TOMPKINS FINANCIAL CORP

Filed: 4/9/2026ACC: 0001999371-26-007945

📋 What this filing means

TOMPKINS FINANCIAL CORP filed this quarterly 13F‑HR report disclosing 565 equity positions with a total reported market value of $1.26B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

565

Positions

$1.26B

Total AUM (reported)

9.51M

Total Shares

Allocation by class

COM$658.83M52.5%

VNG RUS3000IDX$86.12M6.9%

RUS TOP 200 ETF$80.06M6.4%

MSCI ACWI EX US$51.28M4.1%

VAN FTSE DEV MKT$43.29M3.4%

TOTAL BND MRKT$42.25M3.4%

S&P 500 ETF SHS$32.11M2.6%

Portfolio Concentration

Top 3$254.42M20.3%

4–10$301.02M24.0%

11–25$295.25M23.5%

Rest$404.99M32.3%

Top 3 weight

20.3%

Top 10 weight

44.2%

Voting Authority Distribution

Total shares with voting rights: 9.51M

Sole

Full voting authority

7.41M

% of voting shares78.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.09M

% of voting shares22.0%

Investment Discretion (by position count)

Sole202

Shared0

Other363

Dominant voting typeSole · 78.0% of voting shares

Institutional Holdings565

Rows:

