Filed: 1/13/2023ACC: 0001085146-23-000096
📋 What this filing means
TRANSFORM WEALTH, LLC filed this quarterly 13F‑HR report disclosing 217 equity positions with a total reported market value of $891.96M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
217
Positions
$891.96M
Total AUM (reported)
12.23M
Total Shares
Allocation by class
COM$523.78M58.7%
PGIM ULTRA SH BD$51.68M5.8%
US EQTY PWR BUF$30.64M3.4%
CORE ALT FD$25.05M2.8%
S&P 500 VAL ETF$22.83M2.6%
ULTRA SHRT INC$16.23M1.8%
CORE US AGGBD ET$15.60M1.7%
Portfolio Concentration
Top 3$116.00M13.0%
4–10$134.90M15.1%
11–25$186.26M20.9%
Rest$454.81M51.0%
Top 3 weight
13.0%
Top 10 weight
28.1%
Voting Authority Distribution
Total shares with voting rights: 12.23M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
12.23M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole217
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings217
Rows:
PGIM ETF TR
SOLEShares1.05M
TypeSH
Market value$51.68M
5.79%
Sole
0.00
Shared
0.00
None
1.05M
APPLE INC
SOLEShares253.60K
TypeSH
Market value$32.95M
3.69%
Sole
0.00
Shared
0.00
None
253.60K
MICROSOFT CORP
SOLEShares130.78K
TypeSH
Market value$31.36M
3.52%
Sole
0.00
Shared
0.00
None
130.78K
LISTED FD TR
SOLEShares793.17K
TypeSH
Market value$25.05M
2.81%
Sole
0.00
Shared
0.00
None
793.17K
ISHARES TR
SOLEShares157.36K
TypeSH
Market value$22.83M
2.56%
Sole
0.00
Shared
0.00
None
157.36K
ABBVIE INC
SOLEShares119.90K
TypeSH
Market value$19.38M
2.17%
Sole
0.00
Shared
0.00
None
119.90K
UNITEDHEALTH GROUP INC
SOLEShares35.26K
TypeSH
Market value$18.70M
2.10%
Sole
0.00
Shared
0.00
None
35.26K
INNOVATOR ETFS TR
SOLEShares555.79K
TypeSH
Market value$17.07M
1.91%
Sole
0.00
Shared
0.00
None
555.79K
J P MORGAN EXCHANGE TRADED F
SOLEShares323.01K
TypeSH
Market value$16.23M
1.82%
Sole
0.00
Shared
0.00
None
323.01K
ARCHER DANIELS MIDLAND CO
SOLEShares168.51K
TypeSH
Market value$15.65M
1.75%
Sole
0.00
Shared
0.00
None
168.51K
ISHARES TR
SOLEShares160.89K
TypeSH
Market value$15.60M
1.75%
Sole
0.00
Shared
0.00
None
160.89K
CHEVRON CORP NEW
SOLEShares81.15K
TypeSH
Market value$14.57M
1.63%
Sole
0.00
Shared
0.00
None
81.15K
JPMORGAN CHASE & CO
SOLEShares102.43K
TypeSH
Market value$13.74M
1.54%
Sole
0.00
Shared
0.00
None
102.43K
JOHNSON & JOHNSON
SOLEShares76.53K
TypeSH
Market value$13.52M
1.52%
Sole
0.00
Shared
0.00
None
76.53K
METLIFE INC
SOLEShares181.40K
TypeSH
Market value$13.13M
1.47%
Sole
0.00
Shared
0.00
None
181.40K
EXXON MOBIL CORP
SOLEShares118.18K
TypeSH
Market value$13.04M
1.46%
Sole
0.00
Shared
0.00
None
118.18K
ALPHABET INC
SOLEShares143.88K
TypeSH
Market value$12.69M
1.42%
Sole
0.00
Shared
0.00
None
143.88K
INNOVATOR ETFS TR
SOLEShares447.12K
TypeSH
Market value$12.56M
1.41%
Sole
0.00
Shared
0.00
None
447.12K
ACCENTURE PLC IRELAND
SOLEShares46.21K
TypeSH
Market value$12.33M
1.38%
Sole
0.00
Shared
0.00
None
46.21K
ISHARES TR
SOLEShares209.73K
TypeSH
