Filed: 8/13/2025ACC: 0001398344-25-015319
📋 What this filing means
THOMAS J. HERZFELD ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 108 equity positions with a total reported market value of $280.42M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
108
Positions
$280.42M
Total AUM (reported)
29.84M
Total Shares
Allocation by class
COM$154.10M55.0%
COM SH BEN INT$39.10M13.9%
SHS BEN INT$26.93M9.6%
SH BEN INT$9.12M3.3%
SHRT HIGH YIELD$8.94M3.2%
ULTRASHRT S&P500$6.87M2.5%
SHS BENFIN INT$6.58M2.3%
Portfolio Concentration
Top 3$78.93M28.1%
4–10$75.06M26.8%
11–25$70.00M25.0%
Rest$56.42M20.1%
Top 3 weight
28.1%
Top 10 weight
54.9%
Voting Authority Distribution
Total shares with voting rights: 29.84M
Sole
Full voting authority
29.84M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole108
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings108
Rows:
PIMCO Dynamic Income Strategy Fund
SOLEShares1.59M
TypeSH
Market value$39.09M
13.94%
Sole
1.59M
Shared
0.00
None
0.00
FS Credit Opportunities Corp
SOLEShares3.22M
TypeSH
Market value$23.40M
8.35%
Sole
3.22M
Shared
0.00
None
0.00
The Herzfeld Caribbean Basin Fund Inc
SOLEShares6.50M
TypeSH
Market value$16.44M
5.86%
Sole
6.50M
Shared
0.00
None
0.00
Saba Capital Income & Opport
SOLEShares1.75M
TypeSH
Market value$16.09M
5.74%
Sole
1.75M
Shared
0.00
None
0.00
Highland Floating Rate Opportunities Fund
SOLEShares2.60M
TypeSH
Market value$13.52M
4.82%
Sole
2.60M
Shared
0.00
None
0.00
Nuveen Floating Rate Income
SOLEShares1.33M
TypeSH
Market value$11.27M
4.02%
Sole
1.33M
Shared
0.00
None
0.00
Brookfield Real Assets Incom
SOLEShares720.53K
TypeSH
Market value$9.63M
3.44%
Sole
720.53K
Shared
0.00
None
0.00
ProShares TR
SOLEShares573.03K
TypeSH
Market value$8.94M
3.19%
Sole
573.03K
Shared
0.00
None
0.00
Cornerstone Strategic Value Fund Inc
SOLEShares1.07M
TypeSH
Market value$8.73M
3.11%
Sole
1.07M
Shared
0.00
None
0.00
ProShares UltraShort S&P50
SOLEShares412.90K
TypeSH
Market value$6.87M
2.45%
Sole
412.90K
Shared
0.00
None
0.00
PIMCO Access Income Fund
SOLEShares435.31K
TypeSH
Market value$6.58M
2.35%
Sole
435.31K
Shared
0.00
None
0.00
Flaherty & Crumrine Pfd Secs
SOLEShares386.18K
TypeSH
Market value$6.29M
2.24%
Sole
386.18K
Shared
0.00
None
0.00
Nuveen Vriabl Rat Pfd & Inm
SOLEShares307.49K
TypeSH
Market value$5.93M
2.11%
Sole
307.49K
Shared
0.00
None
0.00
SRH Total Return Fund Inc
SOLEShares325.73K
TypeSH
Market value$5.76M
2.05%
Sole
325.73K
Shared
0.00
None
0.00
iShares Tr
SOLEShares108.69K
TypeSH
Market value$5.51M
1.96%
Sole
108.69K
Shared
0.00
None
0.00
Neuberger Brman Next Genera
SOLEShares314.97K
TypeSH
Market value$4.60M
1.64%
Sole
314.97K
Shared
0.00
None
0.00
Tortoise Energy Infra Corp
SOLEShares100.23K
TypeSH
Market value$4.40M
1.57%
Sole
100.23K
Shared
0.00
None
0.00
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
SOLEShares200.92K
TypeSH
Market value$4.22M
1.50%
Sole
200.92K
Shared
0.00
None
0.00
Thornburg Incm Builder Opp Tr
SOLEShares214.69K
TypeSH
Market value$4.21M
1.50%
Sole
214.69K
Shared
0.00
None
0.00
Duff & Phelps Utility and Infrastructure Fund Inc.
SOLEShares318.28K
TypeSH
Market value$3.95M
1.41%
Sole
318.28K
Shared
0.00
None
0.00
Rivernorth Flexible Mun Income Fund II, Inc.
