TOMPKINS FINANCIAL CORP

PublicCIK: 1005817

TMPNYSE

Location

ITHACA, NY

548

Positions

$1.43B

Total AUM (reported)

10.65M

Total Shares

Allocation by class

COM$688.65M48.2%

VNG RUS3000IDX$98.72M6.9%

RUS TOP 200 ETF$92.74M6.5%

MSCI ACWI EX US$74.81M5.2%

TOTAL BND MRKT$42.39M3.0%

STATE STREET SPD$39.74M2.8%

S&P 500 MOMNTM$39.63M2.8%

Portfolio Concentration

Top 3$297.06M20.8%

4–10$339.39M23.8%

11–25$355.15M24.9%

Rest$436.90M30.6%

Top 3 weight

20.8%

Top 10 weight

44.6%

Voting Authority Distribution

Total shares with voting rights: 10.65M

Sole

Full voting authority

8.63M

% of voting shares81.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.03M

% of voting shares19.0%

Investment Discretion (by position count)

Sole205

Shared0

Other343

Dominant voting typeSole · 81.0% of voting shares

Institutional Holdings548

Rows:

TOMPKINS FINL CORP

DFND

COM

Shares1.12M

TypeSH

Market value$105.61M

7.39%

Sole

0.00

Shared

0.00

None

1.12M

VANGUARD SCOTTSDALE FDS

DFND

VNG RUS3000IDX

Shares297.85K

TypeSH

Market value$98.72M

6.91%

Sole

297.26K

Shared

0.00

None

594.00

ISHARES TR

DFND

RUS TOP 200 ETF

Shares501.43K

TypeSH

Market value$92.74M

6.49%

Sole

499.31K

Shared

0.00

None

2.11K

ISHARES TR

SOLE

MSCI ACWI EX US

Shares982.89K

TypeSH

Market value$74.81M

5.24%

Sole

982.18K

Shared

0.00

None

711.00

APPLE INC

DFND

COM

Shares176.96K

TypeSH

Market value$51.20M

3.58%

Sole

166.81K

Shared

0.00

None

10.14K

NVIDIA CORPORATION

DFND

COM

Shares255.19K

TypeSH

Market value$51.06M

3.57%

Sole

235.20K

Shared

0.00

None

19.99K

VANGUARD BD INDEX FDS

DFND

TOTAL BND MRKT

Shares577.49K

TypeSH

Market value$42.39M

2.97%

Sole

577.48K

Shared

0.00

None

10.00

MICROSOFT CORP

DFND

COM

Shares113.01K

TypeSH

Market value$42.15M

2.95%

Sole

91.59K

Shared

0.00

None

21.42K

INVESCO EXCH TRADED FD TR II

DFND

S&P 500 MOMNTM

Shares245.32K

TypeSH

Market value$39.63M

2.77%

Sole

245.01K

Shared

0.00

None

309.00

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares55.53K

TypeSH

Market value$38.14M

2.67%

Sole

55.39K

Shared

0.00

None

144.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares506.47K

TypeSH

Market value$36.09M

2.53%

Sole

505.62K

Shared

0.00

None

851.00

ELI LILLY & CO

DFND

COM

Shares27.60K

TypeSH

Market value$33.10M

2.32%

Sole

27.09K

Shared

0.00

None

511.00

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares425.67K

TypeSH

Market value$31.04M

2.17%

Sole

425.67K

Shared

0.00

None

0.00

LAZARD ACTIVE ETF TR

SOLE

INTL DYNAMIC EQT

Shares869.42K

TypeSH

Market value$30.49M

2.13%

Sole

867.90K

Shared

0.00

None

1.52K

CISCO SYS INC

DFND

COM

Shares225.38K

TypeSH

Market value$26.47M

1.85%

Sole

213.38K

Shared

0.00

None

12.01K

WALMART INC

DFND

COM

Shares225.13K

TypeSH

Market value$25.50M

1.78%

Sole

208.66K

Shared

0.00

None

