TORTOISE INVESTMENT MANAGEMENT, LLC

PrivateCIK: 1599511
Location

WHITE PLAINS, NY

252
Positions
$1.34B
Total AUM (reported)
22.86M
Total Shares

Allocation by class

TOTAL AUM$1.34B252 positions
CORE S&P500 ETF$107.04M8.0%
0-5 YR TIPS ETF$92.04M6.9%
COM$71.06M5.3%
US EQT ETF$53.24M4.0%
MORTGAGE BACKED$35.73M2.7%
MUNICIPAL ETF$33.65M2.5%
COM SHS BEN IN$32.32M2.4%

Portfolio Concentration

Top 318.8%4–1015.4%11–2520.6%Rest45.1%TOP 1034.2%0%100%
Top 3$252.32M18.8%
4–10$207.33M15.4%
11–25$276.64M20.6%
Rest$605.79M45.1%

Top 3 weight

18.8%

Top 10 weight

34.2%

Voting Authority Distribution

Total shares with voting rights: 22.86M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

22.86M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole252
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings252
Rows:

ISHARES TR

SOLE
CORE S&P500 ETF
Shares142.94K
TypeSH
Market value$107.04M
7.98%
Sole
0.00
Shared
0.00
None
142.94K

ISHARES TR

SOLE
0-5 YR TIPS ETF
Shares900.99K
TypeSH
Market value$92.04M
6.86%
Sole
0.00
Shared
0.00
None
900.99K

AMERICAN CENTY ETF TR

SOLE
US EQT ETF
Shares415.64K
TypeSH
Market value$53.24M
3.97%
Sole
0.00
Shared
0.00
None
415.64K

J P MORGAN EXCHANGE TRADED F

SOLE
MORTGAGE BACKED
Shares705.01K
TypeSH
Market value$35.73M
2.66%
Sole
0.00
Shared
0.00
None
705.01K

J P MORGAN EXCHANGE TRADED F

SOLE
MUNICIPAL ETF
Shares664.21K
TypeSH
Market value$33.65M
2.51%
Sole
0.00
Shared
0.00
None
664.21K

BLACKROCK MUN TARGET TERM TR

SOLE
COM SHS BEN IN
Shares1.42M
TypeSH
Market value$32.32M
2.41%
Sole
0.00
Shared
0.00
None
1.42M

VANGUARD SCOTTSDALE FDS

SOLE
LONG TERM TREAS
Shares495.85K
TypeSH
Market value$27.36M
2.04%
Sole
0.00
Shared
0.00
None
495.85K

ISHARES TR

SOLE
0-3 MTH TREASURY
Shares262.92K
TypeSH
Market value$26.47M
1.97%
Sole
0.00
Shared
0.00
None
262.92K

SCHWAB STRATEGIC TR

SOLE
US TIPS ETF
Shares978.66K
TypeSH
Market value$25.93M
1.93%
Sole
0.00
Shared
0.00
None
978.66K

SIMPLIFY EXCHANGE TRADED FUN

SOLE
MBS ETF
Shares527.41K
TypeSH
Market value$25.88M
1.93%
Sole
0.00
Shared
0.00
None
527.41K

ISHARES INC

SOLE
CORE MSCI EMKT
Shares295.48K
TypeSH
Market value$24.48M
1.82%
Sole
0.00
Shared
0.00
None
295.48K

SCHWAB STRATEGIC TR

SOLE
US LRG CAP ETF
Shares737.66K
TypeSH
Market value$21.71M
1.62%
Sole
0.00
Shared
0.00
None
737.66K

DIMENSIONAL ETF TRUST

SOLE
US CORE EQT MKT
Shares404.35K
TypeSH
Market value$20.90M
1.56%
Sole
0.00
Shared
0.00
None
404.35K

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares90.62K
TypeSH
Market value$19.75M
1.47%
Sole
0.00
Shared
0.00
None
90.62K

ISHARES TR

SOLE
CORE S&P TTL STK
Shares116.38K
TypeSH
Market value$19.12M
1.42%
Sole
0.00
Shared
0.00
None
116.38K

ISHARES TR

SOLE
RUS 1000 ETF
Shares46.52K
TypeSH
Market value$19.05M
1.42%
Sole
0.00
Shared
0.00
None
46.52K

VANGUARD SCOTTSDALE FDS

SOLE
INTER TERM TREAS
Shares319.22K
TypeSH
Market value$18.83M
1.40%
Sole
0.00
Shared
0.00
None
319.22K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares45.87K
TypeSH
Market value$18.02M
1.34%
Sole
0.00
Shared
0.00
None
45.87K

EA SERIES TRUST

SOLE
ALPHA ARCH 1-3
Shares152.41K
TypeSH
Market value$17.85M
1.33%
Sole
0.00
Shared
0.00
None
152.41K

SCHWAB STRATEGIC TR

SOLE
INTL SCEQT ETF
Shares365.31K
TypeSH
Market value$17.58M
1.31%
Sole
0.00
Shared
0.00
None
365.31K

SPDR INDEX SHS FDS

SOLE
ST PORT MARK ETF
Shares336.15K
TypeSH
Market value$17.41M
1.30%
Sole
0.00
Shared
0.00
None
336.15K

SPDR SERIES TRUST

SOLE
ST STR P500ETF
Shares190.20K
TypeSH
Market value$16.72M
1.25%
Sole
0.00
Shared
0.00
None
190.20K

VANGUARD INSTL INDEX FD

SOLE
0 3 MO TR BI ETF
Shares205.88K
TypeSH
Market value$15.58M
1.16%
Sole
0.00
Shared
0.00
None
205.88K

APPLE INC

SOLE
COM
Shares53.11K
TypeSH
Market value$14.94M
1.11%
Sole
0.00
Shared
0.00
None
53.11K

ISHARES TR

SOLE
CORE MSCI EAFE
Shares152.46K
TypeSH
Market value$14.72M
1.10%
Sole
0.00
Shared
0.00
None
152.46K
Page 1 of 11