Filed: 8/3/2023ACC: 0001730765-23-000003
📋 What this filing means
TRIUMPH CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 224 equity positions with a total reported market value of $220.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
224
Positions
$220.63M
Total AUM (reported)
5.48M
Total Shares
Allocation by class
ETF$154.67M70.1%
COM$64.15M29.1%
ADR$1.81M0.8%
Portfolio Concentration
Top 3$40.97M18.6%
4–10$37.14M16.8%
11–25$43.11M19.5%
Rest$99.41M45.1%
Top 3 weight
18.6%
Top 10 weight
35.4%
Voting Authority Distribution
Total shares with voting rights: 5.48M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.48M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole224
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings224
Rows:
FIRST TRUST ENHANCED SHORT MATURITY ETF
SOLEShares280.31K
TypeSH
Market value$16.65M
7.55%
Sole
0.00
Shared
0.00
None
280.31K
JPMORGAN ULTRA-SHORT INCOME ETF
SOLEShares287.50K
TypeSH
Market value$14.42M
6.53%
Sole
0.00
Shared
0.00
None
287.50K
SPDR S&P 500 ETF TRUST
SOLEShares22.35K
TypeSH
Market value$9.91M
4.49%
Sole
0.00
Shared
0.00
None
22.35K
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares91.80K
TypeSH
Market value$8.43M
3.82%
Sole
0.00
Shared
0.00
None
91.80K
FIRST TRUST PREFERRED SECURITIES & INCOME ETF
SOLEShares427.84K
TypeSH
Market value$6.83M
3.10%
Sole
0.00
Shared
0.00
None
427.84K
FIRST TRUST LARGE CAP CORE ALPHADEX FUND
SOLEShares59.33K
TypeSH
Market value$4.98M
2.26%
Sole
0.00
Shared
0.00
None
59.33K
FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - AUGUST
SOLEShares127.69K
TypeSH
Market value$4.35M
1.97%
Sole
0.00
Shared
0.00
None
127.69K
ISHARES RUSSELL MIDCAP ETF
SOLEShares58.67K
TypeSH
Market value$4.29M
1.94%
Sole
0.00
Shared
0.00
None
58.67K
ISHARES RUSSELL 2000 ETF
SOLEShares22.10K
TypeSH
Market value$4.14M
1.88%
Sole
0.00
Shared
0.00
None
22.10K
VANGUARD TOTAL BOND MARKET ETF
SOLEShares56.69K
TypeSH
Market value$4.12M
1.87%
Sole
0.00
Shared
0.00
None
56.69K
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF
SOLEShares88.73K
TypeSH
Market value$3.92M
1.78%
Sole
0.00
Shared
0.00
None
88.73K
FIRST TRUST LOW DURATION OPPORTUNITIES ETF
SOLEShares79.82K
TypeSH
Market value$3.80M
1.72%
Sole
0.00
Shared
0.00
None
79.82K
ISHARES FLOATING RATE BOND ETF
SOLEShares71.08K
TypeSH
Market value$3.61M
1.64%
Sole
0.00
Shared
0.00
None
71.08K
MICROSOFT CORP COM
SOLEShares9.84K
TypeSH
Market value$3.35M
1.52%
Sole
0.00
Shared
0.00
None
9.84K
FIRST TRUST RISING DIVIDEND ACHIEVERS ETF
SOLEShares70.62K
TypeSH
Market value$3.33M
1.51%
Sole
0.00
Shared
0.00
None
70.62K
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares43.66K
TypeSH
Market value$3.28M
1.49%
Sole
0.00
Shared
0.00
None
43.66K
JPMORGAN EQUITY PREMIUM INCOME ETF
SOLEShares55.37K
TypeSH
Market value$3.06M
1.39%
Sole
0.00
Shared
0.00
None
55.37K
FIRST TRUST NASDAQ CYBERSECURITY ETF
SOLEShares66.92K
TypeSH
Market value$3.04M
1.38%
Sole
0.00
Shared
0.00
None
66.92K
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND
SOLEShares60.17K
TypeSH
Market value$2.41M
1.09%
Sole
0.00
Shared
0.00
None
60.17K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares6.78K
TypeSH
Market value$2.31M
1.05%
Sole
0.00
Shared
0.00
None
6.78K
