TORTOISE INVESTMENT MANAGEMENT, LLC

Filed: 8/7/2026ACC: 0001599511-26-000003

📋 What this filing means

TORTOISE INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 252 equity positions with a total reported market value of $1.34B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

252

Positions

$1.34B

Total AUM (reported)

22.86M

Total Shares

Allocation by class

CORE S&P500 ETF$107.04M8.0%

0-5 YR TIPS ETF$92.04M6.9%

COM$71.06M5.3%

US EQT ETF$53.24M4.0%

MORTGAGE BACKED$35.73M2.7%

MUNICIPAL ETF$33.65M2.5%

COM SHS BEN IN$32.32M2.4%

Portfolio Concentration

Top 3$252.32M18.8%

4–10$207.33M15.4%

11–25$276.64M20.6%

Rest$605.79M45.1%

Top 3 weight

18.8%

Top 10 weight

34.2%

Voting Authority Distribution

Total shares with voting rights: 22.86M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

22.86M

% of voting shares100.0%

Investment Discretion (by position count)

Sole252

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings252

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares142.94K

TypeSH

Market value$107.04M

7.98%

Sole

0.00

Shared

0.00

None

142.94K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares900.99K

TypeSH

Market value$92.04M

6.86%

Sole

0.00

Shared

0.00

None

900.99K

AMERICAN CENTY ETF TR

SOLE

US EQT ETF

Shares415.64K

TypeSH

Market value$53.24M

3.97%

Sole

0.00

Shared

0.00

None

415.64K

J P MORGAN EXCHANGE TRADED F

SOLE

MORTGAGE BACKED

Shares705.01K

TypeSH

Market value$35.73M

2.66%

Sole

0.00

Shared

0.00

None

705.01K

J P MORGAN EXCHANGE TRADED F

SOLE

MUNICIPAL ETF

Shares664.21K

TypeSH

Market value$33.65M

2.51%

Sole

0.00

Shared

0.00

None

664.21K

BLACKROCK MUN TARGET TERM TR

SOLE

COM SHS BEN IN

Shares1.42M

TypeSH

Market value$32.32M

2.41%

Sole

0.00

Shared

0.00

None

1.42M

VANGUARD SCOTTSDALE FDS

SOLE

LONG TERM TREAS

Shares495.85K

TypeSH

Market value$27.36M

2.04%

Sole

0.00

Shared

0.00

None

495.85K

ISHARES TR

SOLE

0-3 MTH TREASURY

Shares262.92K

TypeSH

Market value$26.47M

1.97%

Sole

0.00

Shared

0.00

None

262.92K

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares978.66K

TypeSH

Market value$25.93M

1.93%

Sole

0.00

Shared

0.00

None

978.66K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

MBS ETF

Shares527.41K

TypeSH

Market value$25.88M

1.93%

Sole

0.00

Shared

0.00

None

527.41K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares295.48K

TypeSH

Market value$24.48M

1.82%

Sole

0.00

Shared

0.00

None

295.48K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares737.66K

TypeSH

Market value$21.71M

1.62%

Sole

0.00

Shared

0.00

None

737.66K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQT MKT

Shares404.35K

TypeSH

Market value$20.90M

1.56%

Sole

0.00

Shared

0.00

None

404.35K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares90.62K

TypeSH

Market value$19.75M

1.47%

Sole

0.00

Shared

0.00

None

90.62K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares116.38K

TypeSH

Market value$19.12M

1.42%

Sole

0.00

Shared

0.00

None

116.38K

ISHARES TR

SOLE

RUS 1000 ETF

Shares46.52K

TypeSH