16.46K

ALPHABET INC

DFND

CAP STK CL A

Shares67.87K

TypeSH

Market value$24.26M

1.70%

Sole

64.94K

Shared

0.00

None

2.94K

SELECT SECTOR SPDR TR

DFND

STATE STREET TEC

Shares121.59K

TypeSH

Market value$23.17M

1.62%

Sole

92.32K

Shared

0.00

None

29.28K

EXXON MOBIL CORP

DFND

COM

Shares155.48K

TypeSH

Market value$21.26M

1.49%

Sole

142.69K

Shared

0.00

None

12.79K

JPMORGAN CHASE & CO

DFND

COM

Shares64.89K

TypeSH

Market value$21.24M

1.49%

Sole

62.07K

Shared

0.00

None

2.83K

ISHARES TR

SOLE

RUS MID CAP ETF

Shares178.56K

TypeSH

Market value$19.70M

1.38%

Sole

177.14K

Shared

0.00

None

1.42K

AMAZON COM INC

DFND

COM

Shares72.36K

TypeSH

Market value$17.25M

1.21%

Sole

68.53K

Shared

0.00

None

3.83K

AMGEN INC

DFND

COM

Shares46.21K

TypeSH

Market value$16.73M

1.17%

Sole

45.80K

Shared

0.00

None

414.00

MCDONALDS CORP

DFND

COM

Shares54.79K

TypeSH

Market value$14.81M

1.04%

Sole

47.70K

Shared

0.00

None

7.09K

WASTE MGMT INC DEL

DFND

COM

Shares63.01K

TypeSH

Market value$14.04M

0.98%

Sole

61.99K

Shared

0.00

None

1.02K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
TOMPKINS FINL CORPDFND	COM	1.12M	SH	$105.61M 7.39%	0.00	1.12M
VANGUARD SCOTTSDALE FDSDFND	VNG RUS3000IDX	297.85K	SH	$98.72M 6.91%	297.26K	594.00
ISHARES TRDFND	RUS TOP 200 ETF	501.43K	SH	$92.74M 6.49%	499.31K	2.11K
ISHARES TRSOLE	MSCI ACWI EX US	982.89K	SH	$74.81M 5.24%	982.18K	711.00
APPLE INCDFND	COM	176.96K	SH	$51.20M 3.58%	166.81K	10.14K
NVIDIA CORPORATIONDFND	COM	255.19K	SH	$51.06M 3.57%	235.20K	19.99K
VANGUARD BD INDEX FDSDFND	TOTAL BND MRKT	577.49K	SH	$42.39M 2.97%	577.48K	10.00
MICROSOFT CORPDFND	COM	113.01K	SH	$42.15M 2.95%	91.59K	21.42K
INVESCO EXCH TRADED FD TR IIDFND	S&P 500 MOMNTM	245.32K	SH	$39.63M 2.77%	245.01K	309.00
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	55.53K	SH	$38.14M 2.67%	55.39K	144.00
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	506.47K	SH	$36.09M 2.53%	505.62K	851.00
ELI LILLY & CODFND	COM	27.60K	SH	$33.10M 2.32%	27.09K	511.00
SPDR SERIES TRUSTSOLE	STATE STREET SPD	425.67K	SH	$31.04M 2.17%	425.67K	0.00
LAZARD ACTIVE ETF TRSOLE	INTL DYNAMIC EQT	869.42K	SH	$30.49M 2.13%	867.90K	1.52K
CISCO SYS INCDFND	COM	225.38K	SH	$26.47M 1.85%	213.38K	12.01K
WALMART INCDFND	COM	225.13K	SH	$25.50M 1.78%	208.66K	16.46K
ALPHABET INCDFND	CAP STK CL A	67.87K	SH	$24.26M 1.70%	64.94K	2.94K
SELECT SECTOR SPDR TRDFND	STATE STREET TEC	121.59K	SH	$23.17M 1.62%	92.32K	29.28K
EXXON MOBIL CORPDFND	COM	155.48K	SH	$21.26M 1.49%	142.69K	12.79K
JPMORGAN CHASE & CODFND	COM	64.89K	SH	$21.24M 1.49%	62.07K	2.83K
ISHARES TRSOLE	RUS MID CAP ETF	178.56K	SH	$19.70M 1.38%	177.14K	1.42K
AMAZON COM INCDFND	COM	72.36K	SH	$17.25M 1.21%	68.53K	3.83K
AMGEN INCDFND	COM	46.21K	SH	$16.73M 1.17%	45.80K	414.00
MCDONALDS CORPDFND	COM	54.79K	SH	$14.81M 1.04%	47.70K	7.09K
WASTE MGMT INC DELDFND	COM	63.01K	SH	$14.04M 0.98%	61.99K	1.02K

Page 1 of 22

…