SOLEShares303.07K
TypeSH
Market value$3.83M
1.37%
Sole
303.07K
Shared
0.00
None
0.00
BlackRock Science and Technology Trust II
SOLEShares181.31K
TypeSH
Market value$3.76M
1.34%
Sole
181.31K
Shared
0.00
None
0.00
Kayne Anderson Energy Infrst
SOLEShares292.88K
TypeSH
Market value$3.73M
1.33%
Sole
292.88K
Shared
0.00
None
0.00
Nuveen Credit Strategies Income Fund
SOLEShares676.39K
TypeSH
Market value$3.65M
1.30%
Sole
676.39K
Shared
0.00
None
0.00
Saba Capital Income & Opport
SOLEShares446.45K
TypeSH
Market value$3.60M
1.28%
Sole
446.45K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PIMCO Dynamic Income Strategy FundSOLE | COM SH BEN INT | 1.59M | SH | $39.09M 13.94% | 1.59M | 0.00 | 0.00 |
FS Credit Opportunities CorpSOLE | COM | 3.22M | SH | $23.40M 8.35% | 3.22M | 0.00 | 0.00 |
The Herzfeld Caribbean Basin Fund IncSOLE | COM | 6.50M | SH | $16.44M 5.86% | 6.50M | 0.00 | 0.00 |
Saba Capital Income & OpportSOLE | COM | 1.75M | SH | $16.09M 5.74% | 1.75M | 0.00 | 0.00 |
Highland Floating Rate Opportunities FundSOLE | SHS BEN INT | 2.60M | SH | $13.52M 4.82% | 2.60M | 0.00 | 0.00 |
Nuveen Floating Rate IncomeSOLE | COM | 1.33M | SH | $11.27M 4.02% | 1.33M | 0.00 | 0.00 |
Brookfield Real Assets IncomSOLE | SHS BEN INT | 720.53K | SH | $9.63M 3.44% | 720.53K | 0.00 | 0.00 |
ProShares TRSOLE | Shrt High Yield | 573.03K | SH | $8.94M 3.19% | 573.03K | 0.00 | 0.00 |
Cornerstone Strategic Value Fund IncSOLE | COM | 1.07M | SH | $8.73M 3.11% | 1.07M | 0.00 | 0.00 |
ProShares UltraShort S&P50SOLE | ULTRASHRT S&P500 | 412.90K | SH | $6.87M 2.45% | 412.90K | 0.00 | 0.00 |
PIMCO Access Income FundSOLE | SHS BENFIN INT | 435.31K | SH | $6.58M 2.35% | 435.31K | 0.00 | 0.00 |
Flaherty & Crumrine Pfd SecsSOLE | COM | 386.18K | SH | $6.29M 2.24% | 386.18K | 0.00 | 0.00 |
Nuveen Vriabl Rat Pfd & InmSOLE | COM | 307.49K | SH | $5.93M 2.11% | 307.49K | 0.00 | 0.00 |
SRH Total Return Fund IncSOLE | COM | 325.73K | SH | $5.76M 2.05% | 325.73K | 0.00 | 0.00 |
iShares TrSOLE | TRS FLT RT BD | 108.69K | SH | $5.51M 1.96% | 108.69K | 0.00 | 0.00 |
Neuberger Brman Next GeneraSOLE | COMMON STOCK | 314.97K | SH | $4.60M 1.64% | 314.97K | 0.00 | 0.00 |
Tortoise Energy Infra CorpSOLE | COM | 100.23K | SH | $4.40M 1.57% | 100.23K | 0.00 | 0.00 |
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.SOLE | COM | 200.92K | SH | $4.22M 1.50% | 200.92K | 0.00 | 0.00 |
Thornburg Incm Builder Opp TrSOLE | COM | 214.69K | SH | $4.21M 1.50% | 214.69K | 0.00 | 0.00 |
Duff & Phelps Utility and Infrastructure Fund Inc.SOLE | COM | 318.28K | SH | $3.95M 1.41% | 318.28K | 0.00 | 0.00 |
Rivernorth Flexible Mun Income Fund II, Inc.SOLE | COM | 303.07K | SH | $3.83M 1.37% | 303.07K | 0.00 | 0.00 |
BlackRock Science and Technology Trust IISOLE | SHS BEN INT | 181.31K | SH | $3.76M 1.34% | 181.31K | 0.00 | 0.00 |
Kayne Anderson Energy InfrstSOLE | COM | 292.88K | SH | $3.73M 1.33% | 292.88K | 0.00 | 0.00 |
Nuveen Credit Strategies Income FundSOLE | COM SHS | 676.39K | SH | $3.65M 1.30% | 676.39K | 0.00 | 0.00 |
Saba Capital Income & OpportSOLE | SHS NEW | 446.45K | SH | $3.60M 1.28% | 446.45K | 0.00 | 0.00 |
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