TRIUMPH CAPITAL MANAGEMENT

Filed: 11/17/2025ACC: 0001730765-25-000008

📋 What this filing means

TRIUMPH CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 1604 equity positions with a total reported market value of $410.83M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1604

Positions

$410.83M

Total AUM (reported)

8.64M

Total Shares

Allocation by class

ETF$263.05M64.0%

STOCK$119.68M29.1%

CEF$19.83M4.8%

REIT$7.07M1.7%

ADR$1.20M0.3%

CONVERTIBLE PREFERRED$2.8K0.0%

Portfolio Concentration

Top 3$32.51M7.9%

4–10$52.33M12.7%

11–25$76.50M18.6%

Rest$249.49M60.7%

Top 3 weight

7.9%

Top 10 weight

20.7%

Voting Authority Distribution

Total shares with voting rights: 8.64M

Sole

Full voting authority

8.45M

% of voting shares97.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

192.93K

% of voting shares2.2%

Investment Discretion (by position count)

Sole1275

Shared0

Other329

Dominant voting typeSole · 97.8% of voting shares

Institutional Holdings1604

Rows:

FIRST TRUST ENHANCED SHORT MATURITY ETF

DFND

ETF

Shares220.72K

TypeSH

Market value$13.22M

3.22%

Sole

217.57K

Shared

0.00

None

3.15K

FIRST TRUST SMITH OPPORTUNISTIC FIXED INCOME ETF

DFND

ETF

Shares229.09K

TypeSH

Market value$10.18M

2.48%

Sole

225.95K

Shared

0.00

None

3.15K

FIRST TRUST RISING DIVIDEND ACHIEVERS ETF

DFND

ETF

Shares135.47K

TypeSH

Market value$9.11M

2.22%

Sole

133.45K

Shared

0.00

None

2.02K

FIRST TRUST CAPITAL STRENGTH ETF

DFND

ETF

Shares91.04K

TypeSH

Market value$8.53M

2.08%

Sole

89.48K

Shared

0.00

None

1.56K

VANGUARD TOTAL BOND MARKET ETF

DFND

ETF

Shares111.35K

TypeSH

Market value$8.28M

2.02%

Sole

110.04K

Shared

0.00

None

1.31K

FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF

DFND

ETF

Shares212.11K

TypeSH

Market value$8.06M

1.96%

Sole

209.16K

Shared

0.00

None

2.95K

SPDR S&P 500 ETF TRUST

DFND

ETF

Shares10.58K

TypeSH

Market value$7.05M

1.72%

Sole

10.19K

Shared

0.00

None

391.00

JPMORGAN ULTRA-SHORT INCOME ETF

DFND

ETF

Shares136.06K

TypeSH

Market value$6.90M

1.68%

Sole

133.55K

Shared

0.00

None

2.51K

INVESCO QQQ TRUST SERIES I

OTR

ETF

Shares11.43K

TypeSH

Market value$6.86M

1.67%

Sole

11.22K

Shared

0.00

None

215.00

ISHARES CORE S&P 500 ETF

OTR

ETF

Shares9.93K

TypeSH

Market value$6.64M

1.62%

Sole

9.77K

Shared

0.00

None

154.00

FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND

DFND

ETF

Shares150.49K

TypeSH

Market value$6.53M

1.59%

Sole

147.91K

Shared

0.00

None

2.58K

FIRST TRUST LOW DURATION OPPORTUNITIES ETF

DFND

ETF

Shares131.09K

TypeSH

Market value$6.53M

1.59%

Sole

129.56K

Shared

0.00

None

1.53K

FIRST TRUST LARGE CAP CORE ALPHADEX FUND

DFND

ETF

Shares53.19K

TypeSH

Market value$6.21M

1.51%

Sole

52.13K

Shared

0.00

None

1.06K

NVIDIA CORPORATION COM

OTR

Stock

Shares30.46K

TypeSH

Market value$5.68M

1.38%

Sole

30.40K

Shared

0.00

None

60.00

ISHARES RUSSELL MIDCAP ETF

DFND

ETF

Shares58.33K

TypeSH

Market value$5.63M

1.37%

Sole

57.20K

Shared

0.00

None

1.13K

VANGUARD TOTAL INTERNATIONAL BOND ETF

DFND

ETF

Shares113.77K

TypeSH

Market value$5.63M

1.37%

Sole

112.45K

Shared

0.00

None

1.31K

ISHARES RUSSELL 2000 ETF

DFND

ETF

Shares20.53K

