Filed: 5/12/2026ACC: 0001398344-26-008954
📋 What this filing means
THOMAS J. HERZFELD ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 115 equity positions with a total reported market value of $294.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
115
Positions
$294.05M
Total AUM (reported)
24.06M
Total Shares
Allocation by class
COM$111.38M37.9%
COM SH BEN INT$62.79M21.4%
SHS BEN INT$23.99M8.2%
SHS$13.07M4.4%
SHRT HIGH YIELD$12.34M4.2%
COM SBI$11.19M3.8%
SHS NEW$9.55M3.2%
Portfolio Concentration
Top 3$81.55M27.7%
4–10$77.08M26.2%
11–25$66.34M22.6%
Rest$69.07M23.5%
Top 3 weight
27.7%
Top 10 weight
53.9%
Voting Authority Distribution
Total shares with voting rights: 24.06M
Sole
Full voting authority
24.06M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole115
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings115
Rows:
FS Specialty Lending Fund
SOLEShares2.81M
TypeSH
Market value$35.14M
11.95%
Sole
2.81M
Shared
0.00
None
0.00
PIMCO Dynamic Income Strategy Fund
SOLEShares1.25M
TypeSH
Market value$27.65M
9.40%
Sole
1.25M
Shared
0.00
None
0.00
FS Credit Opportunities Corp
SOLEShares3.68M
TypeSH
Market value$18.77M
6.38%
Sole
3.68M
Shared
0.00
None
0.00
Highland Floating Rate Opportunities Fund
SOLEShares2.72M
TypeSH
Market value$15.51M
5.27%
Sole
2.72M
Shared
0.00
None
0.00
Herzfeld Credit Income Fund, Inc.
SOLEShares807.22K
TypeSH
Market value$12.51M
4.26%
Sole
807.22K
Shared
0.00
None
0.00
ProShares TR
SOLEShares796.65K
TypeSH
Market value$12.34M
4.20%
Sole
796.65K
Shared
0.00
None
0.00
Guggenheim Strategic Opp Fund
SOLEShares1.02M
TypeSH
Market value$11.19M
3.81%
Sole
1.02M
Shared
0.00
None
0.00
Saba Capital Income & Opport
SOLEShares1.42M
TypeSH
Market value$9.55M
3.25%
Sole
1.42M
Shared
0.00
None
0.00
ProShares UltraShort S&P500
SOLEShares108.58K
TypeSH
Market value$8.17M
2.78%
Sole
108.58K
Shared
0.00
None
0.00
ASA Gold and Precious Metals Ltd
SOLEShares125.89K
TypeSH
Market value$7.81M
2.66%
Sole
125.89K
Shared
0.00
None
0.00
Saba Capital Income & Opport II
SOLEShares774.52K
TypeSH
Market value$6.44M
2.19%
Sole
774.52K
Shared
0.00
None
0.00
PIMCO Access Income Fund
SOLEShares440K
TypeSH
Market value$6.34M
2.16%
Sole
440K
Shared
0.00
None
0.00
Bluerock Private Real Estate Fund
SOLEShares362.50K
TypeSH
Market value$6.02M
2.05%
Sole
362.50K
Shared
0.00
None
0.00
Duff & Phelps Utility and Infrastructure Fund Inc.
