TRIUMPH CAPITAL MANAGEMENT

Filed: 5/13/2026ACC: 0001730765-26-000004

📋 What this filing means

TRIUMPH CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 1838 equity positions with a total reported market value of $491.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1838

Positions

$491.25M

Total AUM (reported)

9.64M

Total Shares

Allocation by class

COM$119.97M24.4%

CL A$12.21M2.5%

TR UNIT$10.25M2.1%

SMITH OPPORT FXD$10.19M2.1%

COM SHS$9.89M2.0%

FIRST TR ENH NEW$9.14M1.9%

RISNG DIVD ACHIV$9.00M1.8%

Portfolio Concentration

Top 3$37.58M7.7%

4–10$57.60M11.7%

11–25$89.31M18.2%

Rest$306.76M62.4%

Top 3 weight

7.7%

Top 10 weight

19.4%

Voting Authority Distribution

Total shares with voting rights: 9.64M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

9.64M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1838

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1838

Rows:

APPLE INC

SOLE

COM

Shares67.54K

TypeSH

Market value$17.14M

3.49%

Sole

0.00

Shared

0.00

None

67.54K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares15.71K

TypeSH

Market value$10.25M

2.09%

Sole

0.00

Shared

0.00

None

15.71K

FIRST TR EXCHNG TRADED FD VI

SOLE

SMITH OPPORT FXD

Shares233.82K

TypeSH

Market value$10.19M

2.07%

Sole

0.00

Shared

0.00

None

233.82K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares152.32K

TypeSH

Market value$9.14M

1.86%

Sole

0.00

Shared

0.00

None

152.32K

FIRST TR EXCHANGE TRADED FD

SOLE

RISNG DIVD ACHIV

Shares131.76K

TypeSH

Market value$9.00M

1.83%

Sole

0.00

Shared

0.00

None

131.76K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares90.30K

TypeSH

Market value$8.38M

1.71%

Sole

0.00

Shared

0.00

None

90.30K

FIRST TR EXCHANGE TRADED FD

SOLE

SMID RISNG ETF

Shares206.47K

TypeSH

Market value$8.14M

1.66%

Sole

0.00

Shared

0.00

None

206.47K

DIMENSIONAL ETF TRUST

SOLE

SHORT DURATION F

Shares164.12K

TypeSH

Market value$7.86M

1.60%

Sole

0.00

Shared

0.00

None

164.12K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares104.52K

TypeSH

Market value$7.70M

1.57%

Sole

0.00

Shared

0.00

None

104.52K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares11.32K

TypeSH

Market value$7.39M

1.50%

Sole

0.00

Shared

0.00

None

11.32K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares140.25K

TypeSH

Market value$6.99M

1.42%

Sole

0.00

Shared

0.00

None

140.25K

ISHARES TR

SOLE

USD INV GRDE ETF

Shares135.46K

TypeSH

Market value$6.94M

1.41%

Sole

0.00

Shared

0.00

None

135.46K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares11.40K

TypeSH

Market value$6.58M

1.34%

Sole

0.00

Shared

0.00

None

11.40K

INNOVATOR ETFS TRUST

SOLE

QUITY MANAGD FLR

Shares181.38K

TypeSH

Market value$6.43M

1.31%

Sole

0.00

Shared

0.00

None

181.38K

FIRST TR EXCHANGE-TRADED ALP

SOLE

COM SHS

Shares51.78K

TypeSH

Market value$6.31M

1.29%

Sole

0.00

Shared

0.00

None

51.78K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares72.49K

TypeSH

Market value$6.28M

1.28%

