Filed: 1/31/2023ACC: 0001730765-23-000001
📋 What this filing means
TRIUMPH CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 207 equity positions with a total reported market value of $186.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
207
Positions
$186.75M
Total AUM (reported)
4.77M
Total Shares
Allocation by class
ETF$127.95M68.5%
COM$56.76M30.4%
ADR$2.04M1.1%
Portfolio Concentration
Top 3$28.18M15.1%
4–10$38.25M20.5%
11–25$36.48M19.5%
Rest$83.84M44.9%
Top 3 weight
15.1%
Top 10 weight
35.6%
Voting Authority Distribution
Total shares with voting rights: 4.77M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.77M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole207
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings207
Rows:
SPDR S&P 500 ETF TRUST
SOLEShares28.27K
TypeSH
Market value$10.81M
5.79%
Sole
0.00
Shared
0.00
None
28.27K
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
SOLEShares95.04K
TypeSH
Market value$8.69M
4.66%
Sole
0.00
Shared
0.00
None
95.04K
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF
SOLEShares86.79K
TypeSH
Market value$8.68M
4.65%
Sole
0.00
Shared
0.00
None
86.79K
INVESCO QQQ TRUST
SOLEShares26.48K
TypeSH
Market value$7.05M
3.78%
Sole
0.00
Shared
0.00
None
26.48K
JPMORGAN ULTRA-SHORT INCOME ETF
SOLEShares127.27K
TypeSH
Market value$6.40M
3.43%
Sole
0.00
Shared
0.00
None
127.27K
FIRST TRUST ENHANCED SHORT MATURITY ETF
SOLEShares100.99K
TypeSH
Market value$6.00M
3.21%
Sole
0.00
Shared
0.00
None
100.99K
FIRST TRUST PREFERRED SECURITIES & INCOME ETF
SOLEShares327.31K
TypeSH
Market value$5.50M
2.94%
Sole
0.00
Shared
0.00
None
327.31K
VANGUARD TOTAL BOND MARKET ETF
SOLEShares64.50K
TypeSH
Market value$4.63M
2.48%
Sole
0.00
Shared
0.00
None
64.50K
ISHARES SHORT TREASURY BOND ETF
SOLEShares41.58K
TypeSH
Market value$4.57M
2.45%
Sole
0.00
Shared
0.00
None
41.58K
ISHARES RUSSELL 2000 ETF
SOLEShares23.49K
TypeSH
Market value$4.10M
2.19%
Sole
0.00
Shared
0.00
None
23.49K
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
SOLEShares46.72K
TypeSH
Market value$3.62M
1.94%
Sole
0.00
Shared
0.00
None
46.72K
FIRST TRUST CAPITAL STRENGTH ETF
SOLEShares43.58K
TypeSH
Market value$3.27M
1.75%
Sole
0.00
Shared
0.00
None
43.58K
FIRST TRUST CLOUD COMPUTING ETF
SOLEShares55.52K
TypeSH
Market value$3.20M
1.71%
Sole
0.00
Shared
0.00
None
55.52K
VANECK SEMICONDUCTOR ETF
SOLEShares15.46K
TypeSH
Market value$3.14M
1.68%
Sole
0.00
Shared
0.00
None
15.46K
FIRST TRUST NASDAQ CYBERSECURITY ETF
SOLEShares77.63K
TypeSH
Market value$3.00M
1.61%
Sole
0.00
Shared
0.00
None
77.63K
MICROSOFT CORP COM
SOLEShares11.95K
TypeSH
Market value$2.86M
1.53%
Sole
0.00
Shared
0.00
None
11.95K
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND
SOLEShares61.94K
TypeSH
Market value$2.47M
1.32%
Sole
0.00
Shared
0.00
None
61.94K
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
SOLEShares7.35K
TypeSH
Market value$2.44M
1.30%
Sole
0.00
Shared
0.00
None
7.35K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares7.79K
TypeSH
Market value$2.41M
1.29%
Sole
0.00
Shared
0.00
None
7.79K
AON PLC SHS CL A
SOLEShares6.45K
TypeSH
Market value$1.94M
1.04%
Sole
0.00
Shared
0.00
None
6.45K
