TUDOR INVESTMENT CORP ET AL

PrivateCIK: 923093

Location

STAMFORD, CT

2806

Positions

$71.91B

Total AUM (reported)

1.71B

Total Shares

Allocation by class

ETF OPTION$27.30B38.0%

EQUITY OPTION$19.79B27.5%

EQUITY$18.76B26.1%

EXCHANGE-TRADED FUND$3.15B4.4%

CONVERTIBLE BOND$1.14B1.6%

DEPOSITORY RECEIPT$959.54M1.3%

20 YR TR BD ETF$607.45M0.8%

Portfolio Concentration

Top 3$20.83B29.0%

4–10$6.54B9.1%

11–25$7.54B10.5%

Rest$37.01B51.5%

Top 3 weight

29.0%

Top 10 weight

38.1%

Voting Authority Distribution

Total shares with voting rights: 3.43B

Sole

Full voting authority

1.71B

% of voting shares50.0%

Shared

Joint voting authority

1.71B

% of voting shares50.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other2806

Dominant voting typeSole · 50.0% of voting shares

Institutional Holdings2806

Rows:

Ishares Russell 2000 Etf - US ETP

DFND

ETF Option

Shares40.40M

TypeSH

Market value$12.14B

16.88%

Sole

40.40M

Shared

40.40M

None

0.00

Invesco Qqq Trust Series 1 - US ETP

DFND

ETF Option

Shares9.56M

TypeSH

Market value$7.04B

9.79%

Sole

9.56M

Shared

9.56M

None

0.00

Spdr Gold Shares - US ETP

DFND

ETF Option

Shares4.48M

TypeSH

Market value$1.65B

2.29%

Sole

4.48M

Shared

4.48M

None

0.00

Ishares Core S&P 500 Etf - US ETP

DFND

Exchange-Traded Fund

Shares1.62M

TypeSH

Market value$1.21B

1.68%

Sole

1.62M

Shared

1.62M

None

0.00

Taiwan Semiconductor Manufacturing Co Ltd - US ADR

DFND

Equity Option

Shares2.48M

TypeSH

Market value$1.18B

1.65%

Sole

2.48M

Shared

2.48M

None

0.00

Nvidia Corp - US

DFND

Equity Option

Shares4.90M

TypeSH

Market value$981.32M

1.36%

Sole

4.90M

Shared

4.90M

None

0.00

Micron Technology Inc - US

DFND

Equity Option

Shares838.80K

TypeSH

Market value$968.22M

1.35%

Sole

838.80K

Shared

838.80K

None

0.00

Ishares Iboxx High Yield Corporate Bond Etf - US E

DFND

ETF Option

Shares10M

TypeSH

Market value$799.70M

1.11%

Sole

10M

Shared

10M

None

0.00

State Street Energy Select Sector SPDR ETF - US ET

DFND

ETF Option

Shares13.13M

TypeSH

Market value$697.40M

0.97%

Sole

13.13M

Shared

13.13M

None

0.00

Microsoft Corp - US

DFND

Equity Option

Shares1.86M

TypeSH

Market value$694.71M

0.97%

Sole

1.86M

Shared

1.86M

None

0.00

State Street Financial Select Sector SPDR ETF - US

DFND

ETF Option

Shares12.71M

TypeSH

Market value$681.55M

0.95%

Sole

12.71M

Shared

12.71M

None

0.00

Taiwan Semiconductor Manufacturing Co Ltd - US ADR

DFND

Depository Receipt

Shares1.37M

TypeSH

Market value$653.94M

0.91%

Sole

1.37M

Shared

1.37M

None

0.00

Microsoft Corp - US

DFND

Equity

Shares1.67M

TypeSH

Market value$623.85M

0.87%

Sole

1.67M

Shared

1.67M

None

0.00

ISHARES TR

DFND

20 YR TR BD ETF

Shares7.03M

TypeSH

Market value$607.45M

0.84%

Sole

7.03M

Shared

7.03M

None

0.00

Ishares Msci Emerging Markets Etf - US ETP

DFND

ETF Option

Shares8.15M

TypeSH

Market value$557.29M

0.77%

Sole

8.15M

Shared

8.15M

None

0.00

Advanced Micro Devices Inc - US

DFND

Equity Option

Shares933.40K

TypeSH

Market value$542.22M

0.75%

Sole

933.40K

Shared

933.40K

None

0.00

Tesla Inc - US

DFND

Equity Option

Shares1.28M

TypeSH

Market value$539.92M

0.75%

Sole

1.28M

Shared

1.28M

None

0.00

Nvidia Corp - US

DFND

Equity

