Filed: 2/5/2024ACC: 0001730765-24-000001
📋 What this filing means
TRIUMPH CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 215 equity positions with a total reported market value of $235.58M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
215
Positions
$235.58M
Total AUM (reported)
5.93M
Total Shares
Allocation by class
ETF$165.95M70.4%
COM$66.98M28.4%
ADR$2.65M1.1%
Portfolio Concentration
Top 3$40.10M17.0%
4–10$43.82M18.6%
11–25$44.98M19.1%
Rest$106.69M45.3%
Top 3 weight
17.0%
Top 10 weight
35.6%
Voting Authority Distribution
Total shares with voting rights: 5.93M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.93M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole215
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings215
Rows:
FIRST TRUST ENHANCED SHORT MATURITY ETF
SOLEShares295.37K
TypeSH
Market value$17.62M
7.48%
Sole
0.00
Shared
0.00
None
295.37K
JPMORGAN ULTRA-SHORT INCOME ETF
SOLEShares270.12K
TypeSH
Market value$13.63M
5.79%
Sole
0.00
Shared
0.00
None
270.12K
SPDR S&P 500 ETF TRUST
SOLEShares18.60K
TypeSH
Market value$8.84M
3.75%
Sole
0.00
Shared
0.00
None
18.60K
FIRST TRUST PREFERRED SECURITIES & INCOME ETF
SOLEShares510.64K
TypeSH
Market value$8.61M
3.65%
Sole
0.00
Shared
0.00
None
510.64K
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF
SOLEShares161.71K
TypeSH
Market value$7.21M
3.06%
Sole
0.00
Shared
0.00
None
161.71K
FIRST TRUST LARGE CAP CORE ALPHADEX FUND
SOLEShares70.59K
TypeSH
Market value$6.36M
2.70%
Sole
0.00
Shared
0.00
None
70.59K
VANGUARD TOTAL BOND MARKET ETF
SOLEShares77.14K
TypeSH
Market value$5.67M
2.41%
Sole
0.00
Shared
0.00
None
77.14K
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares59.39K
TypeSH
Market value$5.43M
2.30%
Sole
0.00
Shared
0.00
None
59.39K
ISHARES RUSSELL 2000 ETF
SOLEShares26.77K
TypeSH
Market value$5.37M
2.28%
Sole
0.00
Shared
0.00
None
26.77K
ISHARES RUSSELL MIDCAP ETF
SOLEShares66.32K
TypeSH
Market value$5.16M
2.19%
Sole
0.00
Shared
0.00
None
66.32K
INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - AUGUST
SOLEShares156.41K
TypeSH
Market value$4.81M
2.04%
Sole
0.00
Shared
0.00
None
156.41K
FIRST TRUST RISING DIVIDEND ACHIEVERS ETF
SOLEShares92.69K
TypeSH
Market value$4.79M
2.03%
Sole
0.00
Shared
0.00
None
92.69K
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares49.79K
TypeSH
Market value$3.99M
1.69%
Sole
0.00
Shared
0.00
None
49.79K
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF
SOLEShares39.64K
TypeSH
Market value$3.97M
1.69%
Sole
0.00
Shared
0.00
None
39.64K
INVESCO SENIOR LOAN ETF
SOLEShares149.87K
TypeSH
Market value$3.17M
1.35%
Sole
0.00
Shared
0.00
None
149.87K
SOFI TECHNOLOGIES INC COM
SOLEShares290.24K
TypeSH
Market value$2.89M
1.23%
Sole
0.00
Shared
0.00
None
290.24K
ISHARES MSCI USA QUALITY FACTOR ETF
SOLEShares18.95K
TypeSH
Market value$2.79M
1.18%
Sole
0.00
Shared
0.00
None
18.95K
MICROSOFT CORP COM
SOLEShares7.23K
TypeSH
Market value$2.72M
1.15%
Sole
0.00
Shared
0.00
None
7.23K
PALO ALTO NETWORKS INC COM
SOLEShares8.47K
TypeSH
Market value$2.50M
1.06%
Sole
0.00
Shared
0.00
None
8.47K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares6.54K
TypeSH
Market value$2.33M
0.99%
Sole
0.00
Shared
0.00
None
6.54K
INVESCO QQQ TRUST SERIES I
