Filed: 8/10/2026ACC: 0001398344-26-013942
📋 What this filing means
THOMAS J. HERZFELD ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 129 equity positions with a total reported market value of $325.76M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
129
Positions
$325.76M
Total AUM (reported)
27.89M
Total Shares
Allocation by class
COM$161.97M49.7%
COM SH BEN INT$55.15M16.9%
SHS BEN INT$34.23M10.5%
COM SBI$14.60M4.5%
COM SHS$14.19M4.4%
SHS$12.66M3.9%
SHS NEW$10.15M3.1%
Portfolio Concentration
Top 3$74.71M22.9%
4–10$87.48M26.9%
11–25$77.75M23.9%
Rest$85.82M26.3%
Top 3 weight
22.9%
Top 10 weight
49.8%
Voting Authority Distribution
Total shares with voting rights: 27.89M
Sole
Full voting authority
27.89M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole129
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings129
Rows:
FS Specialty Lending Fund
SOLEShares2.90M
TypeSH
Market value$32.34M
9.93%
Sole
2.90M
Shared
0.00
None
0.00
PIMCO Dynamic Income Strategy Fund
SOLEShares1.10M
TypeSH
Market value$22.80M
7.00%
Sole
1.10M
Shared
0.00
None
0.00
FS Credit Opportunities Corp
SOLEShares3.92M
TypeSH
Market value$19.57M
6.01%
Sole
3.92M
Shared
0.00
None
0.00
Highland Floating Rate Opportunities Fund
SOLEShares2.68M
TypeSH
Market value$19.08M
5.86%
Sole
2.68M
Shared
0.00
None
0.00
Guggenheim Strategic Opp Fund
SOLEShares1.34M
TypeSH
Market value$14.60M
4.48%
Sole
1.34M
Shared
0.00
None
0.00
Herzfeld Credit Income Fund, Inc.
SOLEShares817.53K
TypeSH
Market value$14.06M
4.32%
Sole
817.53K
Shared
0.00
None
0.00
Pershing Square USA Ltd
SOLEShares285.42K
TypeSH
Market value$10.67M
3.28%
Sole
285.42K
Shared
0.00
None
0.00
Saba Capital Income & Opport
SOLEShares1.54M
TypeSH
Market value$10.15M
3.12%
Sole
1.54M
Shared
0.00
None
0.00
Suro Capital Corp
SOLEShares788.40K
TypeSH
Market value$9.89M
3.03%
Sole
788.40K
Shared
0.00
None
0.00
Eagle Pointe Income Company
SOLEShares897.14K
TypeSH
Market value$9.03M
2.77%
Sole
897.14K
Shared
0.00
None
0.00
Nuveen Floating Rate Income
SOLEShares1.11M
TypeSH
Market value$8.53M
2.62%
Sole
1.11M
Shared
0.00
None
0.00
Saba Capital Income & Opport II
SOLEShares891.60K
TypeSH
Market value$7.44M
2.29%
Sole
891.60K
Shared
0.00
None
0.00
Columbia Seligman Premium Technology Growth Fund
SOLEShares129.15K
TypeSH
Market value$6.96M
2.14%
Sole
129.15K
Shared
0.00
None
0.00
PIMCO Dynamic Income Fd
SOLEShares388.73K
TypeSH
Market value$6.49M
1.99%
Sole
388.73K
Shared
0.00
None
0.00
Duff & Phelps Utility and Infrastructure Fund Inc.
