Filed: 10/21/2022ACC: 0001085146-22-003538
📋 What this filing means
TRANSFORM WEALTH, LLC filed this quarterly 13F‑HR report disclosing 184 equity positions with a total reported market value of $769.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
184
Positions
$769.2K
Total AUM (reported)
11.64M
Total Shares
Allocation by class
COM$414.6K53.9%
ULTRA SHRT INC$114.7K14.9%
CORE ALT FD$24.7K3.2%
S&P 500 VAL ETF$20.6K2.7%
US EQTY PWR BUF$14.3K1.9%
S&P 500 GRWT ETF$13.1K1.7%
CAP STK CL A$12.6K1.6%
Portfolio Concentration
Top 3$173.4K22.5%
4–10$114.1K14.8%
11–25$148.5K19.3%
Rest$333.2K43.3%
Top 3 weight
22.5%
Top 10 weight
37.4%
Voting Authority Distribution
Total shares with voting rights: 11.64M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.64M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole184
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings184
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares2.29M
TypeSH
Market value$114.7K
14.91%
Sole
0.00
Shared
0.00
None
2.29M
APPLE INC
SOLEShares226.98K
TypeSH
Market value$31.4K
4.08%
Sole
0.00
Shared
0.00
None
226.98K
MICROSOFT CORP
SOLEShares117.44K
TypeSH
Market value$27.4K
3.56%
Sole
0.00
Shared
0.00
None
117.44K
LISTED FD TR
SOLEShares831.63K
TypeSH
Market value$24.7K
3.21%
Sole
0.00
Shared
0.00
None
831.63K
ISHARES TR
SOLEShares160.53K
TypeSH
Market value$20.6K
2.68%
Sole
0.00
Shared
0.00
None
160.53K
ABBVIE INC
SOLEShares119.77K
TypeSH
Market value$16.1K
2.09%
Sole
0.00
Shared
0.00
None
119.77K
UNITEDHEALTH GROUP INC
SOLEShares28.02K
TypeSH
Market value$14.2K
1.84%
Sole
0.00
Shared
0.00
None
28.02K
ISHARES TR
SOLEShares226.92K
TypeSH
Market value$13.1K
1.71%
Sole
0.00
Shared
0.00
None
226.92K
INNOVATOR ETFS TR
SOLEShares447.54K
TypeSH
Market value$12.8K
1.67%
Sole
0.00
Shared
0.00
None
447.54K
ALPHABET INC
SOLEShares131.31K
TypeSH
Market value$12.6K
1.63%
Sole
0.00
Shared
0.00
None
131.31K
AMAZON COM INC
SOLEShares107.78K
TypeSH
Market value$12.2K
1.58%
Sole
0.00
Shared
0.00
None
107.78K
ACCENTURE PLC IRELAND
SOLEShares46.09K
TypeSH
Market value$11.9K
1.54%
Sole
0.00
Shared
0.00
None
46.09K
ARCHER DANIELS MIDLAND CO
SOLEShares134.42K
TypeSH
Market value$10.8K
1.41%
Sole
0.00
Shared
0.00
None
134.42K
ISHARES TR
SOLEShares266.59K
TypeSH
Market value$10.6K
1.38%
Sole
0.00
Shared
0.00
None
266.59K
CVS HEALTH CORP
SOLEShares110.23K
TypeSH
Market value$10.5K
1.37%
Sole
0.00
Shared
0.00
None
110.23K
EXXON MOBIL CORP
SOLEShares116.78K
TypeSH
Market value$10.2K
1.33%
Sole
0.00
Shared
0.00
None
116.78K
FIRST TR EXCH TRADED FD III
SOLEShares609K
TypeSH
Market value$10.2K
1.32%
Sole
0.00
Shared
0.00
None
609K
JOHNSON & JOHNSON
SOLEShares60.50K
TypeSH
Market value$9.9K
1.28%
Sole
0.00
Shared
0.00
None
60.50K
BRISTOL-MYERS SQUIBB CO
SOLEShares133.94K
TypeSH
Market value$9.5K
1.24%
Sole
0.00
Shared
0.00
None
133.94K
METLIFE INC
