TORTOISE INVESTMENT MANAGEMENT, LLC

Filed: 2/6/2026ACC: 0001599511-26-000001

📋 What this filing means

TORTOISE INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 236 equity positions with a total reported market value of $1.14B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

236

Positions

$1.14B

Total AUM (reported)

20.76M

Total Shares

Allocation by class

CORE S&P500 ETF$100.69M8.8%

COM$71.57M6.3%

0-5 YR TIPS ETF$58.00M5.1%

US EQT ETF$40.18M3.5%

COM SHS BEN IN$31.06M2.7%

STATE STREET SPD$29.21M2.6%

0-3 MNTH TREASRY$28.68M2.5%

Portfolio Concentration

Top 3$198.87M17.5%

4–10$180.56M15.9%

11–25$244.07M21.4%

Rest$515.12M45.2%

Top 3 weight

17.5%

Top 10 weight

33.3%

Voting Authority Distribution

Total shares with voting rights: 20.76M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

20.76M

% of voting shares100.0%

Investment Discretion (by position count)

Sole236

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings236

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares147K

TypeSH

Market value$100.69M

8.84%

Sole

0.00

Shared

0.00

None

147K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares566.50K

TypeSH

Market value$58.00M

5.09%

Sole

0.00

Shared

0.00

None

566.50K

AMERICAN CENTY ETF TR

SOLE

US EQT ETF

Shares359.44K

TypeSH

Market value$40.18M

3.53%

Sole

0.00

Shared

0.00

None

359.44K

BLACKROCK MUN TARGET TERM TR

SOLE

COM SHS BEN IN

Shares1.36M

TypeSH

Market value$31.06M

2.73%

Sole

0.00

Shared

0.00

None

1.36M

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares285.71K

TypeSH

Market value$28.68M

2.52%

Sole

0.00

Shared

0.00

None

285.71K

J P MORGAN EXCHANGE TRADED F

SOLE

MUNICIPAL ETF

Shares530.15K

TypeSH

Market value$26.77M

2.35%

Sole

0.00

Shared

0.00

None

530.15K

VANGUARD SCOTTSDALE FDS

SOLE

LONG TERM TREAS

Shares438.67K

TypeSH

Market value$24.48M

2.15%

Sole

0.00

Shared

0.00

None

438.67K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

MBS ETF

Shares470.69K

TypeSH

Market value$23.73M

2.08%

Sole

0.00

Shared

0.00

None

470.69K

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares895.12K

TypeSH

Market value$23.71M

2.08%

Sole

0.00

Shared

0.00

None

895.12K

DOUBLELINE ETF TRUST

SOLE

MORTGAGE ETF

Shares445.74K

TypeSH

Market value$22.13M

1.94%

Sole

0.00

Shared

0.00

None

445.74K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares308.86K

TypeSH

Market value$20.76M

1.82%

Sole

0.00

Shared

0.00

None

308.86K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares705.01K

TypeSH

Market value$18.97M

1.67%

Sole

0.00

Shared

0.00

None

705.01K

ISHARES TR

SOLE

RUS 1000 ETF

Shares47.61K

TypeSH

Market value$17.78M

1.56%

Sole

0.00

Shared

0.00

None

47.61K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares119.21K

TypeSH

Market value$17.73M

1.56%

Sole

0.00

Shared

0.00

None

119.21K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQT MKT

Shares368.04K

TypeSH

Market value$17.22M

1.51%

Sole

0.00

Shared

0.00

None

368.04K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares88.22K

