TOMPKINS FINANCIAL CORP

Filed: 10/8/2025ACC: 0001999371-25-014892

📋 What this filing means

TOMPKINS FINANCIAL CORP filed this quarterly 13F‑HR report disclosing 543 equity positions with a total reported market value of $1.20B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

543

Positions

$1.20B

Total AUM (reported)

8.68M

Total Shares

Allocation by class

COM$672.79M56.3%

RUS TOP 200 ETF$91.83M7.7%

VNG RUS3000IDX$81.44M6.8%

VAN FTSE DEV MKT$37.96M3.2%

S&P 500 MOMNTM$30.47M2.5%

S&P 500 ETF SHS$27.35M2.3%

TOTAL BND MRKT$22.93M1.9%

Portfolio Concentration

Top 3$249.10M20.8%

4–10$282.76M23.6%

11–25$258.25M21.6%

Rest$405.73M33.9%

Top 3 weight

20.8%

Top 10 weight

44.5%

Voting Authority Distribution

Total shares with voting rights: 8.68M

Sole

Full voting authority

6.60M

% of voting shares76.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.08M

% of voting shares23.9%

Investment Discretion (by position count)

Sole184

Shared0

Other359

Dominant voting typeSole · 76.1% of voting shares

Institutional Holdings543

Rows:

ISHARES TR

DFND

RUS TOP 200 ETF

Shares552.85K

TypeSH

Market value$91.83M

7.68%

Sole

549.74K

Shared

0.00

None

3.11K

VANGUARD SCOTTSDALE FDS

DFND

VNG RUS3000IDX

Shares276.69K

TypeSH

Market value$81.44M

6.81%

Sole

274.52K

Shared

0.00

None

2.17K

TOMPKINS FINL CORP

DFND

COM

Shares1.15M

TypeSH

Market value$75.83M

6.34%

Sole

0.00

Shared

0.00

None

1.15M

MICROSOFT CORP

DFND

COM

Shares117.40K

TypeSH

Market value$60.81M

5.09%

Sole

94.96K

Shared

0.00

None

22.44K

NVIDIA CORPORATION

DFND

COM

Shares271.69K

TypeSH

Market value$50.69M

4.24%

Sole

252.49K

Shared

0.00

None

19.20K

APPLE INC

DFND

COM

Shares192.07K

TypeSH

Market value$48.91M

4.09%

Sole

182.71K

Shared

0.00

None

9.36K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares633.56K

TypeSH

Market value$37.96M

3.17%

Sole

630.15K

Shared

0.00

None

3.40K

INVESCO EXCH TRADED FD TR II

DFND

S&P 500 MOMNTM

Shares251.71K

TypeSH

Market value$30.47M

2.55%

Sole

250.14K

Shared

0.00

None

1.57K

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares44.66K

TypeSH

Market value$27.35M

2.29%

Sole

44.40K

Shared

0.00

None

270.00

WALMART INC

DFND

COM

Shares257.78K

TypeSH

Market value$26.57M

2.22%

Sole

237.65K

Shared

0.00

None

20.13K

ELI LILLY & CO

DFND

COM

Shares30.29K

TypeSH

Market value$23.11M

1.93%

Sole

28.20K

Shared

0.00

None

2.08K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares308.29K

TypeSH

Market value$22.93M

1.92%

Sole

308.29K

Shared

0.00

None

0.00

JPMORGAN CHASE & CO.

