TORTOISE INVESTMENT MANAGEMENT, LLC

Filed: 8/7/2023ACC: 0001580642-23-004079

📋 What this filing means

TORTOISE INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 774 equity positions with a total reported market value of $673.59M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

774

Positions

$673.59M

Total AUM (reported)

15.90M

Total Shares

Allocation by class

COM$96.32M14.3%

CORE S&P500 ETF$67.22M10.0%

0-5 YR TIPS ETF$32.47M4.8%

MBS ETF$25.51M3.8%

0-3 MNTH TREASRY$21.90M3.3%

CORE MSCI EMKT$17.00M2.5%

CORE S&P TTL STK$15.94M2.4%

Portfolio Concentration

Top 3$125.20M18.6%

4–10$110.41M16.4%

11–25$137.99M20.5%

Rest$300.00M44.5%

Top 3 weight

18.6%

Top 10 weight

35.0%

Voting Authority Distribution

Total shares with voting rights: 15.90M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

15.90M

% of voting shares100.0%

Investment Discretion (by position count)

Sole774

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings774

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares150.81K

TypeSH

Market value$67.22M

9.98%

Sole

0.00

Shared

0.00

None

150.81K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares332.73K

TypeSH

Market value$32.47M

4.82%

Sole

0.00

Shared

0.00

None

332.73K

ISHARES TR

SOLE

MBS ETF

Shares273.49K

TypeSH

Market value$25.51M

3.79%

Sole

0.00

Shared

0.00

None

273.49K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares217.60K

TypeSH

Market value$21.90M

3.25%

Sole

0.00

Shared

0.00

None

217.60K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares344.95K

TypeSH

Market value$17.00M

2.52%

Sole

0.00

Shared

0.00

None

344.95K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares162.88K

TypeSH

Market value$15.94M

2.37%

Sole

0.00

Shared

0.00

None

162.88K

ISHARES TR

SOLE

CMBS ETF

Shares333.88K

TypeSH

Market value$15.31M

2.27%

Sole

0.00

Shared

0.00

None

333.88K

APPLE INC

SOLE

COM

Shares72.47K

TypeSH

Market value$14.06M

2.09%

Sole

0.00

Shared

0.00

None

72.47K

AMERICAN CENTY ETF TR

SOLE

US EQT ETF

Shares176.99K

TypeSH

Market value$13.31M

1.98%

Sole

0.00

Shared

0.00

None

176.99K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares48.13K

TypeSH

Market value$12.90M

1.91%

Sole

0.00

Shared

0.00

None

48.13K

ISHARES TR

SOLE

RUS 1000 ETF

Shares51.46K

TypeSH

Market value$12.54M

1.86%

Sole

0.00

Shared

0.00

None

51.46K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares181.34K

TypeSH

Market value$12.24M

1.82%

Sole

0.00

Shared

0.00

None

181.34K

ISHARES TR

SOLE

CORE S&P US VLU

Shares147.47K

TypeSH

Market value$11.54M

1.71%

Sole

0.00

Shared

0.00

None

147.47K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQT MKT

Shares351.69K

TypeSH

Market value$10.90M

1.62%

Sole

0.00

Shared

0.00

None

351.69K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares95.36K

TypeSH

Market value$9.50M

1.41%

Sole

0.00

Shared

0.00

None

95.36K

INVESCO EXCH TRADED FD TR II

SOLE

TAXABLE MUN BD

Shares355.42K

TypeSH

Market value$9.44M

1.40%

Sole

0.00

Shared

0.00

None

355.42K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares171.97K

TypeSH

Market value$9.01M

1.34%

Sole

0.00

Shared

0.00

None

171.97K

ISHARES TR

SOLE

20+ YEAR TR BD

Shares267.13K

TypeSH

Market value$8.95M

1.33%

Sole

0.00

Shared

0.00

None

267.13K

NUVEEN AMT-FREE MUN VALUE FD

SOLE

COM

Shares622.58K

TypeSH

Market value$8.55M

1.27%

Sole

0.00

Shared

0.00

None

622.58K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares59.67K

TypeSH

Market value$8.48M

1.26%

Sole

0.00

Shared

0.00

None

59.67K

VANGUARD SCOTTSDALE FDS

SOLE

SHORT TERM TREAS

Shares138.66K

TypeSH

Market value$8.01M

1.19%

Sole

0.00

Shared

0.00

None

138.66K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares34.45K

TypeSH

Market value$7.59M

1.13%

Sole

0.00

Shared

0.00

None

34.45K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares157.40K

TypeSH

Market value$7.27M

1.08%

Sole

0.00

Shared

0.00

None

157.40K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares203.67K

TypeSH

Market value$7.00M

1.04%

Sole

0.00

Shared

0.00

None

203.67K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares171.55K

TypeSH

Market value$6.98M

1.04%

Sole

0.00

Shared

0.00

None

171.55K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	150.81K	SH	$67.22M 9.98%	150.81K
ISHARES TRSOLE	0-5 YR TIPS ETF	332.73K	SH	$32.47M 4.82%	332.73K
ISHARES TRSOLE	MBS ETF	273.49K	SH	$25.51M 3.79%	273.49K
ISHARES TRSOLE	0-3 MNTH TREASRY	217.60K	SH	$21.90M 3.25%	217.60K
ISHARES INCSOLE	CORE MSCI EMKT	344.95K	SH	$17.00M 2.52%	344.95K
ISHARES TRSOLE	CORE S&P TTL STK	162.88K	SH	$15.94M 2.37%	162.88K
ISHARES TRSOLE	CMBS ETF	333.88K	SH	$15.31M 2.27%	333.88K
APPLE INCSOLE	COM	72.47K	SH	$14.06M 2.09%	72.47K
AMERICAN CENTY ETF TRSOLE	US EQT ETF	176.99K	SH	$13.31M 1.98%	176.99K
SPDR S&P 500 ETF TRSOLE	TR UNIT	48.13K	SH	$12.90M 1.91%	48.13K
ISHARES TRSOLE	RUS 1000 ETF	51.46K	SH	$12.54M 1.86%	51.46K
ISHARES TRSOLE	CORE MSCI EAFE	181.34K	SH	$12.24M 1.82%	181.34K
ISHARES TRSOLE	CORE S&P US VLU	147.47K	SH	$11.54M 1.71%	147.47K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQT MKT	351.69K	SH	$10.90M 1.62%	351.69K
ISHARES TRSOLE	CORE S&P SCP ETF	95.36K	SH	$9.50M 1.41%	95.36K
INVESCO EXCH TRADED FD TR IISOLE	TAXABLE MUN BD	355.42K	SH	$9.44M 1.40%	355.42K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	171.97K	SH	$9.01M 1.34%	171.97K
ISHARES TRSOLE	20+ YEAR TR BD	267.13K	SH	$8.95M 1.33%	267.13K
NUVEEN AMT-FREE MUN VALUE FDSOLE	COM	622.58K	SH	$8.55M 1.27%	622.58K
VANGUARD INDEX FDSSOLE	VALUE ETF	59.67K	SH	$8.48M 1.26%	59.67K
VANGUARD SCOTTSDALE FDSSOLE	SHORT TERM TREAS	138.66K	SH	$8.01M 1.19%	138.66K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	34.45K	SH	$7.59M 1.13%	34.45K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	157.40K	SH	$7.27M 1.08%	157.40K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	203.67K	SH	$7.00M 1.04%	203.67K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	171.55K	SH	$6.98M 1.04%	171.55K

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