Filed: 10/31/2023ACC: 0001730765-23-000004
📋 What this filing means
TRIUMPH CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 220 equity positions with a total reported market value of $220.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
220
Positions
$220.31M
Total AUM (reported)
5.86M
Total Shares
Allocation by class
ETF$155.52M70.6%
COM$62.75M28.5%
ADR$2.04M0.9%
Portfolio Concentration
Top 3$38.20M17.3%
4–10$38.34M17.4%
11–25$38.85M17.6%
Rest$104.93M47.6%
Top 3 weight
17.3%
Top 10 weight
34.7%
Voting Authority Distribution
Total shares with voting rights: 5.86M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.86M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole220
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings220
Rows:
FIRST TRUST ENHANCED SHORT MATURITY ETF
SOLEShares292.54K
TypeSH
Market value$17.38M
7.89%
Sole
0.00
Shared
0.00
None
292.54K
JPMORGAN ULTRA-SHORT INCOME ETF
SOLEShares255.90K
TypeSH
Market value$12.84M
5.83%
Sole
0.00
Shared
0.00
None
255.90K
SPDR S&P 500 ETF TRUST
SOLEShares18.65K
TypeSH
Market value$7.97M
3.62%
Sole
0.00
Shared
0.00
None
18.65K
FIRST TRUST PREFERRED SECURITIES & INCOME ETF
SOLEShares471.72K
TypeSH
Market value$7.53M
3.42%
Sole
0.00
Shared
0.00
None
471.72K
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares71.24K
TypeSH
Market value$6.54M
2.97%
Sole
0.00
Shared
0.00
None
71.24K
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF
SOLEShares139.97K
TypeSH
Market value$5.89M
2.67%
Sole
0.00
Shared
0.00
None
139.97K
FIRST TRUST LARGE CAP CORE ALPHADEX FUND
SOLEShares68.46K
TypeSH
Market value$5.55M
2.52%
Sole
0.00
Shared
0.00
None
68.46K
VANGUARD TOTAL BOND MARKET ETF
SOLEShares66.29K
TypeSH
Market value$4.63M
2.10%
Sole
0.00
Shared
0.00
None
66.29K
ISHARES RUSSELL MIDCAP ETF
SOLEShares59.95K
TypeSH
Market value$4.17M
1.89%
Sole
0.00
Shared
0.00
None
59.95K
ISHARES RUSSELL 2000 ETF
SOLEShares22.68K
TypeSH
Market value$4.03M
1.83%
Sole
0.00
Shared
0.00
None
22.68K
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares51.61K
TypeSH
Market value$3.80M
1.72%
Sole
0.00
Shared
0.00
None
51.61K
FIRST TRUST LOW DURATION OPPORTUNITIES ETF
SOLEShares76K
TypeSH
Market value$3.59M
1.63%
Sole
0.00
Shared
0.00
None
76K
FIRST TRUST RISING DIVIDEND ACHIEVERS ETF
SOLEShares71.43K
TypeSH
Market value$3.28M
1.49%
Sole
0.00
Shared
0.00
None
71.43K
MICROSOFT CORP COM
SOLEShares10.03K
TypeSH
Market value$3.17M
1.44%
Sole
0.00
Shared
0.00
None
10.03K
JPMORGAN EQUITY PREMIUM INCOME ETF
SOLEShares58.02K
TypeSH
Market value$3.11M
1.41%
Sole
0.00
Shared
0.00
None
58.02K
FIRST TRUST NASDAQ CYBERSECURITY ETF
SOLEShares58.88K
TypeSH
Market value$2.67M
1.21%
Sole
0.00
Shared
0.00
None
58.88K
INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - AUGUST
SOLEShares88.07K
TypeSH
Market value$2.52M
1.15%
Sole
0.00
Shared
0.00
None
88.07K
BERKSHIRE HATHAWAY INC DEL CL B
SOLEShares7.17K
TypeSH
Market value$2.51M
1.14%
Sole
0.00
Shared
0.00
None
7.17K
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF
SOLEShares22.28K
TypeSH
Market value$2.23M
1.01%
Sole
0.00
Shared
0.00
None
22.28K
INVESCO QQQ TRUST SERIES I
SOLEShares5.73K
TypeSH
Market value$2.05M
0.93%
Sole
0.00
Shared
0.00
None
5.73K