TypeSH

Market value$4.97M

1.21%

Sole

20.15K

Shared

0.00

None

376.00

CONSUMER STAPLES SELECT SECTOR SPDR FUND

DFND

ETF

Shares62.76K

TypeSH

Market value$4.92M

1.20%

Sole

61.48K

Shared

0.00

None

1.27K

ISHARES 20 YEAR TREASURY BOND ETF

DFND

ETF

Shares52.70K

TypeSH

Market value$4.71M

1.15%

Sole

51.92K

Shared

0.00

None

774.00

INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - DECEMBER

OTR

ETF

Shares118.67K

TypeSH

Market value$4.55M

1.11%

Sole

115.34K

Shared

0.00

None

3.33K

AMAZON COM INC COM

OTR

Stock

Shares20.24K

TypeSH

Market value$4.44M

1.08%

Sole

19.87K

Shared

0.00

None

375.00

ISHARES MSCI USA QUALITY FACTOR ETF

OTR

ETF

Shares22.53K

TypeSH

Market value$4.38M

1.07%

Sole

22.09K

Shared

0.00

None

444.00

INNOVATOR EQUITY MANAGED FLOOR ETF

DFND

ETF

Shares121.19K

TypeSH

Market value$4.37M

1.06%

Sole

119.97K

Shared

0.00

None

1.22K

APPLE INC COM

OTR

Stock

Shares16.06K

TypeSH

Market value$4.09M

1.00%

Sole

16K

Shared

0.00

None

54.00

BERKSHIRE HATHAWAY INC DEL CL B NEW

OTR

Stock

Shares7.66K

TypeSH

Market value$3.85M

0.94%

Sole

7.56K

Shared

0.00

None

96.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
FIRST TRUST ENHANCED SHORT MATURITY ETFDFND	ETF	220.72K	SH	$13.22M 3.22%	217.57K	3.15K
FIRST TRUST SMITH OPPORTUNISTIC FIXED INCOME ETFDFND	ETF	229.09K	SH	$10.18M 2.48%	225.95K	3.15K
FIRST TRUST RISING DIVIDEND ACHIEVERS ETFDFND	ETF	135.47K	SH	$9.11M 2.22%	133.45K	2.02K
FIRST TRUST CAPITAL STRENGTH ETFDFND	ETF	91.04K	SH	$8.53M 2.08%	89.48K	1.56K
VANGUARD TOTAL BOND MARKET ETFDFND	ETF	111.35K	SH	$8.28M 2.02%	110.04K	1.31K
FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETFDFND	ETF	212.11K	SH	$8.06M 1.96%	209.16K	2.95K
SPDR S&P 500 ETF TRUSTDFND	ETF	10.58K	SH	$7.05M 1.72%	10.19K	391.00
JPMORGAN ULTRA-SHORT INCOME ETFDFND	ETF	136.06K	SH	$6.90M 1.68%	133.55K	2.51K
INVESCO QQQ TRUST SERIES IOTR	ETF	11.43K	SH	$6.86M 1.67%	11.22K	215.00
ISHARES CORE S&P 500 ETFOTR	ETF	9.93K	SH	$6.64M 1.62%	9.77K	154.00
FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUNDDFND	ETF	150.49K	SH	$6.53M 1.59%	147.91K	2.58K
FIRST TRUST LOW DURATION OPPORTUNITIES ETFDFND	ETF	131.09K	SH	$6.53M 1.59%	129.56K	1.53K
FIRST TRUST LARGE CAP CORE ALPHADEX FUNDDFND	ETF	53.19K	SH	$6.21M 1.51%	52.13K	1.06K
NVIDIA CORPORATION COMOTR	Stock	30.46K	SH	$5.68M 1.38%	30.40K	60.00
ISHARES RUSSELL MIDCAP ETFDFND	ETF	58.33K	SH	$5.63M 1.37%	57.20K	1.13K
VANGUARD TOTAL INTERNATIONAL BOND ETFDFND	ETF	113.77K	SH	$5.63M 1.37%	112.45K	1.31K
ISHARES RUSSELL 2000 ETFDFND	ETF	20.53K	SH	$4.97M 1.21%	20.15K	376.00
CONSUMER STAPLES SELECT SECTOR SPDR FUNDDFND	ETF	62.76K	SH	$4.92M 1.20%	61.48K	1.27K
ISHARES 20 YEAR TREASURY BOND ETFDFND	ETF	52.70K	SH	$4.71M 1.15%	51.92K	774.00
INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - DECEMBEROTR	ETF	118.67K	SH	$4.55M 1.11%	115.34K	3.33K
AMAZON COM INC COMOTR	Stock	20.24K	SH	$4.44M 1.08%	19.87K	375.00
ISHARES MSCI USA QUALITY FACTOR ETFOTR	ETF	22.53K	SH	$4.38M 1.07%	22.09K	444.00
INNOVATOR EQUITY MANAGED FLOOR ETFDFND	ETF	121.19K	SH	$4.37M 1.06%	119.97K	1.22K
APPLE INC COMOTR	Stock	16.06K	SH	$4.09M 1.00%	16K	54.00
BERKSHIRE HATHAWAY INC DEL CL B NEWOTR	Stock	7.66K	SH	$3.85M 0.94%	7.56K	96.00

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