UTILITIES SELECT SECTOR SPDR FUND
SOLEShares27.26K
TypeSH
Market value$1.92M
1.03%
Sole
0.00
Shared
0.00
None
27.26K
PACER US CASH COWS 100 ETF
SOLEShares34.41K
TypeSH
Market value$1.59M
0.85%
Sole
0.00
Shared
0.00
None
34.41K
APPLE INC COM
SOLEShares12.01K
TypeSH
Market value$1.56M
0.84%
Sole
0.00
Shared
0.00
None
12.01K
FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - JANUARY
SOLEShares50.51K
TypeSH
Market value$1.53M
0.82%
Sole
0.00
Shared
0.00
None
50.51K
PROCTER AND GAMBLE CO COM
SOLEShares10.05K
TypeSH
Market value$1.52M
0.82%
Sole
0.00
Shared
0.00
None
10.05K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRUSTSOLE | ETF | 28.27K | SH | $10.81M 5.79% | 0.00 | 0.00 | 28.27K |
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE | ETF | 95.04K | SH | $8.69M 4.66% | 0.00 | 0.00 | 95.04K |
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETFSOLE | ETF | 86.79K | SH | $8.68M 4.65% | 0.00 | 0.00 | 86.79K |
INVESCO QQQ TRUSTSOLE | ETF | 26.48K | SH | $7.05M 3.78% | 0.00 | 0.00 | 26.48K |
JPMORGAN ULTRA-SHORT INCOME ETFSOLE | ETF | 127.27K | SH | $6.40M 3.43% | 0.00 | 0.00 | 127.27K |
FIRST TRUST ENHANCED SHORT MATURITY ETFSOLE | ETF | 100.99K | SH | $6.00M 3.21% | 0.00 | 0.00 | 100.99K |
FIRST TRUST PREFERRED SECURITIES & INCOME ETFSOLE | ETF | 327.31K | SH | $5.50M 2.94% | 0.00 | 0.00 | 327.31K |
VANGUARD TOTAL BOND MARKET ETFSOLE | ETF | 64.50K | SH | $4.63M 2.48% | 0.00 | 0.00 | 64.50K |
ISHARES SHORT TREASURY BOND ETFSOLE | ETF | 41.58K | SH | $4.57M 2.45% | 0.00 | 0.00 | 41.58K |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 23.49K | SH | $4.10M 2.19% | 0.00 | 0.00 | 23.49K |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFSOLE | ETF | 46.72K | SH | $3.62M 1.94% | 0.00 | 0.00 | 46.72K |
FIRST TRUST CAPITAL STRENGTH ETFSOLE | ETF | 43.58K | SH | $3.27M 1.75% | 0.00 | 0.00 | 43.58K |
FIRST TRUST CLOUD COMPUTING ETFSOLE | ETF | 55.52K | SH | $3.20M 1.71% | 0.00 | 0.00 | 55.52K |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 15.46K | SH | $3.14M 1.68% | 0.00 | 0.00 | 15.46K |
FIRST TRUST NASDAQ CYBERSECURITY ETFSOLE | ETF | 77.63K | SH | $3.00M 1.61% | 0.00 | 0.00 | 77.63K |
MICROSOFT CORP COMSOLE | COM | 11.95K | SH | $2.86M 1.53% | 0.00 | 0.00 | 11.95K |
FIRST TRUST VALUE LINE DIVIDEND INDEX FUNDSOLE | ETF | 61.94K | SH | $2.47M 1.32% | 0.00 | 0.00 | 61.94K |
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE | ETF | 7.35K | SH | $2.44M 1.30% | 0.00 | 0.00 | 7.35K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | COM | 7.79K | SH | $2.41M 1.29% | 0.00 | 0.00 | 7.79K |
AON PLC SHS CL ASOLE | COM | 6.45K | SH | $1.94M 1.04% | 0.00 | 0.00 | 6.45K |
UTILITIES SELECT SECTOR SPDR FUNDSOLE | ETF | 27.26K | SH | $1.92M 1.03% | 0.00 | 0.00 | 27.26K |
PACER US CASH COWS 100 ETFSOLE | ETF | 34.41K | SH | $1.59M 0.85% | 0.00 | 0.00 | 34.41K |
APPLE INC COMSOLE | COM | 12.01K | SH | $1.56M 0.84% | 0.00 | 0.00 | 12.01K |
FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - JANUARYSOLE | ETF | 50.51K | SH | $1.53M 0.82% | 0.00 | 0.00 | 50.51K |
PROCTER AND GAMBLE CO COMSOLE | COM | 10.05K | SH | $1.52M 0.82% | 0.00 | 0.00 | 10.05K |
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