Filed: 10/11/2023ACC: 0001085146-23-003682
📋 What this filing means
TRANSFORM WEALTH, LLC filed this quarterly 13F‑HR report disclosing 237 equity positions with a total reported market value of $948.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
237
Positions
$948.13M
Total AUM (reported)
11.95M
Total Shares
Allocation by class
COM$514.02M54.2%
TR UNIT$30.07M3.2%
S&P 500 VAL ETF$25.11M2.6%
SR LN ETF$22.90M2.4%
PGIM ULTRA SH BD$22.82M2.4%
CORE US AGGBD ET$20.04M2.1%
CAP STK CL A$19.93M2.1%
Portfolio Concentration
Top 3$118.50M12.5%
4–10$145.41M15.3%
11–25$201.06M21.2%
Rest$483.15M51.0%
Top 3 weight
12.5%
Top 10 weight
27.8%
Voting Authority Distribution
Total shares with voting rights: 11.95M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.95M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole237
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings237
Rows:
APPLE INC
SOLEShares268.83K
TypeSH
Market value$46.03M
4.85%
Sole
0.00
Shared
0.00
None
268.83K
MICROSOFT CORP
SOLEShares134.31K
TypeSH
Market value$42.41M
4.47%
Sole
0.00
Shared
0.00
None
134.31K
SPDR S&P 500 ETF TR
SOLEShares70.08K
TypeSH
Market value$30.07M
3.17%
Sole
0.00
Shared
0.00
None
70.08K
ISHARES TR
SOLEShares162.38K
TypeSH
Market value$25.11M
2.65%
Sole
0.00
Shared
0.00
None
162.38K
INVESCO EXCH TRADED FD TR II
SOLEShares1.09M
TypeSH
Market value$22.90M
2.41%
Sole
0.00
Shared
0.00
None
1.09M
PGIM ETF TR
SOLEShares461.11K
TypeSH
Market value$22.82M
2.41%
Sole
0.00
Shared
0.00
None
461.11K
ISHARES TR
SOLEShares213.09K
TypeSH
Market value$20.04M
2.11%
Sole
0.00
Shared
0.00
None
213.09K
ALPHABET INC
SOLEShares152.31K
TypeSH
Market value$19.93M
2.10%
Sole
0.00
Shared
0.00
None
152.31K
UNITEDHEALTH GROUP INC
SOLEShares35.15K
TypeSH
Market value$17.72M
1.87%
Sole
0.00
Shared
0.00
None
35.15K
AMAZON COM INC
SOLEShares132.86K
TypeSH
Market value$16.89M
1.78%
Sole
0.00
Shared
0.00
None
132.86K
BROADCOM INC
SOLEShares19.68K
TypeSH
Market value$16.35M
1.72%
Sole
0.00
Shared
0.00
None
19.68K
SELECT SECTOR SPDR TR
SOLEShares155.42K
TypeSH
Market value$15.76M
1.66%
Sole
0.00
Shared
0.00
None
155.42K
LAM RESEARCH CORP
SOLEShares24.18K
TypeSH
Market value$15.20M
1.60%
Sole
0.00
Shared
0.00
None
24.18K
JPMORGAN CHASE & CO
SOLEShares102.99K
TypeSH
Market value$14.94M
1.58%
Sole
0.00
Shared
0.00
None
102.99K
ABBVIE INC
SOLEShares100.16K
TypeSH
Market value$14.93M
1.57%
Sole
0.00
Shared
0.00
None
100.16K
EXXON MOBIL CORP
SOLEShares124.92K
TypeSH
Market value$14.69M
1.55%
Sole
0.00
Shared
0.00
None
124.92K
ISHARES TR
SOLEShares210.08K
TypeSH
Market value$14.42M
1.52%
Sole
0.00
Shared
0.00
None
210.08K
CHEVRON CORP NEW
SOLEShares84.30K
TypeSH
Market value$14.21M
1.50%
Sole
0.00
Shared
0.00
None
84.30K
INNOVATOR ETFS TR
SOLEShares460.21K
TypeSH
Market value$14.09M
1.49%
Sole
0.00
Shared
0.00
None
460.21K
CISCO SYS INC
