Filed: 4/25/2024ACC: 0001730765-24-000002
📋 What this filing means
TRIUMPH CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 225 equity positions with a total reported market value of $245.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
225
Positions
$245.27M
Total AUM (reported)
5.91M
Total Shares
Allocation by class
ETF$180.50M73.6%
COM$62.66M25.5%
ADR$2.10M0.9%
Portfolio Concentration
Top 3$34.66M14.1%
4–10$45.91M18.7%
11–25$45.44M18.5%
Rest$119.26M48.6%
Top 3 weight
14.1%
Top 10 weight
32.8%
Voting Authority Distribution
Total shares with voting rights: 5.91M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.91M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole225
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings225
Rows:
FIRST TRUST ENHANCED SHORT MATURITY ETF
SOLEShares265.68K
TypeSH
Market value$15.84M
6.46%
Sole
0.00
Shared
0.00
None
265.68K
JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHORT INCOME FUND
SOLEShares197.27K
TypeSH
Market value$9.95M
4.06%
Sole
0.00
Shared
0.00
None
197.27K
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF
SOLEShares205.12K
TypeSH
Market value$8.87M
3.62%
Sole
0.00
Shared
0.00
None
205.12K
FIRST TRUST PREFERRED SECURITIES & INCOME ETF
SOLEShares490K
TypeSH
Market value$8.53M
3.48%
Sole
0.00
Shared
0.00
None
490K
FIRST TRUST LARGE CAP CORE ALPHADEX FUND
SOLEShares78.94K
TypeSH
Market value$7.80M
3.18%
Sole
0.00
Shared
0.00
None
78.94K
SPDR S&P 500 ETF TRUST
SOLEShares13.72K
TypeSH
Market value$7.17M
2.92%
Sole
0.00
Shared
0.00
None
13.72K
VANGUARD TOTAL BOND MARKET ETF
SOLEShares92.51K
TypeSH
Market value$6.67M
2.72%
Sole
0.00
Shared
0.00
None
92.51K
ISHARES RUSSELL 2000 ETF
SOLEShares26.74K
TypeSH
Market value$5.57M
2.27%
Sole
0.00
Shared
0.00
None
26.74K
FIRST TRUST RISING DIVIDEND ACHIEVERS ETF
SOLEShares96.41K
TypeSH
Market value$5.38M
2.19%
Sole
0.00
Shared
0.00
None
96.41K
ISHARES RUSSELL MIDCAP ETF
SOLEShares57.28K
TypeSH
Market value$4.79M
1.95%
Sole
0.00
Shared
0.00
None
57.28K
VANGUARD TOTAL INTERNATIONAL BOND ETF
SOLEShares94.72K
TypeSH
Market value$4.64M
1.89%
Sole
0.00
Shared
0.00
None
94.72K
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares48.78K
TypeSH
Market value$4.15M
1.69%
Sole
0.00
Shared
0.00
None
48.78K
ISHARES MSCI USA QUALITY FACTOR ETF
SOLEShares21.38K
TypeSH
Market value$3.50M
1.43%
Sole
0.00
Shared
0.00
None
21.38K
ISHARES CORE S&P 500 ETF
SOLEShares6.58K
TypeSH
Market value$3.45M
1.41%
Sole
0.00
Shared
0.00
None
6.58K
INVESCO SENIOR LOAN ETF
SOLEShares162.44K
TypeSH
Market value$3.43M
1.40%
Sole
0.00
Shared
0.00
None
162.44K
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares32.95K
TypeSH
Market value$3.03M
1.23%
Sole
0.00
Shared
0.00
None
32.95K
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF
SOLEShares28.49K
TypeSH
Market value$2.85M
1.16%
Sole
0.00
Shared
0.00
None
28.49K
JPMORGAN EQUITY PREMIUM INCOME FUND JPMORGAN EQUITY PREMIUM INCOME FUND
SOLEShares48.90K
TypeSH
Market value$2.82M
1.15%
Sole
0.00
Shared
0.00
None
48.90K
MICROSOFT CORP COM
SOLEShares6.49K
TypeSH
Market value$2.75M
1.12%
Sole
0.00
Shared
0.00
None
6.49K
SOFI TECHNOLOGIES INC COM
SOLEShares362.38K
TypeSH
Market value$2.62M
1.07%
Sole
0.00
Shared
0.00
None
362.38K
BERKSHIRE HATHAWAY INC DEL CL B