SOLEShares391.50K
TypeSH
Market value$5.65M
1.92%
Sole
391.50K
Shared
0.00
None
0.00
Simplify Exchange Traded Fun
SOLEShares117.70K
TypeSH
Market value$5.43M
1.85%
Sole
117.70K
Shared
0.00
None
0.00
Nuveen Floating Rate Income
SOLEShares713.29K
TypeSH
Market value$5.36M
1.82%
Sole
713.29K
Shared
0.00
None
0.00
Brookfield Real Assets Incom
SOLEShares340.64K
TypeSH
Market value$4.38M
1.49%
Sole
340.64K
Shared
0.00
None
0.00
iShares Tr
SOLEShares79.47K
TypeSH
Market value$4.02M
1.37%
Sole
79.47K
Shared
0.00
None
0.00
Eagle Pointe Income Company
SOLEShares394K
TypeSH
Market value$3.72M
1.26%
Sole
394K
Shared
0.00
None
0.00
Neuberger Berman MLP Income Fund Inc
SOLEShares323.53K
TypeSH
Market value$3.40M
1.16%
Sole
323.53K
Shared
0.00
None
0.00
Kayne Anderson Energy Infrst
SOLEShares234.14K
TypeSH
Market value$3.34M
1.14%
Sole
234.14K
Shared
0.00
None
0.00
BlackRock Energy and Resources Trust
SOLEShares181.12K
TypeSH
Market value$3.14M
1.07%
Sole
181.12K
Shared
0.00
None
0.00
Clearbridge Energy Midstrm O
SOLEShares59.02K
TypeSH
Market value$3.12M
1.06%
Sole
59.02K
Shared
0.00
None
0.00
PIMCO Corporate & Income Opp Fund
SOLEShares249.98K
TypeSH
Market value$3.01M
1.03%
Sole
249.98K
Shared
0.00
None
0.00
Direxion Shares ETF Tr
SOLEShares58.01K
TypeSH
Market value$2.96M
1.01%
Sole
58.01K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FS Specialty Lending FundSOLE | COM SH BEN INT | 2.81M | SH | $35.14M 11.95% | 2.81M | 0.00 | 0.00 |
PIMCO Dynamic Income Strategy FundSOLE | COM SH BEN INT | 1.25M | SH | $27.65M 9.40% | 1.25M | 0.00 | 0.00 |
FS Credit Opportunities CorpSOLE | COM | 3.68M | SH | $18.77M 6.38% | 3.68M | 0.00 | 0.00 |
Highland Floating Rate Opportunities FundSOLE | SHS BEN INT | 2.72M | SH | $15.51M 5.27% | 2.72M | 0.00 | 0.00 |
Herzfeld Credit Income Fund, Inc.SOLE | COM | 807.22K | SH | $12.51M 4.26% | 807.22K | 0.00 | 0.00 |
ProShares TRSOLE | Shrt High Yield | 796.65K | SH | $12.34M 4.20% | 796.65K | 0.00 | 0.00 |
Guggenheim Strategic Opp FundSOLE | COM SBI | 1.02M | SH | $11.19M 3.81% | 1.02M | 0.00 | 0.00 |
Saba Capital Income & OpportSOLE | SHS NEW | 1.42M | SH | $9.55M 3.25% | 1.42M | 0.00 | 0.00 |
ProShares UltraShort S&P500SOLE | ULTRASHRT S&P500 | 108.58K | SH | $8.17M 2.78% | 108.58K | 0.00 | 0.00 |
ASA Gold and Precious Metals LtdSOLE | SHS | 125.89K | SH | $7.81M 2.66% | 125.89K | 0.00 | 0.00 |
Saba Capital Income & Opport IISOLE | COM | 774.52K | SH | $6.44M 2.19% | 774.52K | 0.00 | 0.00 |
PIMCO Access Income FundSOLE | SHS BENFIN INT | 440K | SH | $6.34M 2.16% | 440K | 0.00 | 0.00 |
Bluerock Private Real Estate FundSOLE | COM | 362.50K | SH | $6.02M 2.05% | 362.50K | 0.00 | 0.00 |
Duff & Phelps Utility and Infrastructure Fund Inc.SOLE | COM | 391.50K | SH | $5.65M 1.92% | 391.50K | 0.00 | 0.00 |
Simplify Exchange Traded FunSOLE | Simplify Interst | 117.70K | SH | $5.43M 1.85% | 117.70K | 0.00 | 0.00 |
Nuveen Floating Rate IncomeSOLE | COM | 713.29K | SH | $5.36M 1.82% | 713.29K | 0.00 | 0.00 |
Brookfield Real Assets IncomSOLE | SHS BEN INT | 340.64K | SH | $4.38M 1.49% | 340.64K | 0.00 | 0.00 |
iShares TrSOLE | TRS FLT RT BD | 79.47K | SH | $4.02M 1.37% | 79.47K | 0.00 | 0.00 |
Eagle Pointe Income CompanySOLE | COM | 394K | SH | $3.72M 1.26% | 394K | 0.00 | 0.00 |
Neuberger Berman MLP Income Fund IncSOLE | COM | 323.53K | SH | $3.40M 1.16% | 323.53K | 0.00 | 0.00 |
Kayne Anderson Energy InfrstSOLE | COM | 234.14K | SH | $3.34M 1.14% | 234.14K | 0.00 | 0.00 |
BlackRock Energy and Resources TrustSOLE | COM | 181.12K | SH | $3.14M 1.07% | 181.12K | 0.00 | 0.00 |
Clearbridge Energy Midstrm OSOLE | COM | 59.02K | SH | $3.12M 1.06% | 59.02K | 0.00 | 0.00 |
PIMCO Corporate & Income Opp FundSOLE | COM | 249.98K | SH | $3.01M 1.03% | 249.98K | 0.00 | 0.00 |
Direxion Shares ETF TrSOLE | DAILY GOLD MINER | 58.01K | SH | $2.96M 1.01% | 58.01K | 0.00 | 0.00 |
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