Sole

0.00

Shared

0.00

None

72.49K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares122.41K

TypeSH

Market value$6.20M

1.26%

Sole

0.00

Shared

0.00

None

122.41K

NVIDIA CORPORATION

SOLE

COM

Shares33.59K

TypeSH

Market value$5.86M

1.19%

Sole

0.00

Shared

0.00

None

33.59K

AMAZON COM INC

SOLE

COM

Shares28.04K

TypeSH

Market value$5.84M

1.19%

Sole

0.00

Shared

0.00

None

28.04K

ISHARES TR

SOLE

RUS MID CAP ETF

Shares60K

TypeSH

Market value$5.83M

1.19%

Sole

0.00

Shared

0.00

None

60K

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares309.92K

TypePRN

Market value$5.50M

1.12%

Sole

0.00

Shared

0.00

None

309.92K

ISHARES TR

SOLE

EXPANDED TECH

Shares68.17K

TypeSH

Market value$5.46M

1.11%

Sole

0.00

Shared

0.00

None

68.17K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares21.58K

TypeSH

Market value$5.35M

1.09%

Sole

0.00

Shared

0.00

None

21.58K

JPMORGAN CHASE & CO

SOLE

COM

Shares16.87K

TypeSH

Market value$4.96M

1.01%

Sole

0.00

Shared

0.00

None

16.87K

FIRST TR EXCHNG TRADED FD VI

SOLE

SMITH UNCONSTRAI

Shares192.68K

TypeSH

Market value$4.77M

0.97%

Sole

0.00

Shared

0.00

None

192.68K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	67.54K	SH	$17.14M 3.49%	67.54K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	15.71K	SH	$10.25M 2.09%	15.71K
FIRST TR EXCHNG TRADED FD VISOLE	SMITH OPPORT FXD	233.82K	SH	$10.19M 2.07%	233.82K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	152.32K	SH	$9.14M 1.86%	152.32K
FIRST TR EXCHANGE TRADED FDSOLE	RISNG DIVD ACHIV	131.76K	SH	$9.00M 1.83%	131.76K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	90.30K	SH	$8.38M 1.71%	90.30K
FIRST TR EXCHANGE TRADED FDSOLE	SMID RISNG ETF	206.47K	SH	$8.14M 1.66%	206.47K
DIMENSIONAL ETF TRUSTSOLE	SHORT DURATION F	164.12K	SH	$7.86M 1.60%	164.12K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	104.52K	SH	$7.70M 1.57%	104.52K
ISHARES TRSOLE	CORE S&P500 ETF	11.32K	SH	$7.39M 1.50%	11.32K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	140.25K	SH	$6.99M 1.42%	140.25K
ISHARES TRSOLE	USD INV GRDE ETF	135.46K	SH	$6.94M 1.41%	135.46K
INVESCO QQQ TRSOLE	UNIT SER 1	11.40K	SH	$6.58M 1.34%	11.40K
INNOVATOR ETFS TRUSTSOLE	QUITY MANAGD FLR	181.38K	SH	$6.43M 1.31%	181.38K
FIRST TR EXCHANGE-TRADED ALPSOLE	COM SHS	51.78K	SH	$6.31M 1.29%	51.78K
ISHARES TRSOLE	20 YR TR BD ETF	72.49K	SH	$6.28M 1.28%	72.49K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	122.41K	SH	$6.20M 1.26%	122.41K
NVIDIA CORPORATIONSOLE	COM	33.59K	SH	$5.86M 1.19%	33.59K
AMAZON COM INCSOLE	COM	28.04K	SH	$5.84M 1.19%	28.04K
ISHARES TRSOLE	RUS MID CAP ETF	60K	SH	$5.83M 1.19%	60K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	309.92K	PRN	$5.50M 1.12%	309.92K
ISHARES TRSOLE	EXPANDED TECH	68.17K	SH	$5.46M 1.11%	68.17K
ISHARES TRSOLE	RUSSELL 2000 ETF	21.58K	SH	$5.35M 1.09%	21.58K
JPMORGAN CHASE & COSOLE	COM	16.87K	SH	$4.96M 1.01%	16.87K
FIRST TR EXCHNG TRADED FD VISOLE	SMITH UNCONSTRAI	192.68K	SH	$4.77M 0.97%	192.68K

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