TOMPKINS FINANCIAL CORP

PublicCIK: 1005817

TMPNYSE

Location

ITHACA, NY

558

Positions

$1.42B

Total AUM (reported)

10.61M

Total Shares

Allocation by class

COM$672.17M47.4%

VNG RUS3000IDX$100.84M7.1%

RUS TOP 200 ETF$94.47M6.7%

MSCI ACWI EX US$78.40M5.5%

S&P 500 ETF SHS$39.69M2.8%

TOTAL BND MRKT$39.25M2.8%

S&P 500 MOMNTM$36.99M2.6%

Portfolio Concentration

Top 3$301.63M21.2%

4–10$363.45M25.6%

11–25$340.51M24.0%

Rest$413.84M29.2%

Top 3 weight

21.2%

Top 10 weight

46.9%

Voting Authority Distribution

Total shares with voting rights: 10.61M

Sole

Full voting authority

8.62M

% of voting shares81.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.98M

% of voting shares18.7%

Investment Discretion (by position count)

Sole206

Shared0

Other352

Dominant voting typeSole · 81.3% of voting shares

Institutional Holdings558

Rows:

TOMPKINS FINL CORP

DFND

COM

Shares1.10M

TypeSH

Market value$106.32M

7.49%

Sole

0.00

Shared

0.00

None

1.10M

VANGUARD SCOTTSDALE FDS

DFND

VNG RUS3000IDX

Shares300.56K

TypeSH

Market value$100.84M

7.10%

Sole

300.54K

Shared

0.00

None

24.00

ISHARES TR

DFND

RUS TOP 200 ETF

Shares496.79K

TypeSH

Market value$94.47M

6.66%

Sole

495.71K

Shared

0.00

None

1.07K

ISHARES TR

SOLE

MSCI ACWI EX US

Shares1.04M

TypeSH

Market value$78.40M

5.52%

Sole

1.04M

Shared

0.00

None

126.00

APPLE INC

DFND

COM

Shares172.42K

TypeSH

Market value$57.42M

4.05%

Sole

162.49K

Shared

0.00

None

9.93K

MICROSOFT CORP

DFND

COM

Shares111.71K

TypeSH

Market value$57.30M

4.04%

Sole

90.23K

Shared

0.00

None

21.48K

NVIDIA CORPORATION

DFND

COM

Shares238.19K

TypeSH

Market value$54.40M

3.83%

Sole

218.38K

Shared

0.00

None

19.81K

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares56.63K

TypeSH

Market value$39.69M

2.80%

Sole

56.49K

Shared

0.00

None

144.00

VANGUARD BD INDEX FDS

DFND

TOTAL BND MRKT

Shares559.48K

TypeSH

Market value$39.25M

2.77%

Sole

559.47K

Shared

0.00

None

10.00

INVESCO EXCH TRADED FD TR II

DFND

S&P 500 MOMNTM

Shares244.03K

TypeSH

Market value$36.99M

2.61%

Sole

244K

Shared

0.00

None

31.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares516.49K

TypeSH

Market value$36.47M

2.57%

Sole

516.49K

Shared

0.00

None

0.00

LAZARD ACTIVE ETF TR

SOLE

INTL DYNAMIC EQT

Shares942.39K

TypeSH

Market value$33.00M

2.33%

Sole

935.06K

Shared

0.00

None

7.34K

ELI LILLY & CO

DFND

COM

Shares26.97K

TypeSH

Market value$31.20M

2.20%

Sole

26.50K

Shared

0.00

None

470.00

SPDR SERIES TRUST

SOLE

SPDR S&P 500 ESG

Shares419.19K

TypeSH

Market value$31.05M

2.19%

Sole

419.19K

Shared

0.00

None

0.00

CISCO SYS INC

DFND

COM

Shares219.58K

TypeSH

Market value$23.63M

1.66%

Sole

208.20K

Shared

0.00

None

11.38K

SELECT SECTOR SPDR TR

DFND

ST STR TECHN ETF

Shares118.23K

TypeSH

Market value$23.14M

1.63%

Sole

89.31K

Shared

0.00

None

