TRIUMPH CAPITAL MANAGEMENT

Filed: 11/1/2022ACC: 0001730765-22-000004

📋 What this filing means

TRIUMPH CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 187 equity positions with a total reported market value of $183.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

187

Positions

$183.6K

Total AUM (reported)

4.04M

Total Shares

Allocation by class

ETF$134.9K73.5%

COM$47.4K25.8%

ADR$1.3K0.7%

Portfolio Concentration

Top 3$29.0K15.8%

4–10$33.7K18.3%

11–25$38.6K21.0%

Rest$82.4K44.9%

Top 3 weight

15.8%

Top 10 weight

34.1%

Voting Authority Distribution

Total shares with voting rights: 4.04M

Sole

Full voting authority

4.04M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole187

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings187

Rows:

INVESCO QQQ TRUST

SOLE

ETF

Shares43.71K

TypeSH

Market value$11.7K

6.36%

Sole

43.71K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares25.92K

TypeSH

Market value$9.3K

5.04%

Sole

25.92K

Shared

0.00

None

0.00

FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF

SOLE

ETF

Shares184.59K

TypeSH

Market value$8.0K

4.38%

Sole

184.59K

Shared

0.00

None

0.00

SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST

SOLE

ETF

Shares26.15K

TypeSH

Market value$7.5K

4.09%

Sole

26.15K

Shared

0.00

None

0.00

FIRST TRUST PREFERRED SECURITIES & INCOME ETF

SOLE

ETF

Shares321.43K

TypeSH

Market value$5.4K

2.92%

Sole

321.43K

Shared

0.00

None

0.00

SPDR BLOOMBERG 1-3 MONTH T-BILL ETF

SOLE

ETF

Shares57.89K

TypeSH

Market value$5.3K

2.89%

Sole

57.89K

Shared

0.00

None

0.00

JPMORGAN ULTRA-SHORT INCOME ETF

SOLE

ETF

Shares90.49K

TypeSH

Market value$4.5K

2.47%

Sole

90.49K

Shared

0.00

None

0.00

VANGUARD TOTAL BOND MARKET ETF

SOLE

ETF

Shares53.45K

TypeSH

Market value$3.8K

2.08%

Sole

53.45K

Shared

0.00

None

0.00

FIRST TRUST ENHANCED SHORT MATURITY ETF

SOLE

ETF

Shares61.66K

TypeSH

Market value$3.7K

2.00%

Sole

61.66K

Shared

0.00

None

0.00

FIRST TRUST CLOUD COMPUTING ETF

SOLE

ETF

Shares57.49K

TypeSH

Market value$3.5K

1.89%

Sole

57.49K

Shared

0.00

None

0.00

VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF

SOLE

ETF

Shares45.45K

TypeSH

Market value$3.4K

1.87%

Sole

45.45K

Shared

0.00

None

0.00

FIRST TRUST CAPITAL STRENGTH ETF

SOLE

ETF

Shares47.52K

TypeSH

Market value$3.2K

1.72%

Sole

47.52K

Shared

0.00

None

0.00

ISHARES RUSSELL 2000 ETF

SOLE

ETF

Shares17.91K

TypeSH

Market value$3.0K

1.61%

Sole

17.91K

Shared

0.00

None

0.00

FINANCIAL SELECT SECTOR SPDR FUND

SOLE

ETF

Shares95.58K

TypeSH

Market value$2.9K

1.58%

Sole

95.58K

Shared

0.00

None

0.00

MICROSOFT CORP COM

SOLE

COM

Shares11.57K

TypeSH

Market value$2.7K

1.47%

Sole

11.57K

Shared

0.00

None

0.00

ISHARES CORE S&P 500 ETF

SOLE

ETF

Shares7.48K

TypeSH

Market value$2.7K

1.46%

Sole

7.48K

Shared

0.00

None

0.00

VANECK SEMICONDUCTOR ETF

SOLE

ETF

Shares14.35K

TypeSH

Market value$2.7K

1.45%

Sole

14.35K

Shared

0.00