NVIDIA CORPORATION COM
SOLEShares4.68K
TypeSH
Market value$2.04M
0.92%
Sole
0.00
Shared
0.00
None
4.68K
APPLE INC COM
SOLEShares11.65K
TypeSH
Market value$2.00M
0.91%
Sole
0.00
Shared
0.00
None
11.65K
VANECK MORNINGSTAR WIDE MOAT ETF
SOLEShares26.10K
TypeSH
Market value$1.98M
0.90%
Sole
0.00
Shared
0.00
None
26.10K
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
SOLEShares5.87K
TypeSH
Market value$1.97M
0.89%
Sole
0.00
Shared
0.00
None
5.87K
AON PLC SHS CL A
SOLEShares5.95K
TypeSH
Market value$1.93M
0.88%
Sole
0.00
Shared
0.00
None
5.95K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST TRUST ENHANCED SHORT MATURITY ETFSOLE | ETF | 292.54K | SH | $17.38M 7.89% | 0.00 | 0.00 | 292.54K |
JPMORGAN ULTRA-SHORT INCOME ETFSOLE | ETF | 255.90K | SH | $12.84M 5.83% | 0.00 | 0.00 | 255.90K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 18.65K | SH | $7.97M 3.62% | 0.00 | 0.00 | 18.65K |
FIRST TRUST PREFERRED SECURITIES & INCOME ETFSOLE | ETF | 471.72K | SH | $7.53M 3.42% | 0.00 | 0.00 | 471.72K |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 71.24K | SH | $6.54M 2.97% | 0.00 | 0.00 | 71.24K |
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETFSOLE | ETF | 139.97K | SH | $5.89M 2.67% | 0.00 | 0.00 | 139.97K |
FIRST TRUST LARGE CAP CORE ALPHADEX FUNDSOLE | ETF | 68.46K | SH | $5.55M 2.52% | 0.00 | 0.00 | 68.46K |
VANGUARD TOTAL BOND MARKET ETFSOLE | ETF | 66.29K | SH | $4.63M 2.10% | 0.00 | 0.00 | 66.29K |
ISHARES RUSSELL MIDCAP ETFSOLE | ETF | 59.95K | SH | $4.17M 1.89% | 0.00 | 0.00 | 59.95K |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 22.68K | SH | $4.03M 1.83% | 0.00 | 0.00 | 22.68K |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 51.61K | SH | $3.80M 1.72% | 0.00 | 0.00 | 51.61K |
FIRST TRUST LOW DURATION OPPORTUNITIES ETFSOLE | ETF | 76K | SH | $3.59M 1.63% | 0.00 | 0.00 | 76K |
FIRST TRUST RISING DIVIDEND ACHIEVERS ETFSOLE | ETF | 71.43K | SH | $3.28M 1.49% | 0.00 | 0.00 | 71.43K |
MICROSOFT CORP COMSOLE | COM | 10.03K | SH | $3.17M 1.44% | 0.00 | 0.00 | 10.03K |
JPMORGAN EQUITY PREMIUM INCOME ETFSOLE | ETF | 58.02K | SH | $3.11M 1.41% | 0.00 | 0.00 | 58.02K |
FIRST TRUST NASDAQ CYBERSECURITY ETFSOLE | ETF | 58.88K | SH | $2.67M 1.21% | 0.00 | 0.00 | 58.88K |
INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - AUGUSTSOLE | ETF | 88.07K | SH | $2.52M 1.15% | 0.00 | 0.00 | 88.07K |
BERKSHIRE HATHAWAY INC DEL CL BSOLE | COM | 7.17K | SH | $2.51M 1.14% | 0.00 | 0.00 | 7.17K |
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETFSOLE | ETF | 22.28K | SH | $2.23M 1.01% | 0.00 | 0.00 | 22.28K |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 5.73K | SH | $2.05M 0.93% | 0.00 | 0.00 | 5.73K |
NVIDIA CORPORATION COMSOLE | COM | 4.68K | SH | $2.04M 0.92% | 0.00 | 0.00 | 4.68K |
APPLE INC COMSOLE | COM | 11.65K | SH | $2.00M 0.91% | 0.00 | 0.00 | 11.65K |
VANECK MORNINGSTAR WIDE MOAT ETFSOLE | ETF | 26.10K | SH | $1.98M 0.90% | 0.00 | 0.00 | 26.10K |
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE | ETF | 5.87K | SH | $1.97M 0.89% | 0.00 | 0.00 | 5.87K |
AON PLC SHS CL ASOLE | COM | 5.95K | SH | $1.93M 0.88% | 0.00 | 0.00 | 5.95K |
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