SOLEShares6.13K
TypeSH
Market value$2.58M
1.05%
Sole
0.00
Shared
0.00
None
6.13K
INVESCO QQQ TRUST SERIES I
SOLEShares5.70K
TypeSH
Market value$2.54M
1.03%
Sole
0.00
Shared
0.00
None
5.70K
FT VEST S&P 500 DIVIDEND ARISTOCRATS TARGET INCOME ETF
SOLEShares45.30K
TypeSH
Market value$2.42M
0.99%
Sole
0.00
Shared
0.00
None
45.30K
APPLE INC COM
SOLEShares13.75K
TypeSH
Market value$2.34M
0.95%
Sole
0.00
Shared
0.00
None
13.75K
FIRST TRUST UTILITIES ALPHADEX FUND
SOLEShares72.15K
TypeSH
Market value$2.33M
0.95%
Sole
0.00
Shared
0.00
None
72.15K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST TRUST ENHANCED SHORT MATURITY ETFSOLE | ETF | 265.68K | SH | $15.84M 6.46% | 0.00 | 0.00 | 265.68K |
JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHORT INCOME FUNDSOLE | ETF | 197.27K | SH | $9.95M 4.06% | 0.00 | 0.00 | 197.27K |
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETFSOLE | ETF | 205.12K | SH | $8.87M 3.62% | 0.00 | 0.00 | 205.12K |
FIRST TRUST PREFERRED SECURITIES & INCOME ETFSOLE | ETF | 490K | SH | $8.53M 3.48% | 0.00 | 0.00 | 490K |
FIRST TRUST LARGE CAP CORE ALPHADEX FUNDSOLE | ETF | 78.94K | SH | $7.80M 3.18% | 0.00 | 0.00 | 78.94K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 13.72K | SH | $7.17M 2.92% | 0.00 | 0.00 | 13.72K |
VANGUARD TOTAL BOND MARKET ETFSOLE | ETF | 92.51K | SH | $6.67M 2.72% | 0.00 | 0.00 | 92.51K |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 26.74K | SH | $5.57M 2.27% | 0.00 | 0.00 | 26.74K |
FIRST TRUST RISING DIVIDEND ACHIEVERS ETFSOLE | ETF | 96.41K | SH | $5.38M 2.19% | 0.00 | 0.00 | 96.41K |
ISHARES RUSSELL MIDCAP ETFSOLE | ETF | 57.28K | SH | $4.79M 1.95% | 0.00 | 0.00 | 57.28K |
VANGUARD TOTAL INTERNATIONAL BOND ETFSOLE | ETF | 94.72K | SH | $4.64M 1.89% | 0.00 | 0.00 | 94.72K |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 48.78K | SH | $4.15M 1.69% | 0.00 | 0.00 | 48.78K |
ISHARES MSCI USA QUALITY FACTOR ETFSOLE | ETF | 21.38K | SH | $3.50M 1.43% | 0.00 | 0.00 | 21.38K |
ISHARES CORE S&P 500 ETFSOLE | ETF | 6.58K | SH | $3.45M 1.41% | 0.00 | 0.00 | 6.58K |
INVESCO SENIOR LOAN ETFSOLE | ETF | 162.44K | SH | $3.43M 1.40% | 0.00 | 0.00 | 162.44K |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 32.95K | SH | $3.03M 1.23% | 0.00 | 0.00 | 32.95K |
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETFSOLE | ETF | 28.49K | SH | $2.85M 1.16% | 0.00 | 0.00 | 28.49K |
JPMORGAN EQUITY PREMIUM INCOME FUND JPMORGAN EQUITY PREMIUM INCOME FUNDSOLE | ETF | 48.90K | SH | $2.82M 1.15% | 0.00 | 0.00 | 48.90K |
MICROSOFT CORP COMSOLE | COM | 6.49K | SH | $2.75M 1.12% | 0.00 | 0.00 | 6.49K |
SOFI TECHNOLOGIES INC COMSOLE | COM | 362.38K | SH | $2.62M 1.07% | 0.00 | 0.00 | 362.38K |
BERKSHIRE HATHAWAY INC DEL CL BSOLE | COM | 6.13K | SH | $2.58M 1.05% | 0.00 | 0.00 | 6.13K |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 5.70K | SH | $2.54M 1.03% | 0.00 | 0.00 | 5.70K |
FT VEST S&P 500 DIVIDEND ARISTOCRATS TARGET INCOME ETFSOLE | ETF | 45.30K | SH | $2.42M 0.99% | 0.00 | 0.00 | 45.30K |
APPLE INC COMSOLE | COM | 13.75K | SH | $2.34M 0.95% | 0.00 | 0.00 | 13.75K |
FIRST TRUST UTILITIES ALPHADEX FUNDSOLE | ETF | 72.15K | SH | $2.33M 0.95% | 0.00 | 0.00 | 72.15K |
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