Shares2.34M

TypeSH

Market value$467.73M

0.65%

Sole

2.34M

Shared

2.34M

None

0.00

State Street SPDR S&P Regional Banking ETF - US ET

DFND

ETF Option

Shares6.17M

TypeSH

Market value$461.45M

0.64%

Sole

6.17M

Shared

6.17M

None

0.00

Vaneck Semiconductor Etf - US ETP

DFND

ETF Option

Shares669.90K

TypeSH

Market value$439.38M

0.61%

Sole

669.90K

Shared

669.90K

None

0.00

Ishares Msci South Korea Etf - US ETP

DFND

ETF Option

Shares2.14M

TypeSH

Market value$432.01M

0.60%

Sole

2.14M

Shared

2.14M

None

0.00

Intel Corp - US

DFND

Equity Option

Shares2.95M

TypeSH

Market value$411.43M

0.57%

Sole

2.95M

Shared

2.95M

None

0.00

State Street Utilities Select Sector SPDR ETF - US

DFND

ETF Option

Shares8.69M

TypeSH

Market value$394.09M

0.55%

Sole

8.69M

Shared

8.69M

None

0.00

Micron Technology Inc - US

DFND

Equity

Shares331.39K

TypeSH

Market value$382.52M

0.53%

Sole

331.39K

Shared

331.39K

None

0.00

Apple Inc - US

DFND

Equity Option

Shares1.19M

TypeSH

Market value$343.99M

0.48%

Sole

1.19M

Shared

1.19M

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
Ishares Russell 2000 Etf - US ETPDFND	ETF Option	40.40M	SH	$12.14B 16.88%	40.40M	40.40M
Invesco Qqq Trust Series 1 - US ETPDFND	ETF Option	9.56M	SH	$7.04B 9.79%	9.56M	9.56M
Spdr Gold Shares - US ETPDFND	ETF Option	4.48M	SH	$1.65B 2.29%	4.48M	4.48M
Ishares Core S&P 500 Etf - US ETPDFND	Exchange-Traded Fund	1.62M	SH	$1.21B 1.68%	1.62M	1.62M
Taiwan Semiconductor Manufacturing Co Ltd - US ADRDFND	Equity Option	2.48M	SH	$1.18B 1.65%	2.48M	2.48M
Nvidia Corp - USDFND	Equity Option	4.90M	SH	$981.32M 1.36%	4.90M	4.90M
Micron Technology Inc - USDFND	Equity Option	838.80K	SH	$968.22M 1.35%	838.80K	838.80K
Ishares Iboxx High Yield Corporate Bond Etf - US EDFND	ETF Option	10M	SH	$799.70M 1.11%	10M	10M
State Street Energy Select Sector SPDR ETF - US ETDFND	ETF Option	13.13M	SH	$697.40M 0.97%	13.13M	13.13M
Microsoft Corp - USDFND	Equity Option	1.86M	SH	$694.71M 0.97%	1.86M	1.86M
State Street Financial Select Sector SPDR ETF - USDFND	ETF Option	12.71M	SH	$681.55M 0.95%	12.71M	12.71M
Taiwan Semiconductor Manufacturing Co Ltd - US ADRDFND	Depository Receipt	1.37M	SH	$653.94M 0.91%	1.37M	1.37M
Microsoft Corp - USDFND	Equity	1.67M	SH	$623.85M 0.87%	1.67M	1.67M
ISHARES TRDFND	20 YR TR BD ETF	7.03M	SH	$607.45M 0.84%	7.03M	7.03M
Ishares Msci Emerging Markets Etf - US ETPDFND	ETF Option	8.15M	SH	$557.29M 0.77%	8.15M	8.15M
Advanced Micro Devices Inc - USDFND	Equity Option	933.40K	SH	$542.22M 0.75%	933.40K	933.40K
Tesla Inc - USDFND	Equity Option	1.28M	SH	$539.92M 0.75%	1.28M	1.28M
Nvidia Corp - USDFND	Equity	2.34M	SH	$467.73M 0.65%	2.34M	2.34M
State Street SPDR S&P Regional Banking ETF - US ETDFND	ETF Option	6.17M	SH	$461.45M 0.64%	6.17M	6.17M
Vaneck Semiconductor Etf - US ETPDFND	ETF Option	669.90K	SH	$439.38M 0.61%	669.90K	669.90K
Ishares Msci South Korea Etf - US ETPDFND	ETF Option	2.14M	SH	$432.01M 0.60%	2.14M	2.14M
Intel Corp - USDFND	Equity Option	2.95M	SH	$411.43M 0.57%	2.95M	2.95M
State Street Utilities Select Sector SPDR ETF - USDFND	ETF Option	8.69M	SH	$394.09M 0.55%	8.69M	8.69M
Micron Technology Inc - USDFND	Equity	331.39K	SH	$382.52M 0.53%	331.39K	331.39K
Apple Inc - USDFND	Equity Option	1.19M	SH	$343.99M 0.48%	1.19M	1.19M

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