TOMPKINS FINANCIAL CORP

Filed: 1/15/2025ACC: 0001999371-25-000338

📋 What this filing means

TOMPKINS FINANCIAL CORP filed this quarterly 13F‑HR report disclosing 529 equity positions with a total reported market value of $1.08B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

529

Positions

$1.08B

Total AUM (reported)

8.59M

Total Shares

Allocation by class

COM$629.58M58.6%

RUS TOP 200 ETF$144.91M13.5%

MRNGSTR WDE MOAT$31.72M2.9%

S&P 500 ETF SHS$23.29M2.2%

VAN FTSE DEV MKT$22.01M2.0%

CORE S&P MCP ETF$21.15M2.0%

COM NEW$19.43M1.8%

Portfolio Concentration

Top 3$274.27M25.5%

4–10$213.90M19.9%

11–25$236.00M21.9%

Rest$351.05M32.6%

Top 3 weight

25.5%

Top 10 weight

45.4%

Voting Authority Distribution

Total shares with voting rights: 8.59M

Sole

Full voting authority

6.52M

% of voting shares75.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.08M

% of voting shares24.2%

Investment Discretion (by position count)

Sole153

Shared0

Other376

Dominant voting typeSole · 75.8% of voting shares

Institutional Holdings529

Rows:

BlackRock Fund Advisors

DFND

RUS TOP 200 ETF

Shares1M

TypeSH

Market value$144.91M

13.48%

Sole

999.86K

Shared

0.00

None

1.52K

Tompkins Financial Corp

DFND

COM

Shares1.14M

TypeSH

Market value$77.38M

7.20%

Sole

0.00

Shared

0.00

None

1.14M

Apple Inc

DFND

COM

Shares207.56K

TypeSH

Market value$51.98M

4.83%

Sole

192.20K

Shared

0.00

None

15.36K

MICROSOFT CORP

DFND

COM

Shares121.06K

TypeSH

Market value$51.03M

4.75%

Sole

98.87K

Shared

0.00

None

22.20K

NVIDIA Corp

DFND

COM

Shares258.65K

TypeSH

Market value$34.73M

3.23%

Sole

236.73K

Shared

0.00

None

21.92K

VANECK VECTORS ETF

DFND

MRNGSTR WDE MOAT

Shares342.05K

TypeSH

Market value$31.72M

2.95%

Sole

341.79K

Shared

0.00

None

251.00

Eli Lilly & Co

DFND

COM

Shares33.27K

TypeSH

Market value$25.68M

2.39%

Sole

31.39K

Shared

0.00

None

1.88K

Walmart Inc

DFND

COM

Shares281.58K

TypeSH

Market value$25.44M

2.37%

Sole

261.48K

Shared

0.00

None

20.10K

VANGUARD

DFND

S&P 500 ETF SHS

Shares43.23K

TypeSH

Market value$23.29M

2.17%

Sole

41.79K

Shared

0.00

None

1.44K

Vanguard ETF/USA

DFND

VAN FTSE DEV MKT

Shares460.23K

TypeSH

Market value$22.01M

2.05%

Sole

457.07K

Shared

0.00

None

3.16K

BlackRock Fund Advisors

DFND

CORE S&P MCP ETF

Shares339.47K

TypeSH

Market value$21.15M

1.97%

Sole

307.57K

Shared

0.00

None

31.89K

SSgA Funds Management Inc

DFND

BLOOMBERG 1-3 MO

Shares211.98K

TypeSH

Market value$19.38M

1.80%

Sole

209.19K

Shared

0.00

None

2.79K

JPMorgan Chase & Co

DFND

COM

Shares76.57K

TypeSH

Market value$18.36M

1.71%

Sole

72.24K

Shared

0.00

None

4.34K

Exxon Mobil Corp

DFND

COM

Shares168.82K

TypeSH

Market value$18.16M

1.69%

Sole

152.30K

Shared

0.00

None

16.52K

Vanguard ETF/USA

SOLE

TOTAL BND MRKT

Shares236.37K

TypeSH

Market value$17.00M

1.58%

Sole

236.37K

Shared

0.00

None

0.00

Amazon.com Inc

