TRANSFORM WEALTH, LLC

PrivateCIK: 1682266

Location

GREENWOOD VILLAGE, CO

242

Positions

$1.65B

Total AUM (reported)

16.68M

Total Shares

Allocation by class

COM$964.12M58.4%

0-3 MNTH TREASRY$60.56M3.7%

SHS$45.39M2.7%

COM NEW$37.78M2.3%

CL A$32.67M2.0%

CORE US AGGBD ET$31.46M1.9%

S&P 500 GRWT ETF$27.06M1.6%

Portfolio Concentration

Top 3$402.61M24.4%

4–10$233.23M14.1%

11–25$291.38M17.6%

Rest$724.01M43.8%

Top 3 weight

24.4%

Top 10 weight

38.5%

Voting Authority Distribution

Total shares with voting rights: 16.68M

Sole

Full voting authority

3.40M

% of voting shares20.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.28M

% of voting shares79.6%

Investment Discretion (by position count)

Sole242

Shared0

Other0

Dominant voting typeNone · 79.6% of voting shares

Institutional Holdings242

Rows:

POWELL INDS INC

SOLE

COM

Shares1.63M

TypeSH

Market value$277.28M

16.79%

Sole

0.00

Shared

0.00

None

1.63M

APPLE INC

SOLE

COM

Shares291.58K

TypeSH

Market value$64.77M

3.92%

Sole

38.92K

Shared

0.00

None

252.67K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares601.61K

TypeSH

Market value$60.56M

3.67%

Sole

0.00

Shared

0.00

None

601.61K

MICROSOFT CORP

SOLE

COM

Shares150.91K

TypeSH

Market value$56.65M

3.43%

Sole

16.53K

Shared

0.00

None

134.38K

NVIDIA CORPORATION

SOLE

COM

Shares293.26K

TypeSH

Market value$31.79M

1.93%

Sole

51.41K

Shared

0.00

None

241.85K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares318.01K

TypeSH

Market value$31.46M

1.91%

Sole

16.39K

Shared

0.00

None

301.62K

AMAZON COM INC

SOLE

COM

Shares160.93K

TypeSH

Market value$30.62M

1.85%

Sole

25.81K

Shared

0.00

None

135.12K

BROADCOM INC

SOLE

COM

Shares170.85K

TypeSH

Market value$28.61M

1.73%

Sole

14.08K

Shared

0.00

None

156.77K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares291.48K

TypeSH

Market value$27.06M

1.64%

Sole

4.88K

Shared

0.00

None

286.60K

JPMORGAN CHASE & CO.

