Filed: 5/8/2023ACC: 0001730765-23-000002
📋 What this filing means
TRIUMPH CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 190 equity positions with a total reported market value of $195.66M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
190
Positions
$195.66M
Total AUM (reported)
4.36M
Total Shares
Allocation by class
ETF$143.31M73.2%
COM$50.18M25.6%
ADR$2.17M1.1%
Portfolio Concentration
Top 3$44.78M22.9%
4–10$38.70M19.8%
11–25$36.61M18.7%
Rest$75.57M38.6%
Top 3 weight
22.9%
Top 10 weight
42.7%
Voting Authority Distribution
Total shares with voting rights: 4.36M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.36M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole190
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings190
Rows:
JPMORGAN ULTRA-SHORT INCOME ETF
SOLEShares353.03K
TypeSH
Market value$17.76M
9.08%
Sole
0.00
Shared
0.00
None
353.03K
FIRST TRUST ENHANCED SHORT MATURITY ETF
SOLEShares279.62K
TypeSH
Market value$16.64M
8.50%
Sole
0.00
Shared
0.00
None
279.62K
SPDR S&P 500 ETF TRUST
SOLEShares25.36K
TypeSH
Market value$10.38M
5.31%
Sole
0.00
Shared
0.00
None
25.36K
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF
SOLEShares69.95K
TypeSH
Market value$7.01M
3.58%
Sole
0.00
Shared
0.00
None
69.95K
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares75.94K
TypeSH
Market value$6.97M
3.56%
Sole
0.00
Shared
0.00
None
75.94K
ISHARES SHORT TREASURY BOND ETF
SOLEShares51.16K
TypeSH
Market value$5.65M
2.89%
Sole
0.00
Shared
0.00
None
51.16K
FIRST TRUST PREFERRED SECURITIES & INCOME ETF
SOLEShares343.14K
TypeSH
Market value$5.48M
2.80%
Sole
0.00
Shared
0.00
None
343.14K
INVESCO QQQ TRUST
SOLEShares15.43K
TypeSH
Market value$4.95M
2.53%
Sole
0.00
Shared
0.00
None
15.43K
ISHARES RUSSELL MIDCAP ETF
SOLEShares64.02K
TypeSH
Market value$4.48M
2.29%
Sole
0.00
Shared
0.00
None
64.02K
ISHARES RUSSELL 2000 ETF
SOLEShares23.35K
TypeSH
Market value$4.17M
2.13%
Sole
0.00
Shared
0.00
None
23.35K
VANGUARD TOTAL BOND MARKET ETF
SOLEShares55.24K
TypeSH
Market value$4.08M
2.08%
Sole
0.00
Shared
0.00
None
55.24K
FIRST TRUST NASDAQ CYBERSECURITY ETF
SOLEShares80.93K
TypeSH
Market value$3.46M
1.77%
Sole
0.00
Shared
0.00
None
80.93K
MICROSOFT CORP COM
SOLEShares11.16K
TypeSH
Market value$3.22M
1.64%
Sole
0.00
Shared
0.00
None
11.16K
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares44.01K
TypeSH
Market value$3.21M
1.64%
Sole
0.00
Shared
0.00
None
44.01K
FIRST TRUST CLOUD COMPUTING ETF
SOLEShares46.52K
TypeSH
Market value$3.11M
1.59%
Sole
0.00
Shared
0.00
None
46.52K
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
SOLEShares7.33K
TypeSH
Market value$2.44M
1.25%
Sole
0.00
Shared
0.00
None
7.33K
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND
SOLEShares58.92K
TypeSH
Market value$2.37M
1.21%
Sole
0.00
Shared
0.00
None
58.92K
ISHARES FLOATING RATE BOND ETF
SOLEShares41.40K
TypeSH
Market value$2.09M
1.07%
Sole
0.00
Shared
0.00
None
41.40K
AON PLC SHS CL A
SOLEShares6.45K
TypeSH
Market value$2.03M
1.04%
Sole
0.00
Shared
0.00
None
6.45K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares6.57K
TypeSH
Market value$2.03M
1.04%
Sole
0.00
Shared
0.00
None
6.57K
NVIDIA CORPORATION COM