SOLEShares360.64K
TypeSH
Market value$5.35M
1.64%
Sole
360.64K
Shared
0.00
None
0.00
BlackRock Science and Technology Trust II
SOLEShares166.03K
TypeSH
Market value$4.99M
1.53%
Sole
166.03K
Shared
0.00
None
0.00
Brookfield Real Assets Incom
SOLEShares369.08K
TypeSH
Market value$4.75M
1.46%
Sole
369.08K
Shared
0.00
None
0.00
BlackRock Tech and Private Eq
SOLEShares515.40K
TypeSH
Market value$4.65M
1.43%
Sole
515.40K
Shared
0.00
None
0.00
The Taiwan Fund Inc
SOLEShares47.52K
TypeSH
Market value$4.57M
1.40%
Sole
47.52K
Shared
0.00
None
0.00
PIMCO Access Income Fund
SOLEShares311.96K
TypeSH
Market value$4.54M
1.39%
Sole
311.96K
Shared
0.00
None
0.00
Tortoise Energy Infra Corp
SOLEShares100.28K
TypeSH
Market value$4.30M
1.32%
Sole
100.28K
Shared
0.00
None
0.00
Bluerock Private Real Estate Fund
SOLEShares303.34K
TypeSH
Market value$3.95M
1.21%
Sole
303.34K
Shared
0.00
None
0.00
Kayne Anderson Energy Infrst
SOLEShares276.10K
TypeSH
Market value$3.82M
1.17%
Sole
276.10K
Shared
0.00
None
0.00
The Korea Fund Inc
SOLEShares49.83K
TypeSH
Market value$3.75M
1.15%
Sole
49.83K
Shared
0.00
None
0.00
Clearbridge Energy Midstrm O
SOLEShares73.13K
TypeSH
Market value$3.66M
1.12%
Sole
73.13K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FS Specialty Lending FundSOLE | COM SH BEN INT | 2.90M | SH | $32.34M 9.93% | 2.90M | 0.00 | 0.00 |
PIMCO Dynamic Income Strategy FundSOLE | COM SH BEN INT | 1.10M | SH | $22.80M 7.00% | 1.10M | 0.00 | 0.00 |
FS Credit Opportunities CorpSOLE | COM | 3.92M | SH | $19.57M 6.01% | 3.92M | 0.00 | 0.00 |
Highland Floating Rate Opportunities FundSOLE | SHS BEN INT | 2.68M | SH | $19.08M 5.86% | 2.68M | 0.00 | 0.00 |
Guggenheim Strategic Opp FundSOLE | COM SBI | 1.34M | SH | $14.60M 4.48% | 1.34M | 0.00 | 0.00 |
Herzfeld Credit Income Fund, Inc.SOLE | COM | 817.53K | SH | $14.06M 4.32% | 817.53K | 0.00 | 0.00 |
Pershing Square USA LtdSOLE | COM SHS | 285.42K | SH | $10.67M 3.28% | 285.42K | 0.00 | 0.00 |
Saba Capital Income & OpportSOLE | SHS NEW | 1.54M | SH | $10.15M 3.12% | 1.54M | 0.00 | 0.00 |
Suro Capital CorpSOLE | COM | 788.40K | SH | $9.89M 3.03% | 788.40K | 0.00 | 0.00 |
Eagle Pointe Income CompanySOLE | COM | 897.14K | SH | $9.03M 2.77% | 897.14K | 0.00 | 0.00 |
Nuveen Floating Rate IncomeSOLE | COM | 1.11M | SH | $8.53M 2.62% | 1.11M | 0.00 | 0.00 |
Saba Capital Income & Opport IISOLE | COM | 891.60K | SH | $7.44M 2.29% | 891.60K | 0.00 | 0.00 |
Columbia Seligman Premium Technology Growth FundSOLE | COM | 129.15K | SH | $6.96M 2.14% | 129.15K | 0.00 | 0.00 |
PIMCO Dynamic Income FdSOLE | SHS | 388.73K | SH | $6.49M 1.99% | 388.73K | 0.00 | 0.00 |
Duff & Phelps Utility and Infrastructure Fund Inc.SOLE | COM | 360.64K | SH | $5.35M 1.64% | 360.64K | 0.00 | 0.00 |
BlackRock Science and Technology Trust IISOLE | SHS BEN INT | 166.03K | SH | $4.99M 1.53% | 166.03K | 0.00 | 0.00 |
Brookfield Real Assets IncomSOLE | SHS BEN INT | 369.08K | SH | $4.75M 1.46% | 369.08K | 0.00 | 0.00 |
BlackRock Tech and Private EqSOLE | Shs Ben Int | 515.40K | SH | $4.65M 1.43% | 515.40K | 0.00 | 0.00 |
The Taiwan Fund IncSOLE | COM | 47.52K | SH | $4.57M 1.40% | 47.52K | 0.00 | 0.00 |
PIMCO Access Income FundSOLE | SHS BENFIN INT | 311.96K | SH | $4.54M 1.39% | 311.96K | 0.00 | 0.00 |
Tortoise Energy Infra CorpSOLE | COM | 100.28K | SH | $4.30M 1.32% | 100.28K | 0.00 | 0.00 |
Bluerock Private Real Estate FundSOLE | COM | 303.34K | SH | $3.95M 1.21% | 303.34K | 0.00 | 0.00 |
Kayne Anderson Energy InfrstSOLE | COM | 276.10K | SH | $3.82M 1.17% | 276.10K | 0.00 | 0.00 |
The Korea Fund IncSOLE | COM NEW | 49.83K | SH | $3.75M 1.15% | 49.83K | 0.00 | 0.00 |
Clearbridge Energy Midstrm OSOLE | COM | 73.13K | SH | $3.66M 1.12% | 73.13K | 0.00 | 0.00 |
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