TOMPKINS FINL CORP

DFND

COM

Shares1.12M

TypeSH

Market value$88.25M

7.03%

Sole

0.00

Shared

0.00

None

1.12M

VANGUARD SCOTTSDALE FDS

DFND

VNG RUS3000IDX

Shares299.46K

TypeSH

Market value$86.12M

6.86%

Sole

297.25K

Shared

0.00

None

2.22K

ISHARES TR

DFND

RUS TOP 200 ETF

Shares498.86K

TypeSH

Market value$80.06M

6.38%

Sole

495.06K

Shared

0.00

None

3.80K

ISHARES TR

SOLE

MSCI ACWI EX US

Shares748.90K

TypeSH

Market value$51.28M

4.08%

Sole

745.70K

Shared

0.00

None

3.20K

APPLE INC

DFND

COM

Shares181.27K

TypeSH

Market value$46.01M

3.66%

Sole

171.98K

Shared

0.00

None

9.30K

NVIDIA CORPORATION

DFND

COM

Shares252.16K

TypeSH

Market value$43.98M

3.50%

Sole

233.19K

Shared

0.00

None

18.97K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares675.52K

TypeSH

Market value$43.29M

3.45%

Sole

672.12K

Shared

0.00

None

3.40K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares573.70K

TypeSH

Market value$42.25M

3.36%

Sole

573.70K

Shared

0.00

None

0.00

MICROSOFT CORP

DFND

COM

Shares113.78K

TypeSH

Market value$42.12M

3.35%

Sole

92.12K

Shared

0.00

None

21.66K

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares53.74K

TypeSH

Market value$32.11M

2.56%

Sole

53.42K

Shared

0.00

None

314.00

WALMART INC

DFND

COM

Shares241.83K

TypeSH

Market value$30.05M

2.39%

Sole

223.65K

Shared

0.00

None

18.18K

INVESCO EXCH TRADED FD TR II

DFND

S&P 500 MOMNTM

Shares252.27K

TypeSH

Market value$28.28M

2.25%

Sole

250.61K

Shared

0.00

None

1.65K

EXXON MOBIL CORP

DFND

COM

Shares160.22K

TypeSH

Market value$27.18M

2.16%

Sole

146.91K

Shared

0.00

None

13.30K

ELI LILLY & CO

DFND

COM

Shares28.18K

TypeSH

Market value$25.92M

2.06%

Sole

26.29K

Shared

0.00

None

1.89K

ALPHABET INC

DFND

CAP STK CL A

Shares70.50K

TypeSH

Market value$20.27M

1.61%

Sole

67.08K

Shared

0.00

None

3.42K

JPMORGAN CHASE & CO

DFND

COM

Shares66.19K

TypeSH

Market value$19.47M

1.55%

Sole

63.09K

Shared

0.00

None

3.09K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares301.37K

TypeSH

Market value$19.01M

1.51%

Sole

301.37K

Shared

0.00

None

0.00

CISCO SYS INC

DFND

COM

Shares235.32K

TypeSH

Market value$18.26M

1.45%

Sole

222.45K

Shared

0.00

None

12.87K

AMGEN INC

DFND

COM

Shares48.34K

TypeSH

Market value$17.01M

1.35%

Sole

47.74K

Shared

0.00

None

595.00

MCDONALDS CORP

DFND

COM

Shares53.74K

TypeSH

Market value$16.70M

1.33%

Sole

46.61K

Shared

0.00

None

7.13K

AMAZON COM INC

DFND

COM

Shares73.30K

TypeSH

Market value$15.27M

1.22%

Sole

69.74K

Shared

0.00

None

3.56K

ISHARES TR

SOLE

RUS MID CAP ETF

Shares151.81K

TypeSH

Market value$14.76M

1.18%

Sole

149.47K

Shared

0.00

None

2.34K

WASTE MGMT INC DEL

DFND

COM

Shares63.59K

TypeSH

Market value$14.61M

1.16%

Sole

62.32K

Shared

0.00

None

1.26K

TJX COS INC NEW

DFND

COM

Shares89.13K

TypeSH

Market value$14.23M

1.13%

Sole

84.54K

Shared

0.00

None

4.58K

SELECT SECTOR SPDR TR

DFND

STATE STREET TEC

Shares107.01K

TypeSH

Market value$14.22M

1.13%

Sole

72.67K

Shared

0.00

None

34.35K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
TOMPKINS FINL CORPDFND	COM	1.12M	SH	$88.25M 7.03%	0.00	1.12M
VANGUARD SCOTTSDALE FDSDFND	VNG RUS3000IDX	299.46K	SH	$86.12M 6.86%	297.25K	2.22K
ISHARES TRDFND	RUS TOP 200 ETF	498.86K	SH	$80.06M 6.38%	495.06K	3.80K
ISHARES TRSOLE	MSCI ACWI EX US	748.90K	SH	$51.28M 4.08%	745.70K	3.20K
APPLE INCDFND	COM	181.27K	SH	$46.01M 3.66%	171.98K	9.30K
NVIDIA CORPORATIONDFND	COM	252.16K	SH	$43.98M 3.50%	233.19K	18.97K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	675.52K	SH	$43.29M 3.45%	672.12K	3.40K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	573.70K	SH	$42.25M 3.36%	573.70K	0.00
MICROSOFT CORPDFND	COM	113.78K	SH	$42.12M 3.35%	92.12K	21.66K
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	53.74K	SH	$32.11M 2.56%	53.42K	314.00
WALMART INCDFND	COM	241.83K	SH	$30.05M 2.39%	223.65K	18.18K
INVESCO EXCH TRADED FD TR IIDFND	S&P 500 MOMNTM	252.27K	SH	$28.28M 2.25%	250.61K	1.65K
EXXON MOBIL CORPDFND	COM	160.22K	SH	$27.18M 2.16%	146.91K	13.30K
ELI LILLY & CODFND	COM	28.18K	SH	$25.92M 2.06%	26.29K	1.89K
ALPHABET INCDFND	CAP STK CL A	70.50K	SH	$20.27M 1.61%	67.08K	3.42K
JPMORGAN CHASE & CODFND	COM	66.19K	SH	$19.47M 1.55%	63.09K	3.09K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	301.37K	SH	$19.01M 1.51%	301.37K	0.00
CISCO SYS INCDFND	COM	235.32K	SH	$18.26M 1.45%	222.45K	12.87K
AMGEN INCDFND	COM	48.34K	SH	$17.01M 1.35%	47.74K	595.00
MCDONALDS CORPDFND	COM	53.74K	SH	$16.70M 1.33%	46.61K	7.13K
AMAZON COM INCDFND	COM	73.30K	SH	$15.27M 1.22%	69.74K	3.56K
ISHARES TRSOLE	RUS MID CAP ETF	151.81K	SH	$14.76M 1.18%	149.47K	2.34K
WASTE MGMT INC DELDFND	COM	63.59K	SH	$14.61M 1.16%	62.32K	1.26K
TJX COS INC NEWDFND	COM	89.13K	SH	$14.23M 1.13%	84.54K	4.58K
SELECT SECTOR SPDR TRDFND	STATE STREET TEC	107.01K	SH	$14.22M 1.13%	72.67K	34.35K

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