DFND

COM

Shares77.07K

TypeSH

Market value$16.91M

1.57%

Sole

73.82K

Shared

0.00

None

3.25K

MCDONALD'S CORP

DFND

COM

Shares55.66K

TypeSH

Market value$16.14M

1.50%

Sole

48.53K

Shared

0.00

None

7.13K

CISCO SYSTEMS

DFND

COM

Shares261.59K

TypeSH

Market value$15.49M

1.44%

Sole

245.62K

Shared

0.00

None

15.97K

ALPHABET INC

DFND

CAP STK CL A

Shares77.35K

TypeSH

Market value$14.64M

1.36%

Sole

74.49K

Shared

0.00

None

2.86K

Arthur J Gallagher & Co

DFND

COM

Shares51.11K

TypeSH

Market value$14.51M

1.35%

Sole

49.59K

Shared

0.00

None

1.51K

Costco Wholesale Corp

DFND

COM

Shares14.86K

TypeSH

Market value$13.61M

1.27%

Sole

13.98K

Shared

0.00

None

874.00

Home Depot Inc/The

DFND

COM

Shares34.56K

TypeSH

Market value$13.45M

1.25%

Sole

32.34K

Shared

0.00

None

2.23K

Amgen Inc

DFND

COM

Shares48.89K

TypeSH

Market value$12.74M

1.19%

Sole

48.41K

Shared

0.00

None

484.00

WASTE MANAGEMENT

DFND

COM

Shares61.52K

TypeSH

Market value$12.41M

1.15%

Sole

59.61K

Shared

0.00

None

1.91K

BlackRock Fund Advisors

SOLE

MSCI USA ESG SLC

Shares99.17K

TypeSH

Market value$12.06M

1.12%

Sole

99.17K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
BlackRock Fund AdvisorsDFND	RUS TOP 200 ETF	1M	SH	$144.91M 13.48%	999.86K	1.52K
Tompkins Financial CorpDFND	COM	1.14M	SH	$77.38M 7.20%	0.00	1.14M
Apple IncDFND	COM	207.56K	SH	$51.98M 4.83%	192.20K	15.36K
MICROSOFT CORPDFND	COM	121.06K	SH	$51.03M 4.75%	98.87K	22.20K
NVIDIA CorpDFND	COM	258.65K	SH	$34.73M 3.23%	236.73K	21.92K
VANECK VECTORS ETFDFND	MRNGSTR WDE MOAT	342.05K	SH	$31.72M 2.95%	341.79K	251.00
Eli Lilly & CoDFND	COM	33.27K	SH	$25.68M 2.39%	31.39K	1.88K
Walmart IncDFND	COM	281.58K	SH	$25.44M 2.37%	261.48K	20.10K
VANGUARDDFND	S&P 500 ETF SHS	43.23K	SH	$23.29M 2.17%	41.79K	1.44K
Vanguard ETF/USADFND	VAN FTSE DEV MKT	460.23K	SH	$22.01M 2.05%	457.07K	3.16K
BlackRock Fund AdvisorsDFND	CORE S&P MCP ETF	339.47K	SH	$21.15M 1.97%	307.57K	31.89K
SSgA Funds Management IncDFND	BLOOMBERG 1-3 MO	211.98K	SH	$19.38M 1.80%	209.19K	2.79K
JPMorgan Chase & CoDFND	COM	76.57K	SH	$18.36M 1.71%	72.24K	4.34K
Exxon Mobil CorpDFND	COM	168.82K	SH	$18.16M 1.69%	152.30K	16.52K
Vanguard ETF/USASOLE	TOTAL BND MRKT	236.37K	SH	$17.00M 1.58%	236.37K	0.00
Amazon.com IncDFND	COM	77.07K	SH	$16.91M 1.57%	73.82K	3.25K
MCDONALD'S CORPDFND	COM	55.66K	SH	$16.14M 1.50%	48.53K	7.13K
CISCO SYSTEMSDFND	COM	261.59K	SH	$15.49M 1.44%	245.62K	15.97K
ALPHABET INCDFND	CAP STK CL A	77.35K	SH	$14.64M 1.36%	74.49K	2.86K
Arthur J Gallagher & CoDFND	COM	51.11K	SH	$14.51M 1.35%	49.59K	1.51K
Costco Wholesale CorpDFND	COM	14.86K	SH	$13.61M 1.27%	13.98K	874.00
Home Depot Inc/TheDFND	COM	34.56K	SH	$13.45M 1.25%	32.34K	2.23K
Amgen IncDFND	COM	48.89K	SH	$12.74M 1.19%	48.41K	484.00
WASTE MANAGEMENTDFND	COM	61.52K	SH	$12.41M 1.15%	59.61K	1.91K
BlackRock Fund AdvisorsSOLE	MSCI USA ESG SLC	99.17K	SH	$12.06M 1.12%	99.17K	0.00

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