SOLEShares148.63K
TypeSH
Market value$9.0K
1.17%
Sole
0.00
Shared
0.00
None
148.63K
BROADCOM INC
SOLEShares19.96K
TypeSH
Market value$8.9K
1.15%
Sole
0.00
Shared
0.00
None
19.96K
SPDR S&P 500 ETF TR
SOLEShares24.21K
TypeSH
Market value$8.7K
1.13%
Sole
0.00
Shared
0.00
None
24.21K
CHEVRON CORP NEW
SOLEShares60.59K
TypeSH
Market value$8.7K
1.13%
Sole
0.00
Shared
0.00
None
60.59K
GOLDMAN SACHS GROUP INC
SOLEShares29.70K
TypeSH
Market value$8.7K
1.13%
Sole
0.00
Shared
0.00
None
29.70K
LAM RESEARCH CORP
SOLEShares23.64K
TypeSH
Market value$8.7K
1.13%
Sole
0.00
Shared
0.00
None
23.64K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 2.29M | SH | $114.7K 14.91% | 0.00 | 0.00 | 2.29M |
APPLE INCSOLE | COM | 226.98K | SH | $31.4K 4.08% | 0.00 | 0.00 | 226.98K |
MICROSOFT CORPSOLE | COM | 117.44K | SH | $27.4K 3.56% | 0.00 | 0.00 | 117.44K |
LISTED FD TRSOLE | CORE ALT FD | 831.63K | SH | $24.7K 3.21% | 0.00 | 0.00 | 831.63K |
ISHARES TRSOLE | S&P 500 VAL ETF | 160.53K | SH | $20.6K 2.68% | 0.00 | 0.00 | 160.53K |
ABBVIE INCSOLE | COM | 119.77K | SH | $16.1K 2.09% | 0.00 | 0.00 | 119.77K |
UNITEDHEALTH GROUP INCSOLE | COM | 28.02K | SH | $14.2K 1.84% | 0.00 | 0.00 | 28.02K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 226.92K | SH | $13.1K 1.71% | 0.00 | 0.00 | 226.92K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 447.54K | SH | $12.8K 1.67% | 0.00 | 0.00 | 447.54K |
ALPHABET INCSOLE | CAP STK CL A | 131.31K | SH | $12.6K 1.63% | 0.00 | 0.00 | 131.31K |
AMAZON COM INCSOLE | COM | 107.78K | SH | $12.2K 1.58% | 0.00 | 0.00 | 107.78K |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 46.09K | SH | $11.9K 1.54% | 0.00 | 0.00 | 46.09K |
ARCHER DANIELS MIDLAND COSOLE | COM | 134.42K | SH | $10.8K 1.41% | 0.00 | 0.00 | 134.42K |
ISHARES TRSOLE | 0-5YR HI YL CP | 266.59K | SH | $10.6K 1.38% | 0.00 | 0.00 | 266.59K |
CVS HEALTH CORPSOLE | COM | 110.23K | SH | $10.5K 1.37% | 0.00 | 0.00 | 110.23K |
EXXON MOBIL CORPSOLE | COM | 116.78K | SH | $10.2K 1.33% | 0.00 | 0.00 | 116.78K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 609K | SH | $10.2K 1.32% | 0.00 | 0.00 | 609K |
JOHNSON & JOHNSONSOLE | COM | 60.50K | SH | $9.9K 1.28% | 0.00 | 0.00 | 60.50K |
BRISTOL-MYERS SQUIBB COSOLE | COM | 133.94K | SH | $9.5K 1.24% | 0.00 | 0.00 | 133.94K |
METLIFE INCSOLE | COM | 148.63K | SH | $9.0K 1.17% | 0.00 | 0.00 | 148.63K |
BROADCOM INCSOLE | COM | 19.96K | SH | $8.9K 1.15% | 0.00 | 0.00 | 19.96K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 24.21K | SH | $8.7K 1.13% | 0.00 | 0.00 | 24.21K |
CHEVRON CORP NEWSOLE | COM | 60.59K | SH | $8.7K 1.13% | 0.00 | 0.00 | 60.59K |
GOLDMAN SACHS GROUP INCSOLE | COM | 29.70K | SH | $8.7K 1.13% | 0.00 | 0.00 | 29.70K |
LAM RESEARCH CORPSOLE | COM | 23.64K | SH | $8.7K 1.13% | 0.00 | 0.00 | 23.64K |
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