
JOHNSON & JOHNSON
DFNDShares13.43M
TypeSH
Market value$2.37B
0.89%
Sole
0.00
Shared
3.08M
None
10.35M
UBS GROUP AG
DFNDShares125.84M
TypeSH
Market value$2.35B
0.88%
Sole
0.00
Shared
125.29M
None
543.13K
ISHARES TR
DFNDShares61.71M
TypeSH
Market value$2.34B
0.87%
Sole
0.00
Shared
54.62M
None
7.09M
HOME DEPOT INC
DFNDShares7.11M
TypeSH
Market value$2.25B
0.84%
Sole
0.00
Shared
1.33M
None
5.78M
ABBVIE INC
DFNDShares12.92M
TypeSH
Market value$2.09B
0.78%
Sole
0.00
Shared
3.40M
None
9.52M
UNITEDHEALTH GROUP INC
DFNDShares3.76M
TypeSH
Market value$1.99B
0.74%
Sole
0.00
Shared
919.44K
None
2.84M
BROADCOM INC
DFNDShares3.55M
TypeSH
Market value$1.99B
0.74%
Sole
0.00
Shared
1.74M
None
1.81M
SPDR GOLD TR
DFNDShares11.52M
TypeSH
Market value$1.95B
0.73%
Sole
0.00
Shared
7.66M
None
3.86M
CHEVRON CORP NEW
DFNDShares10.38M
TypeSH
Market value$1.86B
0.70%
Sole
0.00
Shared
3.78M
None
6.60M
SELECT SECTOR SPDR TR
DFNDShares54.42M
TypeSH
Market value$1.86B
0.69%
Sole
0.00
Shared
41.63M
None
12.79M
VANGUARD INDEX FDS
DFNDShares13.15M
TypeSH
Market value$1.85B
0.69%
Sole
0.00
Shared
16.46K
None
13.14M
PROCTER AND GAMBLE CO
DFNDShares11.83M
TypeSH
Market value$1.79B
0.67%
Sole
0.00
Shared
2.02M
None
9.81M
CISCO SYS INC
DFNDShares36.58M
TypeSH
Market value$1.74B
0.65%
Sole
0.00
Shared
14.11M
None
22.48M
VISA INC
DFNDShares8.37M
TypeSH
Market value$1.74B
0.65%
Sole
0.00
Shared
1.28M
None
7.09M
NVIDIA CORPORATION
DFNDShares11.87M
TypeSH
Market value$1.73B
0.65%
Sole
0.00
Shared
6.77M
None
5.10M
SELECT SECTOR SPDR TR
DFNDShares19.71M
TypeSH
Market value$1.72B
0.64%
Sole
0.00
Shared
10.07M
None
9.64M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 27.94M | SH | $10.68B 3.99% | 0.00 | 20.83M | 7.10M |
MICROSOFT CORPDFND | COM | 31.93M | SH | $7.66B 2.86% | 0.00 | 8.50M | 23.43M |
APPLE INCDFND | COM | 56.49M | SH | $7.34B 2.74% | 0.00 | 21.01M | 35.48M |
INVESCO QQQ TRDFND | UNIT SER 1 | 16.88M | SH | $4.49B 1.68% | 0.00 | 12.45M | 4.43M |
ISHARES TRDFND | 20 YR TR BD ETF | 36.36M | SH | $3.62B 1.35% | 0.00 | 34.14M | 2.21M |
JPMORGAN CHASE & CODFND | COM | 21.79M | SH | $2.92B 1.09% | 0.00 | 6.80M | 15M |
AMAZON COM INCDFND | COM | 32.96M | SH | $2.77B 1.03% | 0.00 | 11.52M | 21.44M |
ALPHABET INCDFND | CAP STK CL A | 29.21M | SH | $2.58B 0.96% | 0.00 | 8.66M | 20.55M |
ISHARES TRDFND | RUSSELL 2000 ETF | 14.53M | SH | $2.53B 0.95% | 0.00 | 11.42M | 3.11M |
JOHNSON & JOHNSONDFND | COM | 13.43M | SH | $2.37B 0.89% | 0.00 | 3.08M | 10.35M |
UBS GROUP AGDFND | SHS | 125.84M | SH | $2.35B 0.88% | 0.00 | 125.29M | 543.13K |
ISHARES TRDFND | MSCI EMG MKT ETF | 61.71M | SH | $2.34B 0.87% | 0.00 | 54.62M | 7.09M |
HOME DEPOT INCDFND | COM | 7.11M | SH | $2.25B 0.84% | 0.00 | 1.33M | 5.78M |
ABBVIE INCDFND | COM | 12.92M | SH | $2.09B 0.78% | 0.00 | 3.40M | 9.52M |
UNITEDHEALTH GROUP INCDFND | COM | 3.76M | SH | $1.99B 0.74% | 0.00 | 919.44K | 2.84M |
BROADCOM INCDFND | COM | 3.55M | SH | $1.99B 0.74% | 0.00 | 1.74M | 1.81M |
SPDR GOLD TRDFND | GOLD SHS | 11.52M | SH | $1.95B 0.73% | 0.00 | 7.66M | 3.86M |
CHEVRON CORP NEWDFND | COM | 10.38M | SH | $1.86B 0.70% | 0.00 | 3.78M | 6.60M |
SELECT SECTOR SPDR TRDFND | FINANCIAL | 54.42M | SH | $1.86B 0.69% | 0.00 | 41.63M | 12.79M |
VANGUARD INDEX FDSDFND | VALUE ETF | 13.15M | SH | $1.85B 0.69% | 0.00 | 16.46K | 13.14M |
PROCTER AND GAMBLE CODFND | COM | 11.83M | SH | $1.79B 0.67% | 0.00 | 2.02M | 9.81M |
CISCO SYS INCDFND | COM | 36.58M | SH | $1.74B 0.65% | 0.00 | 14.11M | 22.48M |
VISA INCDFND | COM CL A | 8.37M | SH | $1.74B 0.65% | 0.00 | 1.28M | 7.09M |
NVIDIA CORPORATIONDFND | COM | 11.87M | SH | $1.73B 0.65% | 0.00 | 6.77M | 5.10M |
SELECT SECTOR SPDR TRDFND | ENERGY | 19.71M | SH | $1.72B 0.64% | 0.00 | 10.07M | 9.64M |
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