TRIUMPH CAPITAL MANAGEMENT

PrivateCIK: 1730765
Location

DENVER, CO

1838
Positions
$491.25M
Total AUM (reported)
9.64M
Total Shares

Allocation by class

TOTAL AUM$491.25M1838 positions
COM$119.97M24.4%
CL A$12.21M2.5%
TR UNIT$10.25M2.1%
SMITH OPPORT FXD$10.19M2.1%
COM SHS$9.89M2.0%
FIRST TR ENH NEW$9.14M1.9%
RISNG DIVD ACHIV$9.00M1.8%

Portfolio Concentration

Top 37.7%4–1011.7%11–2518.2%Rest62.4%TOP 1019.4%0%100%
Top 3$37.58M7.7%
4–10$57.60M11.7%
11–25$89.31M18.2%
Rest$306.76M62.4%

Top 3 weight

7.7%

Top 10 weight

19.4%

Voting Authority Distribution

Total shares with voting rights: 9.64M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

9.64M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole1838
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1838
Rows:

APPLE INC

SOLE
COM
Shares67.54K
TypeSH
Market value$17.14M
3.49%
Sole
0.00
Shared
0.00
None
67.54K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares15.71K
TypeSH
Market value$10.25M
2.09%
Sole
0.00
Shared
0.00
None
15.71K

FIRST TR EXCHNG TRADED FD VI

SOLE
SMITH OPPORT FXD
Shares233.82K
TypeSH
Market value$10.19M
2.07%
Sole
0.00
Shared
0.00
None
233.82K

FIRST TR EXCHANGE-TRADED FD

SOLE
FIRST TR ENH NEW
Shares152.32K
TypeSH
Market value$9.14M
1.86%
Sole
0.00
Shared
0.00
None
152.32K

FIRST TR EXCHANGE TRADED FD

SOLE
RISNG DIVD ACHIV
Shares131.76K
TypeSH
Market value$9.00M
1.83%
Sole
0.00
Shared
0.00
None
131.76K

FIRST TR EXCHANGE-TRADED FD

SOLE
CAP STRENGTH ETF
Shares90.30K
TypeSH
Market value$8.38M
1.71%
Sole
0.00
Shared
0.00
None
90.30K

FIRST TR EXCHANGE TRADED FD

SOLE
SMID RISNG ETF
Shares206.47K
TypeSH
Market value$8.14M
1.66%
Sole
0.00
Shared
0.00
None
206.47K

DIMENSIONAL ETF TRUST

SOLE
SHORT DURATION F
Shares164.12K
TypeSH
Market value$7.86M
1.60%
Sole
0.00
Shared
0.00
None
164.12K

VANGUARD BD INDEX FDS

SOLE
TOTAL BND MRKT
Shares104.52K
TypeSH
Market value$7.70M
1.57%
Sole
0.00
Shared
0.00
None
104.52K

ISHARES TR

SOLE
CORE S&P500 ETF
Shares11.32K
TypeSH
Market value$7.39M
1.50%
Sole
0.00
Shared
0.00
None
11.32K

FIRST TR EXCHANGE-TRADED FD

SOLE
FST LOW OPPT EFT
Shares140.25K
TypeSH
Market value$6.99M
1.42%
Sole
0.00
Shared
0.00
None
140.25K

ISHARES TR

SOLE
USD INV GRDE ETF
Shares135.46K
TypeSH
Market value$6.94M
1.41%
Sole
0.00
Shared
0.00
None
135.46K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares11.40K
TypeSH
Market value$6.58M
1.34%
Sole
0.00
Shared
0.00
None
11.40K

INNOVATOR ETFS TRUST

SOLE
QUITY MANAGD FLR
Shares181.38K
TypeSH
Market value$6.43M
1.31%
Sole
0.00
Shared
0.00
None
181.38K

FIRST TR EXCHANGE-TRADED ALP

SOLE
COM SHS
Shares51.78K
TypeSH
Market value$6.31M
1.29%
Sole
0.00
Shared
0.00
None
51.78K

ISHARES TR

SOLE
20 YR TR BD ETF
Shares72.49K
TypeSH
Market value$6.28M
1.28%
Sole
0.00
Shared
0.00
None
72.49K

J P MORGAN EXCHANGE TRADED F

SOLE
ULTRA SHRT ETF
Shares122.41K
TypeSH
Market value$6.20M
1.26%
Sole
0.00
Shared
0.00
None
122.41K

NVIDIA CORPORATION

SOLE
COM
Shares33.59K
TypeSH
Market value$5.86M
1.19%
Sole
0.00
Shared
0.00
None
33.59K

AMAZON COM INC

SOLE
COM
Shares28.04K
TypeSH
Market value$5.84M
1.19%
Sole
0.00
Shared
0.00
None
28.04K

ISHARES TR

SOLE
RUS MID CAP ETF
Shares60K
TypeSH
Market value$5.83M
1.19%
Sole
0.00
Shared
0.00
None
60K

FIRST TR EXCH TRADED FD III

SOLE
PFD SECS INC ETF
Shares309.92K
TypePRN
Market value$5.50M
1.12%
Sole
0.00
Shared
0.00
None
309.92K

ISHARES TR

SOLE
EXPANDED TECH
Shares68.17K
TypeSH
Market value$5.46M
1.11%
Sole
0.00
Shared
0.00
None
68.17K

ISHARES TR

SOLE
RUSSELL 2000 ETF
Shares21.58K
TypeSH
Market value$5.35M
1.09%
Sole
0.00
Shared
0.00
None
21.58K

JPMORGAN CHASE & CO

SOLE
COM
Shares16.87K
TypeSH
Market value$4.96M
1.01%
Sole
0.00
Shared
0.00
None
16.87K

FIRST TR EXCHNG TRADED FD VI

SOLE
SMITH UNCONSTRAI
Shares192.68K
TypeSH
Market value$4.77M
0.97%
Sole
0.00
Shared
0.00
None
192.68K
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