SOLEShares5.64K
TypeSH
Market value$2.31M
0.98%
Sole
0.00
Shared
0.00
None
5.64K
JPMORGAN EQUITY PREMIUM INCOME ETF
SOLEShares41.23K
TypeSH
Market value$2.28M
0.97%
Sole
0.00
Shared
0.00
None
41.23K
TESLA INC COM
SOLEShares8.92K
TypeSH
Market value$2.22M
0.94%
Sole
0.00
Shared
0.00
None
8.92K
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
SOLEShares5.75K
TypeSH
Market value$2.17M
0.92%
Sole
0.00
Shared
0.00
None
5.75K
GLOBAL X NASDAQ 100 COVERED CALL ETF
SOLEShares116.64K
TypeSH
Market value$2.04M
0.87%
Sole
0.00
Shared
0.00
None
116.64K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST TRUST ENHANCED SHORT MATURITY ETFSOLE | ETF | 295.37K | SH | $17.62M 7.48% | 0.00 | 0.00 | 295.37K |
JPMORGAN ULTRA-SHORT INCOME ETFSOLE | ETF | 270.12K | SH | $13.63M 5.79% | 0.00 | 0.00 | 270.12K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 18.60K | SH | $8.84M 3.75% | 0.00 | 0.00 | 18.60K |
FIRST TRUST PREFERRED SECURITIES & INCOME ETFSOLE | ETF | 510.64K | SH | $8.61M 3.65% | 0.00 | 0.00 | 510.64K |
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETFSOLE | ETF | 161.71K | SH | $7.21M 3.06% | 0.00 | 0.00 | 161.71K |
FIRST TRUST LARGE CAP CORE ALPHADEX FUNDSOLE | ETF | 70.59K | SH | $6.36M 2.70% | 0.00 | 0.00 | 70.59K |
VANGUARD TOTAL BOND MARKET ETFSOLE | ETF | 77.14K | SH | $5.67M 2.41% | 0.00 | 0.00 | 77.14K |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 59.39K | SH | $5.43M 2.30% | 0.00 | 0.00 | 59.39K |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 26.77K | SH | $5.37M 2.28% | 0.00 | 0.00 | 26.77K |
ISHARES RUSSELL MIDCAP ETFSOLE | ETF | 66.32K | SH | $5.16M 2.19% | 0.00 | 0.00 | 66.32K |
INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - AUGUSTSOLE | ETF | 156.41K | SH | $4.81M 2.04% | 0.00 | 0.00 | 156.41K |
FIRST TRUST RISING DIVIDEND ACHIEVERS ETFSOLE | ETF | 92.69K | SH | $4.79M 2.03% | 0.00 | 0.00 | 92.69K |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 49.79K | SH | $3.99M 1.69% | 0.00 | 0.00 | 49.79K |
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETFSOLE | ETF | 39.64K | SH | $3.97M 1.69% | 0.00 | 0.00 | 39.64K |
INVESCO SENIOR LOAN ETFSOLE | ETF | 149.87K | SH | $3.17M 1.35% | 0.00 | 0.00 | 149.87K |
SOFI TECHNOLOGIES INC COMSOLE | COM | 290.24K | SH | $2.89M 1.23% | 0.00 | 0.00 | 290.24K |
ISHARES MSCI USA QUALITY FACTOR ETFSOLE | ETF | 18.95K | SH | $2.79M 1.18% | 0.00 | 0.00 | 18.95K |
MICROSOFT CORP COMSOLE | COM | 7.23K | SH | $2.72M 1.15% | 0.00 | 0.00 | 7.23K |
PALO ALTO NETWORKS INC COMSOLE | COM | 8.47K | SH | $2.50M 1.06% | 0.00 | 0.00 | 8.47K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | COM | 6.54K | SH | $2.33M 0.99% | 0.00 | 0.00 | 6.54K |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 5.64K | SH | $2.31M 0.98% | 0.00 | 0.00 | 5.64K |
JPMORGAN EQUITY PREMIUM INCOME ETFSOLE | ETF | 41.23K | SH | $2.28M 0.97% | 0.00 | 0.00 | 41.23K |
TESLA INC COMSOLE | COM | 8.92K | SH | $2.22M 0.94% | 0.00 | 0.00 | 8.92K |
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE | ETF | 5.75K | SH | $2.17M 0.92% | 0.00 | 0.00 | 5.75K |
GLOBAL X NASDAQ 100 COVERED CALL ETFSOLE | ETF | 116.64K | SH | $2.04M 0.87% | 0.00 | 0.00 | 116.64K |
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