THOMAS J. HERZFELD ADVISORS, INC.

PrivateCIK: 1509510
Location

MIAMI BEACH, FL

115
Positions
$294.05M
Total AUM (reported)
24.06M
Total Shares

Allocation by class

TOTAL AUM$294.05M115 positions
COM$111.38M37.9%
COM SH BEN INT$62.79M21.4%
SHS BEN INT$23.99M8.2%
SHS$13.07M4.4%
SHRT HIGH YIELD$12.34M4.2%
COM SBI$11.19M3.8%
SHS NEW$9.55M3.2%

Portfolio Concentration

Top 327.7%4–1026.2%11–2522.6%Rest23.5%TOP 1053.9%0%100%
Top 3$81.55M27.7%
4–10$77.08M26.2%
11–25$66.34M22.6%
Rest$69.07M23.5%

Top 3 weight

27.7%

Top 10 weight

53.9%

Voting Authority Distribution

Total shares with voting rights: 24.06M

Sole

Full voting authority

24.06M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole115
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings115
Rows:

FS Specialty Lending Fund

SOLE
COM SH BEN INT
Shares2.81M
TypeSH
Market value$35.14M
11.95%
Sole
2.81M
Shared
0.00
None
0.00

PIMCO Dynamic Income Strategy Fund

SOLE
COM SH BEN INT
Shares1.25M
TypeSH
Market value$27.65M
9.40%
Sole
1.25M
Shared
0.00
None
0.00

FS Credit Opportunities Corp

SOLE
COM
Shares3.68M
TypeSH
Market value$18.77M
6.38%
Sole
3.68M
Shared
0.00
None
0.00

Highland Floating Rate Opportunities Fund

SOLE
SHS BEN INT
Shares2.72M
TypeSH
Market value$15.51M
5.27%
Sole
2.72M
Shared
0.00
None
0.00

Herzfeld Credit Income Fund, Inc.

SOLE
COM
Shares807.22K
TypeSH
Market value$12.51M
4.26%
Sole
807.22K
Shared
0.00
None
0.00

ProShares TR

SOLE
Shrt High Yield
Shares796.65K
TypeSH
Market value$12.34M
4.20%
Sole
796.65K
Shared
0.00
None
0.00

Guggenheim Strategic Opp Fund

SOLE
COM SBI
Shares1.02M
TypeSH
Market value$11.19M
3.81%
Sole
1.02M
Shared
0.00
None
0.00

Saba Capital Income & Opport

SOLE
SHS NEW
Shares1.42M
TypeSH
Market value$9.55M
3.25%
Sole
1.42M
Shared
0.00
None
0.00

ProShares UltraShort S&P500

SOLE
ULTRASHRT S&P500
Shares108.58K
TypeSH
Market value$8.17M
2.78%
Sole
108.58K
Shared
0.00
None
0.00

ASA Gold and Precious Metals Ltd

SOLE
SHS
Shares125.89K
TypeSH
Market value$7.81M
2.66%
Sole
125.89K
Shared
0.00
None
0.00

Saba Capital Income & Opport II

SOLE
COM
Shares774.52K
TypeSH
Market value$6.44M
2.19%
Sole
774.52K
Shared
0.00
None
0.00

PIMCO Access Income Fund

SOLE
SHS BENFIN INT
Shares440K
TypeSH
Market value$6.34M
2.16%
Sole
440K
Shared
0.00
None
0.00

Bluerock Private Real Estate Fund

SOLE
COM
Shares362.50K
TypeSH
Market value$6.02M
2.05%
Sole
362.50K
Shared
0.00
None
0.00

Duff & Phelps Utility and Infrastructure Fund Inc.

SOLE
COM
Shares391.50K
TypeSH
Market value$5.65M
1.92%
Sole
391.50K
Shared
0.00
None
0.00

Simplify Exchange Traded Fun

SOLE
Simplify Interst
Shares117.70K
TypeSH
Market value$5.43M
1.85%
Sole
117.70K
Shared
0.00
None
0.00

Nuveen Floating Rate Income

SOLE
COM
Shares713.29K
TypeSH
Market value$5.36M
1.82%
Sole
713.29K
Shared
0.00
None
0.00

Brookfield Real Assets Incom

SOLE
SHS BEN INT
Shares340.64K
TypeSH
Market value$4.38M
1.49%
Sole
340.64K
Shared
0.00
None
0.00

iShares Tr

SOLE
TRS FLT RT BD
Shares79.47K
TypeSH
Market value$4.02M
1.37%
Sole
79.47K
Shared
0.00
None
0.00

Eagle Pointe Income Company

SOLE
COM
Shares394K
TypeSH
Market value$3.72M
1.26%
Sole
394K
Shared
0.00
None
0.00

Neuberger Berman MLP Income Fund Inc

SOLE
COM
Shares323.53K
TypeSH
Market value$3.40M
1.16%
Sole
323.53K
Shared
0.00
None
0.00

Kayne Anderson Energy Infrst

SOLE
COM
Shares234.14K
TypeSH
Market value$3.34M
1.14%
Sole
234.14K
Shared
0.00
None
0.00

BlackRock Energy and Resources Trust

SOLE
COM
Shares181.12K
TypeSH
Market value$3.14M
1.07%
Sole
181.12K
Shared
0.00
None
0.00

Clearbridge Energy Midstrm O

SOLE
COM
Shares59.02K
TypeSH
Market value$3.12M
1.06%
Sole
59.02K
Shared
0.00
None
0.00

PIMCO Corporate & Income Opp Fund

SOLE
COM
Shares249.98K
TypeSH
Market value$3.01M
1.03%
Sole
249.98K
Shared
0.00
None
0.00

Direxion Shares ETF Tr

SOLE
DAILY GOLD MINER
Shares58.01K
TypeSH
Market value$2.96M
1.01%
Sole
58.01K
Shared
0.00
None
0.00
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