TypeSH

Market value$16.85M

1.48%

Sole

0.00

Shared

0.00

None

88.22K

WISDOMTREE TR

SOLE

EMG MKTS SMCAP

Shares285.37K

TypeSH

Market value$16.33M

1.43%

Sole

0.00

Shared

0.00

None

285.37K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares48.04K

TypeSH

Market value$16.25M

1.43%

Sole

0.00

Shared

0.00

None

48.04K

SCHWAB STRATEGIC TR

SOLE

INTL SCEQT ETF

Shares356.93K

TypeSH

Market value$16.25M

1.43%

Sole

0.00

Shared

0.00

None

356.93K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares333.69K

TypeSH

Market value$15.62M

1.37%

Sole

0.00

Shared

0.00

None

333.69K

APPLE INC

SOLE

COM

Shares61.68K

TypeSH

Market value$14.46M

1.27%

Sole

0.00

Shared

0.00

None

61.68K

EA SERIES TRUST

SOLE

ALPHA ARCH 1-3

Shares125.34K

TypeSH

Market value$14.43M

1.27%

Sole

0.00

Shared

0.00

None

125.34K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares158.46K

TypeSH

Market value$14.18M

1.25%

Sole

0.00

Shared

0.00

None

158.46K

DOUBLELINE ETF TRUST

SOLE

COMMERCIAL REAL

Shares264.90K

TypeSH

Market value$13.75M

1.21%

Sole

0.00

Shared

0.00

None

264.90K

ANGEL OAK FUNDS TRUST

SOLE

INCOME ETF

Shares647.95K

TypeSH

Market value$13.49M

1.19%

Sole

0.00

Shared

0.00

None

647.95K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	147K	SH	$100.69M 8.84%	147K
ISHARES TRSOLE	0-5 YR TIPS ETF	566.50K	SH	$58.00M 5.09%	566.50K
AMERICAN CENTY ETF TRSOLE	US EQT ETF	359.44K	SH	$40.18M 3.53%	359.44K
BLACKROCK MUN TARGET TERM TRSOLE	COM SHS BEN IN	1.36M	SH	$31.06M 2.73%	1.36M
ISHARES TRSOLE	0-3 MNTH TREASRY	285.71K	SH	$28.68M 2.52%	285.71K
J P MORGAN EXCHANGE TRADED FSOLE	MUNICIPAL ETF	530.15K	SH	$26.77M 2.35%	530.15K
VANGUARD SCOTTSDALE FDSSOLE	LONG TERM TREAS	438.67K	SH	$24.48M 2.15%	438.67K
SIMPLIFY EXCHANGE TRADED FUNSOLE	MBS ETF	470.69K	SH	$23.73M 2.08%	470.69K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	895.12K	SH	$23.71M 2.08%	895.12K
DOUBLELINE ETF TRUSTSOLE	MORTGAGE ETF	445.74K	SH	$22.13M 1.94%	445.74K
ISHARES INCSOLE	CORE MSCI EMKT	308.86K	SH	$20.76M 1.82%	308.86K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	705.01K	SH	$18.97M 1.67%	705.01K
ISHARES TRSOLE	RUS 1000 ETF	47.61K	SH	$17.78M 1.56%	47.61K
ISHARES TRSOLE	CORE S&P TTL STK	119.21K	SH	$17.73M 1.56%	119.21K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQT MKT	368.04K	SH	$17.22M 1.51%	368.04K
VANGUARD INDEX FDSSOLE	VALUE ETF	88.22K	SH	$16.85M 1.48%	88.22K
WISDOMTREE TRSOLE	EMG MKTS SMCAP	285.37K	SH	$16.33M 1.43%	285.37K
SPDR S&P 500 ETF TRSOLE	TR UNIT	48.04K	SH	$16.25M 1.43%	48.04K
SCHWAB STRATEGIC TRSOLE	INTL SCEQT ETF	356.93K	SH	$16.25M 1.43%	356.93K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	333.69K	SH	$15.62M 1.37%	333.69K
APPLE INCSOLE	COM	61.68K	SH	$14.46M 1.27%	61.68K
EA SERIES TRUSTSOLE	ALPHA ARCH 1-3	125.34K	SH	$14.43M 1.27%	125.34K
ISHARES TRSOLE	CORE MSCI EAFE	158.46K	SH	$14.18M 1.25%	158.46K
DOUBLELINE ETF TRUSTSOLE	COMMERCIAL REAL	264.90K	SH	$13.75M 1.21%	264.90K
ANGEL OAK FUNDS TRUSTSOLE	INCOME ETF	647.95K	SH	$13.49M 1.19%	647.95K

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