TORTOISE INVESTMENT MANAGEMENT, LLC

Filed: 11/13/2024ACC: 0001580642-24-006924

📋 What this filing means

TORTOISE INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 874 equity positions with a total reported market value of $957.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

874

Positions

$957.20M

Total AUM (reported)

19.37M

Total Shares

Allocation by class

COM$113.95M11.9%

CORE S&P500 ETF$87.84M9.2%

0-5 YR TIPS ETF$47.37M4.9%

0-3 MNTH TREASRY$30.67M3.2%

US EQT ETF$26.89M2.8%

MBS ETF$26.79M2.8%

LONG TERM TREAS$26.35M2.8%

Portfolio Concentration

Top 3$165.88M17.3%

4–10$141.69M14.8%

11–25$207.54M21.7%

Rest$442.09M46.2%

Top 3 weight

17.3%

Top 10 weight

32.1%

Voting Authority Distribution

Total shares with voting rights: 19.37M

Sole

Full voting authority

9.14K

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

19.36M

% of voting shares100.0%

Investment Discretion (by position count)

Sole874

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings874

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares152.28K

TypeSH

Market value$87.84M

9.18%

Sole

50.00

Shared

0.00

None

152.23K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares467.49K

TypeSH

Market value$47.37M

4.95%

Sole

447.00

Shared

0.00

None

467.05K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares304.50K

TypeSH

Market value$30.67M

3.20%

Sole

0.00

Shared

0.00

None

304.50K

AMERICAN CENTY ETF TR

SOLE

US EQT ETF

Shares282.58K

TypeSH

Market value$26.89M

2.81%

Sole

0.00

Shared

0.00

None

282.58K

VANGUARD SCOTTSDALE FDS

SOLE

LONG TERM TREAS

Shares428.13K

TypeSH

Market value$26.35M

2.75%

Sole

636.00

Shared

0.00

None

427.50K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares340.59K

TypeSH

Market value$19.55M

2.04%

Sole

0.00

Shared

0.00

None

340.59K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares145.86K

TypeSH

Market value$18.32M

1.91%

Sole

0.00

Shared

0.00

None

145.86K

NUVEEN MUN VALUE FD INC

SOLE

COM

Shares1.98M

TypeSH

Market value$17.82M

1.86%

Sole

0.00

Shared

0.00

None

1.98M

ISHARES TR

SOLE

CMBS ETF

Shares340.72K

TypeSH

Market value$16.67M

1.74%

Sole

0.00

Shared

0.00

None

340.72K

APPLE INC

SOLE

COM

Shares79.06K

TypeSH

Market value$16.10M

1.68%

Sole

0.00

Shared

0.00

None

79.06K

ISHARES TR

SOLE

RUS 1000 ETF

Shares50.36K

TypeSH

Market value$15.83M

1.65%

Sole

0.00

Shared

0.00

None

50.36K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares36.61K

TypeSH

Market value$15.74M

1.64%

Sole

0.00

Shared

0.00

None

36.61K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQT MKT

Shares389.61K

TypeSH

Market value$15.46M

1.62%

Sole

0.00

Shared

0.00

None

389.61K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares219.72K

TypeSH

Market value$14.91M

1.56%

Sole

0.00

Shared

0.00

None

219.72K

DOUBLELINE ETF TRUST

SOLE

MORTGAGE ETF

Shares291.69K

TypeSH

Market value$14.70M

1.54%

Sole

0.00

Shared

0.00

None

291.69K

NUVEEN AMT-FREE MUN VALUE FD

SOLE

COM

Shares1.02M

TypeSH

Market value$14.55M

1.52%

Sole

0.00

Shared