None

0.00

FIRST TRUST LOW DURATION OPPORTUNITIES ETF

SOLE

ETF

Shares54.52K

TypeSH

Market value$2.6K

1.41%

Sole

54.52K

Shared

0.00

None

0.00

FIRST TRUST VALUE LINE DIVIDEND INDEX FUND

SOLE

ETF

Shares71K

TypeSH

Market value$2.5K

1.38%

Sole

71K

Shared

0.00

None

0.00

FIRST TRUST NASDAQ CYBERSECURITY ETF

SOLE

ETF

Shares61.53K

TypeSH

Market value$2.4K

1.29%

Sole

61.53K

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC DEL CL B NEW

SOLE

COM

Shares8.85K

TypeSH

Market value$2.4K

1.29%

Sole

8.85K

Shared

0.00

None

0.00

ISHARES BIOTECHNOLOGY ETF

SOLE

ETF

Shares18.05K

TypeSH

Market value$2.1K

1.15%

Sole

18.05K

Shared

0.00

None

0.00

VANECK MORNINGSTAR WIDE MOAT ETF

SOLE

ETF

Shares34.65K

TypeSH

Market value$2.1K

1.13%

Sole

34.65K

Shared

0.00

None

0.00

INVESCO S&P 500 EQUAL WEIGHT ETF

SOLE

ETF

Shares16.24K

TypeSH

Market value$2.1K

1.13%

Sole

16.24K

Shared

0.00

None

0.00

FIRST TRUST DOW JONES GLOBAL SELECT DIVIDEND INDEX FUND

SOLE

ETF

Shares106.91K

TypeSH

Market value$2.0K

1.08%

Sole

106.91K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
INVESCO QQQ TRUSTSOLE	ETF	43.71K	SH	$11.7K 6.36%	43.71K
SPDR S&P 500 ETF TRUSTSOLE	ETF	25.92K	SH	$9.3K 5.04%	25.92K
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETFSOLE	ETF	184.59K	SH	$8.0K 4.38%	184.59K
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE	ETF	26.15K	SH	$7.5K 4.09%	26.15K
FIRST TRUST PREFERRED SECURITIES & INCOME ETFSOLE	ETF	321.43K	SH	$5.4K 2.92%	321.43K
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE	ETF	57.89K	SH	$5.3K 2.89%	57.89K
JPMORGAN ULTRA-SHORT INCOME ETFSOLE	ETF	90.49K	SH	$4.5K 2.47%	90.49K
VANGUARD TOTAL BOND MARKET ETFSOLE	ETF	53.45K	SH	$3.8K 2.08%	53.45K
FIRST TRUST ENHANCED SHORT MATURITY ETFSOLE	ETF	61.66K	SH	$3.7K 2.00%	61.66K
FIRST TRUST CLOUD COMPUTING ETFSOLE	ETF	57.49K	SH	$3.5K 1.89%	57.49K
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFSOLE	ETF	45.45K	SH	$3.4K 1.87%	45.45K
FIRST TRUST CAPITAL STRENGTH ETFSOLE	ETF	47.52K	SH	$3.2K 1.72%	47.52K
ISHARES RUSSELL 2000 ETFSOLE	ETF	17.91K	SH	$3.0K 1.61%	17.91K
FINANCIAL SELECT SECTOR SPDR FUNDSOLE	ETF	95.58K	SH	$2.9K 1.58%	95.58K
MICROSOFT CORP COMSOLE	COM	11.57K	SH	$2.7K 1.47%	11.57K
ISHARES CORE S&P 500 ETFSOLE	ETF	7.48K	SH	$2.7K 1.46%	7.48K
VANECK SEMICONDUCTOR ETFSOLE	ETF	14.35K	SH	$2.7K 1.45%	14.35K
FIRST TRUST LOW DURATION OPPORTUNITIES ETFSOLE	ETF	54.52K	SH	$2.6K 1.41%	54.52K
FIRST TRUST VALUE LINE DIVIDEND INDEX FUNDSOLE	ETF	71K	SH	$2.5K 1.38%	71K
FIRST TRUST NASDAQ CYBERSECURITY ETFSOLE	ETF	61.53K	SH	$2.4K 1.29%	61.53K
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE	COM	8.85K	SH	$2.4K 1.29%	8.85K
ISHARES BIOTECHNOLOGY ETFSOLE	ETF	18.05K	SH	$2.1K 1.15%	18.05K
VANECK MORNINGSTAR WIDE MOAT ETFSOLE	ETF	34.65K	SH	$2.1K 1.13%	34.65K
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE	ETF	16.24K	SH	$2.1K 1.13%	16.24K
FIRST TRUST DOW JONES GLOBAL SELECT DIVIDEND INDEX FUNDSOLE	ETF	106.91K	SH	$2.0K 1.08%	106.91K

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