28.92K

WALMART INC

DFND

COM

Shares222.06K

TypeSH

Market value$23.08M

1.63%

Sole

206.08K

Shared

0.00

None

15.98K

ALPHABET INC

DFND

CAP STK CL A

Shares65.74K

TypeSH

Market value$22.62M

1.59%

Sole

63.10K

Shared

0.00

None

2.64K

JPMORGAN CHASE & CO

DFND

COM

Shares63.98K

TypeSH

Market value$21.17M

1.49%

Sole

61.29K

Shared

0.00

None

2.69K

ISHARES TR

SOLE

RUS MID CAP ETF

Shares185.84K

TypeSH

Market value$19.83M

1.40%

Sole

185.79K

Shared

0.00

None

50.00

AMGEN INC

DFND

COM

Shares45.82K

TypeSH

Market value$19.31M

1.36%

Sole

45.47K

Shared

0.00

None

346.00

AMAZON COM INC

DFND

COM

Shares69.64K

TypeSH

Market value$17.35M

1.22%

Sole

66.05K

Shared

0.00

None

3.59K

MERCK & CO INC

DFND

COM

Shares92.85K

TypeSH

Market value$13.49M

0.95%

Sole

89.31K

Shared

0.00

None

3.54K

WASTE MGMT INC DEL

DFND

COM

Shares61.74K

TypeSH

Market value$12.59M

0.89%

Sole

60.81K

Shared

0.00

None

925.00

MCDONALDS CORP

DFND

COM

Shares54.43K

TypeSH

Market value$12.57M

0.89%

Sole

47.47K

Shared

0.00

None

6.96K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
TOMPKINS FINL CORPDFND	COM	1.10M	SH	$106.32M 7.49%	0.00	1.10M
VANGUARD SCOTTSDALE FDSDFND	VNG RUS3000IDX	300.56K	SH	$100.84M 7.10%	300.54K	24.00
ISHARES TRDFND	RUS TOP 200 ETF	496.79K	SH	$94.47M 6.66%	495.71K	1.07K
ISHARES TRSOLE	MSCI ACWI EX US	1.04M	SH	$78.40M 5.52%	1.04M	126.00
APPLE INCDFND	COM	172.42K	SH	$57.42M 4.05%	162.49K	9.93K
MICROSOFT CORPDFND	COM	111.71K	SH	$57.30M 4.04%	90.23K	21.48K
NVIDIA CORPORATIONDFND	COM	238.19K	SH	$54.40M 3.83%	218.38K	19.81K
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	56.63K	SH	$39.69M 2.80%	56.49K	144.00
VANGUARD BD INDEX FDSDFND	TOTAL BND MRKT	559.48K	SH	$39.25M 2.77%	559.47K	10.00
INVESCO EXCH TRADED FD TR IIDFND	S&P 500 MOMNTM	244.03K	SH	$36.99M 2.61%	244K	31.00
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	516.49K	SH	$36.47M 2.57%	516.49K	0.00
LAZARD ACTIVE ETF TRSOLE	INTL DYNAMIC EQT	942.39K	SH	$33.00M 2.33%	935.06K	7.34K
ELI LILLY & CODFND	COM	26.97K	SH	$31.20M 2.20%	26.50K	470.00
SPDR SERIES TRUSTSOLE	SPDR S&P 500 ESG	419.19K	SH	$31.05M 2.19%	419.19K	0.00
CISCO SYS INCDFND	COM	219.58K	SH	$23.63M 1.66%	208.20K	11.38K
SELECT SECTOR SPDR TRDFND	ST STR TECHN ETF	118.23K	SH	$23.14M 1.63%	89.31K	28.92K
WALMART INCDFND	COM	222.06K	SH	$23.08M 1.63%	206.08K	15.98K
ALPHABET INCDFND	CAP STK CL A	65.74K	SH	$22.62M 1.59%	63.10K	2.64K
JPMORGAN CHASE & CODFND	COM	63.98K	SH	$21.17M 1.49%	61.29K	2.69K
ISHARES TRSOLE	RUS MID CAP ETF	185.84K	SH	$19.83M 1.40%	185.79K	50.00
AMGEN INCDFND	COM	45.82K	SH	$19.31M 1.36%	45.47K	346.00
AMAZON COM INCDFND	COM	69.64K	SH	$17.35M 1.22%	66.05K	3.59K
MERCK & CO INCDFND	COM	92.85K	SH	$13.49M 0.95%	89.31K	3.54K
WASTE MGMT INC DELDFND	COM	61.74K	SH	$12.59M 0.89%	60.81K	925.00
MCDONALDS CORPDFND	COM	54.43K	SH	$12.57M 0.89%	47.47K	6.96K

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