Market value$19.05M

1.42%

Sole

0.00

Shared

0.00

None

46.52K

VANGUARD SCOTTSDALE FDS

SOLE

INTER TERM TREAS

Shares319.22K

TypeSH

Market value$18.83M

1.40%

Sole

0.00

Shared

0.00

None

319.22K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares45.87K

TypeSH

Market value$18.02M

1.34%

Sole

0.00

Shared

0.00

None

45.87K

EA SERIES TRUST

SOLE

ALPHA ARCH 1-3

Shares152.41K

TypeSH

Market value$17.85M

1.33%

Sole

0.00

Shared

0.00

None

152.41K

SCHWAB STRATEGIC TR

SOLE

INTL SCEQT ETF

Shares365.31K

TypeSH

Market value$17.58M

1.31%

Sole

0.00

Shared

0.00

None

365.31K

SPDR INDEX SHS FDS

SOLE

ST PORT MARK ETF

Shares336.15K

TypeSH

Market value$17.41M

1.30%

Sole

0.00

Shared

0.00

None

336.15K

SPDR SERIES TRUST

SOLE

ST STR P500ETF

Shares190.20K

TypeSH

Market value$16.72M

1.25%

Sole

0.00

Shared

0.00

None

190.20K

VANGUARD INSTL INDEX FD

SOLE

0 3 MO TR BI ETF

Shares205.88K

TypeSH

Market value$15.58M

1.16%

Sole

0.00

Shared

0.00

None

205.88K

APPLE INC

SOLE

COM

Shares53.11K

TypeSH

Market value$14.94M

1.11%

Sole

0.00

Shared

0.00

None

53.11K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares152.46K

TypeSH

Market value$14.72M

1.10%

Sole

0.00

Shared

0.00

None

152.46K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	142.94K	SH	$107.04M 7.98%	142.94K
ISHARES TRSOLE	0-5 YR TIPS ETF	900.99K	SH	$92.04M 6.86%	900.99K
AMERICAN CENTY ETF TRSOLE	US EQT ETF	415.64K	SH	$53.24M 3.97%	415.64K
J P MORGAN EXCHANGE TRADED FSOLE	MORTGAGE BACKED	705.01K	SH	$35.73M 2.66%	705.01K
J P MORGAN EXCHANGE TRADED FSOLE	MUNICIPAL ETF	664.21K	SH	$33.65M 2.51%	664.21K
BLACKROCK MUN TARGET TERM TRSOLE	COM SHS BEN IN	1.42M	SH	$32.32M 2.41%	1.42M
VANGUARD SCOTTSDALE FDSSOLE	LONG TERM TREAS	495.85K	SH	$27.36M 2.04%	495.85K
ISHARES TRSOLE	0-3 MTH TREASURY	262.92K	SH	$26.47M 1.97%	262.92K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	978.66K	SH	$25.93M 1.93%	978.66K
SIMPLIFY EXCHANGE TRADED FUNSOLE	MBS ETF	527.41K	SH	$25.88M 1.93%	527.41K
ISHARES INCSOLE	CORE MSCI EMKT	295.48K	SH	$24.48M 1.82%	295.48K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	737.66K	SH	$21.71M 1.62%	737.66K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQT MKT	404.35K	SH	$20.90M 1.56%	404.35K
VANGUARD INDEX FDSSOLE	VALUE ETF	90.62K	SH	$19.75M 1.47%	90.62K
ISHARES TRSOLE	CORE S&P TTL STK	116.38K	SH	$19.12M 1.42%	116.38K
ISHARES TRSOLE	RUS 1000 ETF	46.52K	SH	$19.05M 1.42%	46.52K
VANGUARD SCOTTSDALE FDSSOLE	INTER TERM TREAS	319.22K	SH	$18.83M 1.40%	319.22K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	45.87K	SH	$18.02M 1.34%	45.87K
EA SERIES TRUSTSOLE	ALPHA ARCH 1-3	152.41K	SH	$17.85M 1.33%	152.41K
SCHWAB STRATEGIC TRSOLE	INTL SCEQT ETF	365.31K	SH	$17.58M 1.31%	365.31K
SPDR INDEX SHS FDSSOLE	ST PORT MARK ETF	336.15K	SH	$17.41M 1.30%	336.15K
SPDR SERIES TRUSTSOLE	ST STR P500ETF	190.20K	SH	$16.72M 1.25%	190.20K
VANGUARD INSTL INDEX FDSOLE	0 3 MO TR BI ETF	205.88K	SH	$15.58M 1.16%	205.88K
APPLE INCSOLE	COM	53.11K	SH	$14.94M 1.11%	53.11K
ISHARES TRSOLE	CORE MSCI EAFE	152.46K	SH	$14.72M 1.10%	152.46K

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