SOLEShares7.21K
TypeSH
Market value$2.00M
1.02%
Sole
0.00
Shared
0.00
None
7.21K
APPLE INC COM
SOLEShares10.60K
TypeSH
Market value$1.75M
0.89%
Sole
0.00
Shared
0.00
None
10.60K
SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF
SOLEShares53.80K
TypeSH
Market value$1.64M
0.84%
Sole
0.00
Shared
0.00
None
53.80K
ENERGY SELECT SECTOR SPDR FUND
SOLEShares19.37K
TypeSH
Market value$1.60M
0.82%
Sole
0.00
Shared
0.00
None
19.37K
CONSUMER STAPLES SELECT SECTOR SPDR FUND
SOLEShares21.19K
TypeSH
Market value$1.58M
0.81%
Sole
0.00
Shared
0.00
None
21.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
JPMORGAN ULTRA-SHORT INCOME ETFSOLE | ETF | 353.03K | SH | $17.76M 9.08% | 0.00 | 0.00 | 353.03K |
FIRST TRUST ENHANCED SHORT MATURITY ETFSOLE | ETF | 279.62K | SH | $16.64M 8.50% | 0.00 | 0.00 | 279.62K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 25.36K | SH | $10.38M 5.31% | 0.00 | 0.00 | 25.36K |
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETFSOLE | ETF | 69.95K | SH | $7.01M 3.58% | 0.00 | 0.00 | 69.95K |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 75.94K | SH | $6.97M 3.56% | 0.00 | 0.00 | 75.94K |
ISHARES SHORT TREASURY BOND ETFSOLE | ETF | 51.16K | SH | $5.65M 2.89% | 0.00 | 0.00 | 51.16K |
FIRST TRUST PREFERRED SECURITIES & INCOME ETFSOLE | ETF | 343.14K | SH | $5.48M 2.80% | 0.00 | 0.00 | 343.14K |
INVESCO QQQ TRUSTSOLE | ETF | 15.43K | SH | $4.95M 2.53% | 0.00 | 0.00 | 15.43K |
ISHARES RUSSELL MIDCAP ETFSOLE | ETF | 64.02K | SH | $4.48M 2.29% | 0.00 | 0.00 | 64.02K |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 23.35K | SH | $4.17M 2.13% | 0.00 | 0.00 | 23.35K |
VANGUARD TOTAL BOND MARKET ETFSOLE | ETF | 55.24K | SH | $4.08M 2.08% | 0.00 | 0.00 | 55.24K |
FIRST TRUST NASDAQ CYBERSECURITY ETFSOLE | ETF | 80.93K | SH | $3.46M 1.77% | 0.00 | 0.00 | 80.93K |
MICROSOFT CORP COMSOLE | COM | 11.16K | SH | $3.22M 1.64% | 0.00 | 0.00 | 11.16K |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 44.01K | SH | $3.21M 1.64% | 0.00 | 0.00 | 44.01K |
FIRST TRUST CLOUD COMPUTING ETFSOLE | ETF | 46.52K | SH | $3.11M 1.59% | 0.00 | 0.00 | 46.52K |
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE | ETF | 7.33K | SH | $2.44M 1.25% | 0.00 | 0.00 | 7.33K |
FIRST TRUST VALUE LINE DIVIDEND INDEX FUNDSOLE | ETF | 58.92K | SH | $2.37M 1.21% | 0.00 | 0.00 | 58.92K |
ISHARES FLOATING RATE BOND ETFSOLE | ETF | 41.40K | SH | $2.09M 1.07% | 0.00 | 0.00 | 41.40K |
AON PLC SHS CL ASOLE | COM | 6.45K | SH | $2.03M 1.04% | 0.00 | 0.00 | 6.45K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | COM | 6.57K | SH | $2.03M 1.04% | 0.00 | 0.00 | 6.57K |
NVIDIA CORPORATION COMSOLE | COM | 7.21K | SH | $2.00M 1.02% | 0.00 | 0.00 | 7.21K |
APPLE INC COMSOLE | COM | 10.60K | SH | $1.75M 0.89% | 0.00 | 0.00 | 10.60K |
SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETFSOLE | ETF | 53.80K | SH | $1.64M 0.84% | 0.00 | 0.00 | 53.80K |
ENERGY SELECT SECTOR SPDR FUNDSOLE | ETF | 19.37K | SH | $1.60M 0.82% | 0.00 | 0.00 | 19.37K |
CONSUMER STAPLES SELECT SECTOR SPDR FUNDSOLE | ETF | 21.19K | SH | $1.58M 0.81% | 0.00 | 0.00 | 21.19K |
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