TORTOISE INVESTMENT MANAGEMENT, LLC

Filed: 5/5/2026ACC: 0001599511-26-000002

📋 What this filing means

TORTOISE INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 246 equity positions with a total reported market value of $1.21B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

246

Positions

$1.21B

Total AUM (reported)

23.52M

Total Shares

Allocation by class

CORE S&P500 ETF$94.91M7.8%

0-5 YR TIPS ETF$86.91M7.2%

STATE STREET SPD$64.94M5.4%

COM$62.39M5.2%

US EQT ETF$43.61M3.6%

COM SHS BEN IN$31.81M2.6%

MORTGAGE BACKED$31.38M2.6%

Portfolio Concentration

Top 3$225.43M18.6%

4–10$196.30M16.2%

11–25$250.28M20.7%

Rest$539.16M44.5%

Top 3 weight

18.6%

Top 10 weight

34.8%

Voting Authority Distribution

Total shares with voting rights: 23.52M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

23.52M

% of voting shares100.0%

Investment Discretion (by position count)

Sole246

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings246

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares145.30K

TypeSH

Market value$94.91M

7.84%

Sole

0.00

Shared

0.00

None

145.30K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares840.23K

TypeSH

Market value$86.91M

7.18%

Sole

0.00

Shared

0.00

None

840.23K

AMERICAN CENTY ETF TR

SOLE

US EQT ETF

Shares392.29K

TypeSH

Market value$43.61M

3.60%

Sole

0.00

Shared

0.00

None

392.29K

BLACKROCK MUN TARGET TERM TR

SOLE

COM SHS BEN IN

Shares1.40M

TypeSH

Market value$31.81M

2.63%

Sole

0.00

Shared

0.00

None

1.40M

J P MORGAN EXCHANGE TRADED F

SOLE

MORTGAGE BACKED

Shares615.24K

TypeSH

Market value$31.38M

2.59%

Sole

0.00

Shared

0.00

None

615.24K

J P MORGAN EXCHANGE TRADED F

SOLE

MUNICIPAL ETF

Shares591.14K

TypeSH

Market value$29.55M

2.44%

Sole

0.00

Shared

0.00

None

591.14K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares288.75K

TypeSH

Market value$29.07M

2.40%

Sole

0.00

Shared

0.00

None

288.75K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

MBS ETF

Shares515.24K

TypeSH

Market value$25.48M

2.10%

Sole

0.00

Shared

0.00

None

515.24K

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares929.66K

TypeSH

Market value$24.74M

2.04%

Sole

0.00

Shared

0.00

None

929.66K

VANGUARD SCOTTSDALE FDS

SOLE

LONG TERM TREAS

Shares438.65K

TypeSH

Market value$24.28M

2.00%

Sole

0.00

Shared

0.00

None

438.65K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares306.53K

TypeSH

Market value$21.38M

1.77%

Sole

0.00

Shared

0.00

None

306.53K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares745.89K

TypeSH

Market value$19.12M

1.58%

Sole

0.00

Shared

0.00

None

745.89K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQT MKT

Shares401.12K

TypeSH

Market value$18.10M

1.49%

Sole

0.00

Shared

0.00

None

401.12K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares89.09K

TypeSH

Market value$17.48M

1.44%

Sole

0.00

Shared

0.00

None

89.09K

VANGUARD SCOTTSDALE FDS

SOLE

INTER TERM TREAS

Shares283.47K

TypeSH

Market value$16.88M

1.39%

Sole

0.00

Shared

0.00

None

283.47K

SCHWAB STRATEGIC TR

SOLE

INTL SCEQT ETF

Shares360.63K

TypeSH

Market value$16.86M