DFND

COM

Shares69.86K

TypeSH

Market value$22.03M

1.84%

Sole

66.75K

Shared

0.00

None

3.11K

EXXON MOBIL CORP

DFND

COM

Shares163.61K

TypeSH

Market value$18.45M

1.54%

Sole

149.97K

Shared

0.00

None

13.64K

SPDR SERIES TRUST

SOLE

S&P 500 ESG ETF

Shares290.01K

TypeSH

Market value$18.44M

1.54%

Sole

290.01K

Shared

0.00

None

0.00

ALPHABET INC

DFND

CAP STK CL A

Shares75.47K

TypeSH

Market value$18.35M

1.53%

Sole

71.97K

Shared

0.00

None

3.50K

CISCO SYS INC

DFND

COM

Shares246.10K

TypeSH

Market value$16.84M

1.41%

Sole

229.97K

Shared

0.00

None

16.14K

AMAZON COM INC

DFND

COM

Shares75.68K

TypeSH

Market value$16.62M

1.39%

Sole

71.92K

Shared

0.00

None

3.76K

MCDONALDS CORP

DFND

COM

Shares54.46K

TypeSH

Market value$16.55M

1.38%

Sole

47.32K

Shared

0.00

None

7.14K

GALLAGHER ARTHUR J & CO

DFND

COM

Shares48.01K

TypeSH

Market value$14.87M

1.24%

Sole

46.30K

Shared

0.00

None

1.70K

SELECT SECTOR SPDR TR

DFND

TECHNOLOGY

Shares52.71K

TypeSH

Market value$14.86M

1.24%

Sole

34.87K

Shared

0.00

None

17.85K

WASTE MGMT INC DEL

DFND

COM

Shares64.17K

TypeSH

Market value$14.17M

1.19%

Sole

62.88K

Shared

0.00

None

1.29K

AMGEN INC

DFND

COM

Shares48.92K

TypeSH

Market value$13.81M

1.15%

Sole

48.30K

Shared

0.00

None

623.00

ABBOTT LABS

DFND

COM

Shares102.60K

TypeSH

Market value$13.74M

1.15%

Sole

79.21K

Shared

0.00

None

23.39K

TJX COS INC NEW

DFND

COM

Shares93.31K

TypeSH

Market value$13.49M

1.13%

Sole

88.70K

Shared

0.00

None

4.61K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRDFND	RUS TOP 200 ETF	552.85K	SH	$91.83M 7.68%	549.74K	3.11K
VANGUARD SCOTTSDALE FDSDFND	VNG RUS3000IDX	276.69K	SH	$81.44M 6.81%	274.52K	2.17K
TOMPKINS FINL CORPDFND	COM	1.15M	SH	$75.83M 6.34%	0.00	1.15M
MICROSOFT CORPDFND	COM	117.40K	SH	$60.81M 5.09%	94.96K	22.44K
NVIDIA CORPORATIONDFND	COM	271.69K	SH	$50.69M 4.24%	252.49K	19.20K
APPLE INCDFND	COM	192.07K	SH	$48.91M 4.09%	182.71K	9.36K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	633.56K	SH	$37.96M 3.17%	630.15K	3.40K
INVESCO EXCH TRADED FD TR IIDFND	S&P 500 MOMNTM	251.71K	SH	$30.47M 2.55%	250.14K	1.57K
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	44.66K	SH	$27.35M 2.29%	44.40K	270.00
WALMART INCDFND	COM	257.78K	SH	$26.57M 2.22%	237.65K	20.13K
ELI LILLY & CODFND	COM	30.29K	SH	$23.11M 1.93%	28.20K	2.08K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	308.29K	SH	$22.93M 1.92%	308.29K	0.00
JPMORGAN CHASE & CO.DFND	COM	69.86K	SH	$22.03M 1.84%	66.75K	3.11K
EXXON MOBIL CORPDFND	COM	163.61K	SH	$18.45M 1.54%	149.97K	13.64K
SPDR SERIES TRUSTSOLE	S&P 500 ESG ETF	290.01K	SH	$18.44M 1.54%	290.01K	0.00
ALPHABET INCDFND	CAP STK CL A	75.47K	SH	$18.35M 1.53%	71.97K	3.50K
CISCO SYS INCDFND	COM	246.10K	SH	$16.84M 1.41%	229.97K	16.14K
AMAZON COM INCDFND	COM	75.68K	SH	$16.62M 1.39%	71.92K	3.76K
MCDONALDS CORPDFND	COM	54.46K	SH	$16.55M 1.38%	47.32K	7.14K
GALLAGHER ARTHUR J & CODFND	COM	48.01K	SH	$14.87M 1.24%	46.30K	1.70K
SELECT SECTOR SPDR TRDFND	TECHNOLOGY	52.71K	SH	$14.86M 1.24%	34.87K	17.85K
WASTE MGMT INC DELDFND	COM	64.17K	SH	$14.17M 1.19%	62.88K	1.29K
AMGEN INCDFND	COM	48.92K	SH	$13.81M 1.15%	48.30K	623.00
ABBOTT LABSDFND	COM	102.60K	SH	$13.74M 1.15%	79.21K	23.39K
TJX COS INC NEWDFND	COM	93.31K	SH	$13.49M 1.13%	88.70K	4.61K

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