Market value$12.27M
1.38%
Sole
0.00
Shared
0.00
None
209.73K
BROADCOM INC
SOLEShares19.67K
TypeSH
Market value$11.00M
1.23%
Sole
0.00
Shared
0.00
None
19.67K
HOME DEPOT INC
SOLEShares34.74K
TypeSH
Market value$10.97M
1.23%
Sole
0.00
Shared
0.00
None
34.74K
FIRST TR EXCH TRADED FD III
SOLEShares623.60K
TypeSH
Market value$10.48M
1.17%
Sole
0.00
Shared
0.00
None
623.60K
AMAZON COM INC
SOLEShares121.86K
TypeSH
Market value$10.24M
1.15%
Sole
0.00
Shared
0.00
None
121.86K
CVS HEALTH CORP
SOLEShares108.70K
TypeSH
Market value$10.13M
1.14%
Sole
0.00
Shared
0.00
None
108.70K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 1.05M | SH | $51.68M 5.79% | 0.00 | 0.00 | 1.05M |
APPLE INCSOLE | COM | 253.60K | SH | $32.95M 3.69% | 0.00 | 0.00 | 253.60K |
MICROSOFT CORPSOLE | COM | 130.78K | SH | $31.36M 3.52% | 0.00 | 0.00 | 130.78K |
LISTED FD TRSOLE | CORE ALT FD | 793.17K | SH | $25.05M 2.81% | 0.00 | 0.00 | 793.17K |
ISHARES TRSOLE | S&P 500 VAL ETF | 157.36K | SH | $22.83M 2.56% | 0.00 | 0.00 | 157.36K |
ABBVIE INCSOLE | COM | 119.90K | SH | $19.38M 2.17% | 0.00 | 0.00 | 119.90K |
UNITEDHEALTH GROUP INCSOLE | COM | 35.26K | SH | $18.70M 2.10% | 0.00 | 0.00 | 35.26K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 555.79K | SH | $17.07M 1.91% | 0.00 | 0.00 | 555.79K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 323.01K | SH | $16.23M 1.82% | 0.00 | 0.00 | 323.01K |
ARCHER DANIELS MIDLAND COSOLE | COM | 168.51K | SH | $15.65M 1.75% | 0.00 | 0.00 | 168.51K |
ISHARES TRSOLE | CORE US AGGBD ET | 160.89K | SH | $15.60M 1.75% | 0.00 | 0.00 | 160.89K |
CHEVRON CORP NEWSOLE | COM | 81.15K | SH | $14.57M 1.63% | 0.00 | 0.00 | 81.15K |
JPMORGAN CHASE & COSOLE | COM | 102.43K | SH | $13.74M 1.54% | 0.00 | 0.00 | 102.43K |
JOHNSON & JOHNSONSOLE | COM | 76.53K | SH | $13.52M 1.52% | 0.00 | 0.00 | 76.53K |
METLIFE INCSOLE | COM | 181.40K | SH | $13.13M 1.47% | 0.00 | 0.00 | 181.40K |
EXXON MOBIL CORPSOLE | COM | 118.18K | SH | $13.04M 1.46% | 0.00 | 0.00 | 118.18K |
ALPHABET INCSOLE | CAP STK CL A | 143.88K | SH | $12.69M 1.42% | 0.00 | 0.00 | 143.88K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 447.12K | SH | $12.56M 1.41% | 0.00 | 0.00 | 447.12K |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 46.21K | SH | $12.33M 1.38% | 0.00 | 0.00 | 46.21K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 209.73K | SH | $12.27M 1.38% | 0.00 | 0.00 | 209.73K |
BROADCOM INCSOLE | COM | 19.67K | SH | $11.00M 1.23% | 0.00 | 0.00 | 19.67K |
HOME DEPOT INCSOLE | COM | 34.74K | SH | $10.97M 1.23% | 0.00 | 0.00 | 34.74K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 623.60K | SH | $10.48M 1.17% | 0.00 | 0.00 | 623.60K |
AMAZON COM INCSOLE | COM | 121.86K | SH | $10.24M 1.15% | 0.00 | 0.00 | 121.86K |
CVS HEALTH CORPSOLE | COM | 108.70K | SH | $10.13M 1.14% | 0.00 | 0.00 | 108.70K |
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