0.00

None

1.02M

ISHARES TR

SOLE

CORE MSCI EAFE

Shares177.75K

TypeSH

Market value$13.87M

1.45%

Sole

230.00

Shared

0.00

None

177.52K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

MBS ETF

Shares263.99K

TypeSH

Market value$13.59M

1.42%

Sole

0.00

Shared

0.00

None

263.99K

ISHARES TR

SOLE

CORE S&P US VLU

Shares140.72K

TypeSH

Market value$13.44M

1.40%

Sole

0.00

Shared

0.00

None

140.72K

BLACKROCK MUN TARGET TERM TR

SOLE

COM SHS BEN IN

Shares618.33K

TypeSH

Market value$13.37M

1.40%

Sole

1.67K

Shared

0.00

None

616.66K

ISHARES TR

SOLE

MBS ETF

Shares137.76K

TypeSH

Market value$13.20M

1.38%

Sole

305.00

Shared

0.00

None

137.46K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares71.15K

TypeSH

Market value$12.42M

1.30%

Sole

183.00

Shared

0.00

None

70.96K

WISDOMTREE TR

SOLE

EMG MKTS SMCAP

Shares230.92K

TypeSH

Market value$12.40M

1.30%

Sole

0.00

Shared

0.00

None

230.92K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares291.92K

TypeSH

Market value$12.05M

1.26%

Sole

0.00

Shared

0.00

None

291.92K

SCHWAB STRATEGIC TR

SOLE

US REIT ETF

Shares518.36K

TypeSH

Market value$12.01M

1.25%

Sole

0.00

Shared

0.00

None

518.36K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	152.28K	SH	$87.84M 9.18%	50.00	152.23K
ISHARES TRSOLE	0-5 YR TIPS ETF	467.49K	SH	$47.37M 4.95%	447.00	467.05K
ISHARES TRSOLE	0-3 MNTH TREASRY	304.50K	SH	$30.67M 3.20%	0.00	304.50K
AMERICAN CENTY ETF TRSOLE	US EQT ETF	282.58K	SH	$26.89M 2.81%	0.00	282.58K
VANGUARD SCOTTSDALE FDSSOLE	LONG TERM TREAS	428.13K	SH	$26.35M 2.75%	636.00	427.50K
ISHARES INCSOLE	CORE MSCI EMKT	340.59K	SH	$19.55M 2.04%	0.00	340.59K
ISHARES TRSOLE	CORE S&P TTL STK	145.86K	SH	$18.32M 1.91%	0.00	145.86K
NUVEEN MUN VALUE FD INCSOLE	COM	1.98M	SH	$17.82M 1.86%	0.00	1.98M
ISHARES TRSOLE	CMBS ETF	340.72K	SH	$16.67M 1.74%	0.00	340.72K
APPLE INCSOLE	COM	79.06K	SH	$16.10M 1.68%	0.00	79.06K
ISHARES TRSOLE	RUS 1000 ETF	50.36K	SH	$15.83M 1.65%	0.00	50.36K
SPDR S&P 500 ETF TRSOLE	TR UNIT	36.61K	SH	$15.74M 1.64%	0.00	36.61K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQT MKT	389.61K	SH	$15.46M 1.62%	0.00	389.61K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	219.72K	SH	$14.91M 1.56%	0.00	219.72K
DOUBLELINE ETF TRUSTSOLE	MORTGAGE ETF	291.69K	SH	$14.70M 1.54%	0.00	291.69K
NUVEEN AMT-FREE MUN VALUE FDSOLE	COM	1.02M	SH	$14.55M 1.52%	0.00	1.02M
ISHARES TRSOLE	CORE MSCI EAFE	177.75K	SH	$13.87M 1.45%	230.00	177.52K
SIMPLIFY EXCHANGE TRADED FUNSOLE	MBS ETF	263.99K	SH	$13.59M 1.42%	0.00	263.99K
ISHARES TRSOLE	CORE S&P US VLU	140.72K	SH	$13.44M 1.40%	0.00	140.72K
BLACKROCK MUN TARGET TERM TRSOLE	COM SHS BEN IN	618.33K	SH	$13.37M 1.40%	1.67K	616.66K
ISHARES TRSOLE	MBS ETF	137.76K	SH	$13.20M 1.38%	305.00	137.46K
VANGUARD INDEX FDSSOLE	VALUE ETF	71.15K	SH	$12.42M 1.30%	183.00	70.96K
WISDOMTREE TRSOLE	EMG MKTS SMCAP	230.92K	SH	$12.40M 1.30%	0.00	230.92K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	291.92K	SH	$12.05M 1.26%	0.00	291.92K
SCHWAB STRATEGIC TRSOLE	US REIT ETF	518.36K	SH	$12.01M 1.25%	0.00	518.36K

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