1.39%

Sole

0.00

Shared

0.00

None

360.63K

EA SERIES TRUST

SOLE

ALPHA ARCH 1-3

Shares144.82K

TypeSH

Market value$16.84M

1.39%

Sole

0.00

Shared

0.00

None

144.82K

ISHARES TR

SOLE

RUS 1000 ETF

Shares46.96K

TypeSH

Market value$16.75M

1.38%

Sole

0.00

Shared

0.00

None

46.96K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares115.34K

TypeSH

Market value$16.43M

1.36%

Sole

0.00

Shared

0.00

None

115.34K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares1.34M

TypeSH

Market value$15.92M

1.31%

Sole

0.00

Shared

0.00

None

1.34M

SPDR INDEX SHS FDS

SOLE

STATE STREET SPD

Shares336.84K

TypeSH

Market value$15.80M

1.30%

Sole

0.00

Shared

0.00

None

336.84K

VANGUARD INSTL INDEX FD

SOLE

0-3 MO TREAS BIL

Shares205.70K

TypeSH

Market value$15.56M

1.28%

Sole

0.00

Shared

0.00

None

205.70K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares195.42K

TypeSH

Market value$14.96M

1.23%

Sole

0.00

Shared

0.00

None

195.42K

DOUBLELINE ETF TRUST

SOLE

COMMERCIAL REAL

Shares271.79K

TypeSH

Market value$14.12M

1.17%

Sole

0.00

Shared

0.00

None

271.79K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares155.53K

TypeSH

Market value$14.08M

1.16%

Sole

0.00

Shared

0.00

None

155.53K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	145.30K	SH	$94.91M 7.84%	145.30K
ISHARES TRSOLE	0-5 YR TIPS ETF	840.23K	SH	$86.91M 7.18%	840.23K
AMERICAN CENTY ETF TRSOLE	US EQT ETF	392.29K	SH	$43.61M 3.60%	392.29K
BLACKROCK MUN TARGET TERM TRSOLE	COM SHS BEN IN	1.40M	SH	$31.81M 2.63%	1.40M
J P MORGAN EXCHANGE TRADED FSOLE	MORTGAGE BACKED	615.24K	SH	$31.38M 2.59%	615.24K
J P MORGAN EXCHANGE TRADED FSOLE	MUNICIPAL ETF	591.14K	SH	$29.55M 2.44%	591.14K
ISHARES TRSOLE	0-3 MNTH TREASRY	288.75K	SH	$29.07M 2.40%	288.75K
SIMPLIFY EXCHANGE TRADED FUNSOLE	MBS ETF	515.24K	SH	$25.48M 2.10%	515.24K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	929.66K	SH	$24.74M 2.04%	929.66K
VANGUARD SCOTTSDALE FDSSOLE	LONG TERM TREAS	438.65K	SH	$24.28M 2.00%	438.65K
ISHARES INCSOLE	CORE MSCI EMKT	306.53K	SH	$21.38M 1.77%	306.53K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	745.89K	SH	$19.12M 1.58%	745.89K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQT MKT	401.12K	SH	$18.10M 1.49%	401.12K
VANGUARD INDEX FDSSOLE	VALUE ETF	89.09K	SH	$17.48M 1.44%	89.09K
VANGUARD SCOTTSDALE FDSSOLE	INTER TERM TREAS	283.47K	SH	$16.88M 1.39%	283.47K
SCHWAB STRATEGIC TRSOLE	INTL SCEQT ETF	360.63K	SH	$16.86M 1.39%	360.63K
EA SERIES TRUSTSOLE	ALPHA ARCH 1-3	144.82K	SH	$16.84M 1.39%	144.82K
ISHARES TRSOLE	RUS 1000 ETF	46.96K	SH	$16.75M 1.38%	46.96K
ISHARES TRSOLE	CORE S&P TTL STK	115.34K	SH	$16.43M 1.36%	115.34K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	1.34M	SH	$15.92M 1.31%	1.34M
SPDR INDEX SHS FDSSOLE	STATE STREET SPD	336.84K	SH	$15.80M 1.30%	336.84K
VANGUARD INSTL INDEX FDSOLE	0-3 MO TREAS BIL	205.70K	SH	$15.56M 1.28%	205.70K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	195.42K	SH	$14.96M 1.23%	195.42K
DOUBLELINE ETF TRUSTSOLE	COMMERCIAL REAL	271.79K	SH	$14.12M 1.17%	271.79K
ISHARES TRSOLE	CORE MSCI EAFE	155.53K	SH	$14.08M 1.16%	155.53K

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