TORTOISE INVESTMENT MANAGEMENT, LLC

Filed: 11/9/2023ACC: 0001580642-23-006144

📋 What this filing means

TORTOISE INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 803 equity positions with a total reported market value of $671.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

803

Positions

$671.54M

Total AUM (reported)

16.54M

Total Shares

Allocation by class

COM$95.43M14.2%

CORE S&P500 ETF$63.95M9.5%

0-5 YR TIPS ETF$32.75M4.9%

MBS ETF$27.20M4.1%

0-3 MNTH TREASRY$22.06M3.3%

CORE MSCI EMKT$16.29M2.4%

CMBS ETF$15.06M2.2%

Portfolio Concentration

Top 3$123.90M18.5%

4–10$107.15M16.0%

11–25$143.55M21.4%

Rest$296.94M44.2%

Top 3 weight

18.5%

Top 10 weight

34.4%

Voting Authority Distribution

Total shares with voting rights: 16.54M

Sole

Full voting authority

7.76K

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

16.53M

% of voting shares100.0%

Investment Discretion (by position count)

Sole803

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings803

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares148.91K

TypeSH

Market value$63.95M

9.52%

Sole

0.00

Shared

0.00

None

148.91K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares337.92K

TypeSH

Market value$32.75M

4.88%

Sole

207.00

Shared

0.00

None

337.71K

ISHARES TR

SOLE

MBS ETF

Shares306.31K

TypeSH

Market value$27.20M

4.05%

Sole

0.00

Shared

0.00

None

306.31K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares219.14K

TypeSH

Market value$22.06M

3.29%

Sole

0.00

Shared

0.00

None

219.14K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares342.23K

TypeSH

Market value$16.29M

2.43%

Sole

0.00

Shared

0.00

None

342.23K

ISHARES TR

SOLE

CMBS ETF

Shares334.37K

TypeSH

Market value$15.06M

2.24%

Sole

0.00

Shared

0.00

None

334.37K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares159.72K

TypeSH

Market value$15.04M

2.24%

Sole

0.00

Shared

0.00

None

159.72K

AMERICAN CENTY ETF TR

SOLE

US EQT ETF

Shares190.29K

TypeSH

Market value$13.94M

2.08%

Sole

0.00

Shared

0.00

None

190.29K

APPLE INC

SOLE

COM

Shares77.47K

TypeSH

Market value$12.49M

1.86%

Sole

0.00

Shared

0.00

None

77.47K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares40.24K

TypeSH

Market value$12.27M

1.83%

Sole

0.00

Shared

0.00

None

40.24K

ISHARES TR

SOLE

RUS 1000 ETF

Shares51.35K

TypeSH

Market value$12.06M

1.80%

Sole

0.00

Shared

0.00

None

51.35K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares183.72K

TypeSH

Market value$11.82M

1.76%

Sole

0.00

Shared

0.00

None

183.72K

ISHARES TR

SOLE

20+ YEAR TR BD

Shares382.26K

TypeSH

Market value$11.04M

1.64%

Sole

0.00

Shared

0.00

None

382.26K

ISHARES TR

SOLE

CORE S&P US VLU

Shares142.63K

TypeSH

Market value$10.64M

1.58%

Sole

0.00

Shared

0.00

None

142.63K

NUVEEN MUN VALUE FD INC

SOLE

COM

Shares1.27M

TypeSH

Market value$10.47M

1.56%

Sole

0.00

Shared

0.00

None

1.27M

VANGUARD SCOTTSDALE FDS

SOLE

LONG TERM TREAS

Shares186.91K

TypeSH

Market value$10.38M

1.54%

Sole

0.00

Shared

0.00

None