SOLEShares230.74K
TypeSH
Market value$12.40M
1.31%
Sole
0.00
Shared
0.00
None
230.74K
COSTCO WHSL CORP NEW
SOLEShares21.87K
TypeSH
Market value$12.36M
1.30%
Sole
0.00
Shared
0.00
None
21.87K
ADOBE INC
SOLEShares22.27K
TypeSH
Market value$11.36M
1.20%
Sole
0.00
Shared
0.00
None
22.27K
FLEXSHARES TR
SOLEShares185.74K
TypeSH
Market value$10.36M
1.09%
Sole
0.00
Shared
0.00
None
185.74K
METLIFE INC
SOLEShares161.04K
TypeSH
Market value$10.13M
1.07%
Sole
0.00
Shared
0.00
None
161.04K
JABIL INC
SOLEShares77.82K
TypeSH
Market value$9.87M
1.04%
Sole
0.00
Shared
0.00
None
77.82K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 268.83K | SH | $46.03M 4.85% | 0.00 | 0.00 | 268.83K |
MICROSOFT CORPSOLE | COM | 134.31K | SH | $42.41M 4.47% | 0.00 | 0.00 | 134.31K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 70.08K | SH | $30.07M 3.17% | 0.00 | 0.00 | 70.08K |
ISHARES TRSOLE | S&P 500 VAL ETF | 162.38K | SH | $25.11M 2.65% | 0.00 | 0.00 | 162.38K |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 1.09M | SH | $22.90M 2.41% | 0.00 | 0.00 | 1.09M |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 461.11K | SH | $22.82M 2.41% | 0.00 | 0.00 | 461.11K |
ISHARES TRSOLE | CORE US AGGBD ET | 213.09K | SH | $20.04M 2.11% | 0.00 | 0.00 | 213.09K |
ALPHABET INCSOLE | CAP STK CL A | 152.31K | SH | $19.93M 2.10% | 0.00 | 0.00 | 152.31K |
UNITEDHEALTH GROUP INCSOLE | COM | 35.15K | SH | $17.72M 1.87% | 0.00 | 0.00 | 35.15K |
AMAZON COM INCSOLE | COM | 132.86K | SH | $16.89M 1.78% | 0.00 | 0.00 | 132.86K |
BROADCOM INCSOLE | COM | 19.68K | SH | $16.35M 1.72% | 0.00 | 0.00 | 19.68K |
SELECT SECTOR SPDR TRSOLE | INDL | 155.42K | SH | $15.76M 1.66% | 0.00 | 0.00 | 155.42K |
LAM RESEARCH CORPSOLE | COM | 24.18K | SH | $15.20M 1.60% | 0.00 | 0.00 | 24.18K |
JPMORGAN CHASE & COSOLE | COM | 102.99K | SH | $14.94M 1.58% | 0.00 | 0.00 | 102.99K |
ABBVIE INCSOLE | COM | 100.16K | SH | $14.93M 1.57% | 0.00 | 0.00 | 100.16K |
EXXON MOBIL CORPSOLE | COM | 124.92K | SH | $14.69M 1.55% | 0.00 | 0.00 | 124.92K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 210.08K | SH | $14.42M 1.52% | 0.00 | 0.00 | 210.08K |
CHEVRON CORP NEWSOLE | COM | 84.30K | SH | $14.21M 1.50% | 0.00 | 0.00 | 84.30K |
INNOVATOR ETFS TRSOLE | US EQT PWR BUF | 460.21K | SH | $14.09M 1.49% | 0.00 | 0.00 | 460.21K |
CISCO SYS INCSOLE | COM | 230.74K | SH | $12.40M 1.31% | 0.00 | 0.00 | 230.74K |
COSTCO WHSL CORP NEWSOLE | COM | 21.87K | SH | $12.36M 1.30% | 0.00 | 0.00 | 21.87K |
ADOBE INCSOLE | COM | 22.27K | SH | $11.36M 1.20% | 0.00 | 0.00 | 22.27K |
FLEXSHARES TRSOLE | QUALT DIVD IDX | 185.74K | SH | $10.36M 1.09% | 0.00 | 0.00 | 185.74K |
METLIFE INCSOLE | COM | 161.04K | SH | $10.13M 1.07% | 0.00 | 0.00 | 161.04K |
JABIL INCSOLE | COM | 77.82K | SH | $9.87M 1.04% | 0.00 | 0.00 | 77.82K |
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