INVESCO QQQ TRUST SERIES I
SOLEShares6.07K
TypeSH
Market value$2.24M
1.02%
Sole
0.00
Shared
0.00
None
6.07K
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF
SOLEShares22.37K
TypeSH
Market value$2.24M
1.01%
Sole
0.00
Shared
0.00
None
22.37K
AON PLC SHS CL A
SOLEShares6.45K
TypeSH
Market value$2.23M
1.01%
Sole
0.00
Shared
0.00
None
6.45K
ENERGY SELECT SECTOR SPDR FUND
SOLEShares26.94K
TypeSH
Market value$2.19M
0.99%
Sole
0.00
Shared
0.00
None
26.94K
NVIDIA CORPORATION COM
SOLEShares4.96K
TypeSH
Market value$2.10M
0.95%
Sole
0.00
Shared
0.00
None
4.96K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST TRUST ENHANCED SHORT MATURITY ETFSOLE | ETF | 280.31K | SH | $16.65M 7.55% | 0.00 | 0.00 | 280.31K |
JPMORGAN ULTRA-SHORT INCOME ETFSOLE | ETF | 287.50K | SH | $14.42M 6.53% | 0.00 | 0.00 | 287.50K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 22.35K | SH | $9.91M 4.49% | 0.00 | 0.00 | 22.35K |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 91.80K | SH | $8.43M 3.82% | 0.00 | 0.00 | 91.80K |
FIRST TRUST PREFERRED SECURITIES & INCOME ETFSOLE | ETF | 427.84K | SH | $6.83M 3.10% | 0.00 | 0.00 | 427.84K |
FIRST TRUST LARGE CAP CORE ALPHADEX FUNDSOLE | ETF | 59.33K | SH | $4.98M 2.26% | 0.00 | 0.00 | 59.33K |
FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - AUGUSTSOLE | ETF | 127.69K | SH | $4.35M 1.97% | 0.00 | 0.00 | 127.69K |
ISHARES RUSSELL MIDCAP ETFSOLE | ETF | 58.67K | SH | $4.29M 1.94% | 0.00 | 0.00 | 58.67K |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 22.10K | SH | $4.14M 1.88% | 0.00 | 0.00 | 22.10K |
VANGUARD TOTAL BOND MARKET ETFSOLE | ETF | 56.69K | SH | $4.12M 1.87% | 0.00 | 0.00 | 56.69K |
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETFSOLE | ETF | 88.73K | SH | $3.92M 1.78% | 0.00 | 0.00 | 88.73K |
FIRST TRUST LOW DURATION OPPORTUNITIES ETFSOLE | ETF | 79.82K | SH | $3.80M 1.72% | 0.00 | 0.00 | 79.82K |
ISHARES FLOATING RATE BOND ETFSOLE | ETF | 71.08K | SH | $3.61M 1.64% | 0.00 | 0.00 | 71.08K |
MICROSOFT CORP COMSOLE | COM | 9.84K | SH | $3.35M 1.52% | 0.00 | 0.00 | 9.84K |
FIRST TRUST RISING DIVIDEND ACHIEVERS ETFSOLE | ETF | 70.62K | SH | $3.33M 1.51% | 0.00 | 0.00 | 70.62K |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 43.66K | SH | $3.28M 1.49% | 0.00 | 0.00 | 43.66K |
JPMORGAN EQUITY PREMIUM INCOME ETFSOLE | ETF | 55.37K | SH | $3.06M 1.39% | 0.00 | 0.00 | 55.37K |
FIRST TRUST NASDAQ CYBERSECURITY ETFSOLE | ETF | 66.92K | SH | $3.04M 1.38% | 0.00 | 0.00 | 66.92K |
FIRST TRUST VALUE LINE DIVIDEND INDEX FUNDSOLE | ETF | 60.17K | SH | $2.41M 1.09% | 0.00 | 0.00 | 60.17K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | COM | 6.78K | SH | $2.31M 1.05% | 0.00 | 0.00 | 6.78K |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 6.07K | SH | $2.24M 1.02% | 0.00 | 0.00 | 6.07K |
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETFSOLE | ETF | 22.37K | SH | $2.24M 1.01% | 0.00 | 0.00 | 22.37K |
AON PLC SHS CL ASOLE | COM | 6.45K | SH | $2.23M 1.01% | 0.00 | 0.00 | 6.45K |
ENERGY SELECT SECTOR SPDR FUNDSOLE | ETF | 26.94K | SH | $2.19M 0.99% | 0.00 | 0.00 | 26.94K |
NVIDIA CORPORATION COMSOLE | COM | 4.96K | SH | $2.10M 0.95% | 0.00 | 0.00 | 4.96K |
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