TOMPKINS FINANCIAL CORP

Filed: 4/7/2025ACC: 0001999371-25-003938

📋 What this filing means

TOMPKINS FINANCIAL CORP filed this quarterly 13F‑HR report disclosing 565 equity positions with a total reported market value of $1.05B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

565

Positions

$1.05B

Total AUM (reported)

8.39M

Total Shares

Allocation by class

COM$629.06M60.2%

RUS TOP 200 ETF$79.24M7.6%

VNG RUS3000IDX$44.30M4.2%

S&P 500 ETF SHS$25.31M2.4%

VAN FTSE DEV MKT$24.37M2.3%

COM NEW$20.37M1.9%

CORE S&P MCP ETF$19.86M1.9%

Portfolio Concentration

Top 3$198.06M19.0%

4–10$222.13M21.3%

11–25$242.80M23.2%

Rest$382.11M36.6%

Top 3 weight

19.0%

Top 10 weight

40.2%

Voting Authority Distribution

Total shares with voting rights: 8.39M

Sole

Full voting authority

6.29M

% of voting shares74.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.10M

% of voting shares25.1%

Investment Discretion (by position count)

Sole192

Shared0

Other373

Dominant voting typeSole · 74.9% of voting shares

Institutional Holdings565

Rows:

ISHARES TR

DFND

RUS TOP 200 ETF

Shares576.64K

TypeSH

Market value$79.24M

7.58%

Sole

575.18K

Shared

0.00

None

1.45K

TOMPKINS FINL CORP

DFND

COM

Shares1.16M

TypeSH

Market value$73.04M

6.99%

Sole

0.00

Shared

0.00

None

1.16M

APPLE INC

DFND

COM

Shares206.10K

TypeSH

Market value$45.78M

4.38%

Sole

191.05K

Shared

0.00

None

15.05K

MICROSOFT CORP

DFND

COM

Shares121.33K

TypeSH

Market value$45.55M

4.36%

Sole

98.84K

Shared

0.00

None

22.49K

VANGUARD SCOTTSDALE FDS

SOLE

VNG RUS3000IDX

Shares179.53K

TypeSH

Market value$44.30M

4.24%

Sole

179.51K

Shared

0.00

None

27.00

NVIDIA CORPORATION

DFND

COM

Shares286.29K

TypeSH

Market value$31.03M

2.97%

Sole

263.85K

Shared

0.00

None

22.44K

ELI LILLY & CO

DFND

COM

Shares33.07K

TypeSH

Market value$27.31M

2.61%

Sole

31.20K

Shared

0.00

None

1.88K

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares49.26K

TypeSH

Market value$25.31M

2.42%

Sole

47.81K

Shared

0.00

None

1.44K

VANGUARD TAX-MANAGED FDS

DFND

VAN FTSE DEV MKT

Shares479.38K

TypeSH

Market value$24.37M

2.33%

Sole

476.23K

Shared

0.00

None

3.16K

WALMART INC

DFND

COM

Shares276.31K

TypeSH

Market value$24.26M

2.32%

Sole

256.23K

Shared

0.00

None

20.09K

EXXON MOBIL CORP

DFND

COM

Shares173.63K

TypeSH

Market value$20.65M

1.98%

Sole

159.20K

Shared

0.00

None

14.43K

ISHARES TR

DFND

CORE S&P MCP ETF

Shares340.43K

TypeSH

Market value$19.86M

1.90%

Sole

310.54K

Shared

0.00

None

29.89K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares264.96K

TypeSH

Market value$19.46M

1.86%

Sole

264.96K

Shared

0.00

None

0.00

JPMORGAN CHASE & CO.