186.91K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQT MKT

Shares342.82K

TypeSH

Market value$10.27M

1.53%

Sole

0.00

Shared

0.00

None

342.82K

NUVEEN AMT-FREE MUN VALUE FD

SOLE

COM

Shares712.39K

TypeSH

Market value$9.55M

1.42%

Sole

0.00

Shared

0.00

None

712.39K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares96.08K

TypeSH

Market value$9.06M

1.35%

Sole

0.00

Shared

0.00

None

96.08K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares177.28K

TypeSH

Market value$8.97M

1.34%

Sole

0.00

Shared

0.00

None

177.28K

SCHWAB STRATEGIC TR

SOLE

US REIT ETF

Shares480.59K

TypeSH

Market value$8.53M

1.27%

Sole

0.00

Shared

0.00

None

480.59K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares59.31K

TypeSH

Market value$8.18M

1.22%

Sole

183.00

Shared

0.00

None

59.13K

VANGUARD SCOTTSDALE FDS

SOLE

SHORT TERM TREAS

Shares135.88K

TypeSH

Market value$7.83M

1.17%

Sole

344.00

Shared

0.00

None

135.54K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares220.42K

TypeSH

Market value$7.40M

1.10%

Sole

0.00

Shared

0.00

None

220.42K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares34.62K

TypeSH

Market value$7.35M

1.10%

Sole

232.00

Shared

0.00

None

34.39K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	148.91K	SH	$63.95M 9.52%	0.00	148.91K
ISHARES TRSOLE	0-5 YR TIPS ETF	337.92K	SH	$32.75M 4.88%	207.00	337.71K
ISHARES TRSOLE	MBS ETF	306.31K	SH	$27.20M 4.05%	0.00	306.31K
ISHARES TRSOLE	0-3 MNTH TREASRY	219.14K	SH	$22.06M 3.29%	0.00	219.14K
ISHARES INCSOLE	CORE MSCI EMKT	342.23K	SH	$16.29M 2.43%	0.00	342.23K
ISHARES TRSOLE	CMBS ETF	334.37K	SH	$15.06M 2.24%	0.00	334.37K
ISHARES TRSOLE	CORE S&P TTL STK	159.72K	SH	$15.04M 2.24%	0.00	159.72K
AMERICAN CENTY ETF TRSOLE	US EQT ETF	190.29K	SH	$13.94M 2.08%	0.00	190.29K
APPLE INCSOLE	COM	77.47K	SH	$12.49M 1.86%	0.00	77.47K
SPDR S&P 500 ETF TRSOLE	TR UNIT	40.24K	SH	$12.27M 1.83%	0.00	40.24K
ISHARES TRSOLE	RUS 1000 ETF	51.35K	SH	$12.06M 1.80%	0.00	51.35K
ISHARES TRSOLE	CORE MSCI EAFE	183.72K	SH	$11.82M 1.76%	0.00	183.72K
ISHARES TRSOLE	20+ YEAR TR BD	382.26K	SH	$11.04M 1.64%	0.00	382.26K
ISHARES TRSOLE	CORE S&P US VLU	142.63K	SH	$10.64M 1.58%	0.00	142.63K
NUVEEN MUN VALUE FD INCSOLE	COM	1.27M	SH	$10.47M 1.56%	0.00	1.27M
VANGUARD SCOTTSDALE FDSSOLE	LONG TERM TREAS	186.91K	SH	$10.38M 1.54%	0.00	186.91K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQT MKT	342.82K	SH	$10.27M 1.53%	0.00	342.82K
NUVEEN AMT-FREE MUN VALUE FDSOLE	COM	712.39K	SH	$9.55M 1.42%	0.00	712.39K
ISHARES TRSOLE	CORE S&P SCP ETF	96.08K	SH	$9.06M 1.35%	0.00	96.08K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	177.28K	SH	$8.97M 1.34%	0.00	177.28K
SCHWAB STRATEGIC TRSOLE	US REIT ETF	480.59K	SH	$8.53M 1.27%	0.00	480.59K
VANGUARD INDEX FDSSOLE	VALUE ETF	59.31K	SH	$8.18M 1.22%	183.00	59.13K
VANGUARD SCOTTSDALE FDSSOLE	SHORT TERM TREAS	135.88K	SH	$7.83M 1.17%	344.00	135.54K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	220.42K	SH	$7.40M 1.10%	0.00	220.42K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	34.62K	SH	$7.35M 1.10%	232.00	34.39K

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