SOLE

COM

Shares110.30K

TypeSH

Market value$27.06M

1.64%

Sole

23.12K

Shared

0.00

None

87.18K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares1.08M

TypeSH

Market value$23.34M

1.41%

Sole

698.91K

Shared

0.00

None

385.15K

ALPHABET INC

SOLE

CAP STK CL A

Shares150.58K

TypeSH

Market value$23.29M

1.41%

Sole

12.91K

Shared

0.00

None

137.66K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares44.56K

TypeSH

Market value$22.90M

1.39%

Sole

0.00

Shared

0.00

None

44.56K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares116.63K

TypeSH

Market value$22.23M

1.35%

Sole

7.71K

Shared

0.00

None

108.92K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares427.55K

TypeSH

Market value$21.30M

1.29%

Sole

3.33K

Shared

0.00

None

424.22K

GOLDMAN SACHS GROUP INC

SOLE

COM

Shares38.19K

TypeSH

Market value$20.86M

1.26%

Sole

3.61K

Shared

0.00

None

34.58K

WALMART INC

SOLE

COM

Shares220.66K

TypeSH

Market value$19.42M

1.18%

Sole

36.54K

Shared

0.00

None

184.11K

ABBVIE INC

SOLE

COM

Shares90.63K

TypeSH

Market value$18.99M

1.15%

Sole

3.20K

Shared

0.00

None

87.43K

EXXON MOBIL CORP

SOLE

COM

Shares150.56K

TypeSH

Market value$17.91M

1.08%

Sole

8.97K

Shared

0.00

None

141.58K

ISHARES GOLD TR

SOLE

ISHARES NEW

Shares302.68K

TypeSH

Market value$17.85M

1.08%

Sole

166.56K

Shared

0.00

None

136.12K

COSTCO WHSL CORP NEW

SOLE

COM

Shares18.86K

TypeSH

Market value$17.84M

1.08%

Sole

5.64K

Shared

0.00

None

13.21K

LAM RESEARCH CORP

SOLE

COM NEW

Shares237.42K

TypeSH

Market value$17.32M

1.05%

Sole

16.86K

Shared

0.00

None

220.56K

MCKESSON CORP

SOLE

COM

Shares23.92K

TypeSH

Market value$16.11M

0.98%

Sole

2.70K

Shared

0.00

None

21.22K

ACCENTURE PLC IRELAND

SOLE

SHS CLASS A

Shares51.37K

TypeSH

Market value$16.03M

0.97%

Sole

6.17K

Shared

0.00

None

45.19K

WELLTOWER INC

SOLE

COM

Shares104.51K

TypeSH

Market value$16.01M

0.97%

Sole

25.18K

Shared

0.00

None

79.33K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
POWELL INDS INCSOLE	COM	1.63M	SH	$277.28M 16.79%	0.00	1.63M
APPLE INCSOLE	COM	291.58K	SH	$64.77M 3.92%	38.92K	252.67K
ISHARES TRSOLE	0-3 MNTH TREASRY	601.61K	SH	$60.56M 3.67%	0.00	601.61K
MICROSOFT CORPSOLE	COM	150.91K	SH	$56.65M 3.43%	16.53K	134.38K
NVIDIA CORPORATIONSOLE	COM	293.26K	SH	$31.79M 1.93%	51.41K	241.85K
ISHARES TRSOLE	CORE US AGGBD ET	318.01K	SH	$31.46M 1.91%	16.39K	301.62K
AMAZON COM INCSOLE	COM	160.93K	SH	$30.62M 1.85%	25.81K	135.12K
BROADCOM INCSOLE	COM	170.85K	SH	$28.61M 1.73%	14.08K	156.77K
ISHARES TRSOLE	S&P 500 GRWT ETF	291.48K	SH	$27.06M 1.64%	4.88K	286.60K
JPMORGAN CHASE & CO.SOLE	COM	110.30K	SH	$27.06M 1.64%	23.12K	87.18K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	1.08M	SH	$23.34M 1.41%	698.91K	385.15K
ALPHABET INCSOLE	CAP STK CL A	150.58K	SH	$23.29M 1.41%	12.91K	137.66K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	44.56K	SH	$22.90M 1.39%	0.00	44.56K
ISHARES TRSOLE	S&P 500 VAL ETF	116.63K	SH	$22.23M 1.35%	7.71K	108.92K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	427.55K	SH	$21.30M 1.29%	3.33K	424.22K
GOLDMAN SACHS GROUP INCSOLE	COM	38.19K	SH	$20.86M 1.26%	3.61K	34.58K
WALMART INCSOLE	COM	220.66K	SH	$19.42M 1.18%	36.54K	184.11K
ABBVIE INCSOLE	COM	90.63K	SH	$18.99M 1.15%	3.20K	87.43K
EXXON MOBIL CORPSOLE	COM	150.56K	SH	$17.91M 1.08%	8.97K	141.58K
ISHARES GOLD TRSOLE	ISHARES NEW	302.68K	SH	$17.85M 1.08%	166.56K	136.12K
COSTCO WHSL CORP NEWSOLE	COM	18.86K	SH	$17.84M 1.08%	5.64K	13.21K
LAM RESEARCH CORPSOLE	COM NEW	237.42K	SH	$17.32M 1.05%	16.86K	220.56K
MCKESSON CORPSOLE	COM	23.92K	SH	$16.11M 0.98%	2.70K	21.22K
ACCENTURE PLC IRELANDSOLE	SHS CLASS A	51.37K	SH	$16.03M 0.97%	6.17K	45.19K
WELLTOWER INCSOLE	COM	104.51K	SH	$16.01M 0.97%	25.18K	79.33K

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