DFND

COM

Shares74.42K

TypeSH

Market value$18.26M

1.75%

Sole

71.61K

Shared

0.00

None

2.82K

GALLAGHER ARTHUR J & CO

DFND

COM

Shares50.74K

TypeSH

Market value$17.52M

1.68%

Sole

49.23K

Shared

0.00

None

1.51K

MCDONALDS CORP

DFND

COM

Shares55.77K

TypeSH

Market value$17.42M

1.67%

Sole

48.79K

Shared

0.00

None

6.98K

CISCO SYS INC

DFND

COM

Shares258.54K

TypeSH

Market value$15.95M

1.53%

Sole

243.58K

Shared

0.00

None

14.96K

WASTE MGMT INC DEL

DFND

COM

Shares67.69K

TypeSH

Market value$15.67M

1.50%

Sole

65.75K

Shared

0.00

None

1.94K

AMGEN INC

DFND

COM

Shares49.23K

TypeSH

Market value$15.34M

1.47%

Sole

48.77K

Shared

0.00

None

459.00

AMAZON COM INC

DFND

COM

Shares77.94K

TypeSH

Market value$14.83M

1.42%

Sole

74.72K

Shared

0.00

None

3.21K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares160.18K

TypeSH

Market value$14.69M

1.41%

Sole

158.17K

Shared

0.00

None

2.01K

COSTCO WHSL CORP NEW

DFND

COM

Shares14.97K

TypeSH

Market value$14.15M

1.35%

Sole

14.12K

Shared

0.00

None

849.00

ABBOTT LABS

DFND

COM

Shares104.88K

TypeSH

Market value$13.91M

1.33%

Sole

81.78K

Shared

0.00

None

23.10K

HOME DEPOT INC

DFND

COM

Shares34.58K

TypeSH

Market value$12.67M

1.21%

Sole

32.36K

Shared

0.00

None

2.22K

MASTERCARD INCORPORATED

DFND

CL A

Shares22.63K

TypeSH

Market value$12.40M

1.19%

Sole

22.12K

Shared

0.00

None

509.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRDFND	RUS TOP 200 ETF	576.64K	SH	$79.24M 7.58%	575.18K	1.45K
TOMPKINS FINL CORPDFND	COM	1.16M	SH	$73.04M 6.99%	0.00	1.16M
APPLE INCDFND	COM	206.10K	SH	$45.78M 4.38%	191.05K	15.05K
MICROSOFT CORPDFND	COM	121.33K	SH	$45.55M 4.36%	98.84K	22.49K
VANGUARD SCOTTSDALE FDSSOLE	VNG RUS3000IDX	179.53K	SH	$44.30M 4.24%	179.51K	27.00
NVIDIA CORPORATIONDFND	COM	286.29K	SH	$31.03M 2.97%	263.85K	22.44K
ELI LILLY & CODFND	COM	33.07K	SH	$27.31M 2.61%	31.20K	1.88K
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	49.26K	SH	$25.31M 2.42%	47.81K	1.44K
VANGUARD TAX-MANAGED FDSDFND	VAN FTSE DEV MKT	479.38K	SH	$24.37M 2.33%	476.23K	3.16K
WALMART INCDFND	COM	276.31K	SH	$24.26M 2.32%	256.23K	20.09K
EXXON MOBIL CORPDFND	COM	173.63K	SH	$20.65M 1.98%	159.20K	14.43K
ISHARES TRDFND	CORE S&P MCP ETF	340.43K	SH	$19.86M 1.90%	310.54K	29.89K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	264.96K	SH	$19.46M 1.86%	264.96K	0.00
JPMORGAN CHASE & CO.DFND	COM	74.42K	SH	$18.26M 1.75%	71.61K	2.82K
GALLAGHER ARTHUR J & CODFND	COM	50.74K	SH	$17.52M 1.68%	49.23K	1.51K
MCDONALDS CORPDFND	COM	55.77K	SH	$17.42M 1.67%	48.79K	6.98K
CISCO SYS INCDFND	COM	258.54K	SH	$15.95M 1.53%	243.58K	14.96K
WASTE MGMT INC DELDFND	COM	67.69K	SH	$15.67M 1.50%	65.75K	1.94K
AMGEN INCDFND	COM	49.23K	SH	$15.34M 1.47%	48.77K	459.00
AMAZON COM INCDFND	COM	77.94K	SH	$14.83M 1.42%	74.72K	3.21K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	160.18K	SH	$14.69M 1.41%	158.17K	2.01K
COSTCO WHSL CORP NEWDFND	COM	14.97K	SH	$14.15M 1.35%	14.12K	849.00
ABBOTT LABSDFND	COM	104.88K	SH	$13.91M 1.33%	81.78K	23.10K
HOME DEPOT INCDFND	COM	34.58K	SH	$12.67M 1.21%	32.36K	2.22K
MASTERCARD INCORPORATEDDFND	CL A	22.63K	SH	$12.40M 1.19%	22.12K	509.00

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