Filed: 5/14/2025ACC: 0001398344-25-009442
📋 What this filing means
THOMAS J. HERZFELD ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 128 equity positions with a total reported market value of $293.97M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
128
Positions
$293.97M
Total AUM (reported)
31.77M
Total Shares
Allocation by class
COM$180.37M61.4%
COM SH BEN INT$40.30M13.7%
SHS BEN INT$26.32M9.0%
SH BEN INT$9.03M3.1%
SHS$6.29M2.1%
SHS BENFIN INT$6.11M2.1%
COMMON STOCK$4.89M1.7%
Portfolio Concentration
Top 3$78.59M26.7%
4–10$73.14M24.9%
11–25$68.87M23.4%
Rest$73.37M25.0%
Top 3 weight
26.7%
Top 10 weight
51.6%
Voting Authority Distribution
Total shares with voting rights: 31.77M
Sole
Full voting authority
31.77M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole128
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings128
Rows:
PIMCO Dynamic Income Strategy Fund
SOLEShares1.64M
TypeSH
Market value$40.28M
13.70%
Sole
1.64M
Shared
0.00
None
0.00
FS Credit Opportunities Corp
SOLEShares3.14M
TypeSH
Market value$22.17M
7.54%
Sole
3.14M
Shared
0.00
None
0.00
The Herzfeld Caribbean Basin Fund Inc
SOLEShares6.04M
TypeSH
Market value$16.14M
5.49%
Sole
6.04M
Shared
0.00
None
0.00
Saba Capital Income & Opport
SOLEShares1.70M
TypeSH
Market value$14.80M
5.03%
Sole
1.70M
Shared
0.00
None
0.00
Highland Floating Rate Opportunities Fund
SOLEShares2.68M
TypeSH
Market value$13.92M
4.74%
Sole
2.68M
Shared
0.00
None
0.00
Nuveen Floating Rate Income
SOLEShares1.17M
TypeSH
Market value$9.93M
3.38%
Sole
1.17M
Shared
0.00
None
0.00
Prospect Capital Corporation
SOLEShares2.32M
TypeSH
Market value$9.49M
3.23%
Sole
2.32M
Shared
0.00
None
0.00
Brookfield Real Assets Incom
SOLEShares666.67K
TypeSH
Market value$8.77M
2.98%
Sole
666.67K
Shared
0.00
None
0.00
Suro Capital Corp
SOLEShares1.71M
TypeSH
Market value$8.52M
2.90%
Sole
1.71M
Shared
0.00
None
0.00
Nuveen Vriabl Rat Pfd & Inm
SOLEShares410.09K
TypeSH
Market value$7.70M
2.62%
Sole
410.09K
Shared
0.00
None
0.00
XAI Octagn Flt Rat & Alt Inm
SOLEShares1.26M
TypeSH
Market value$7.43M
2.53%
Sole
1.26M
Shared
0.00
None
0.00
PIMCO Access Income Fund
SOLEShares380.60K
TypeSH
Market value$6.11M
2.08%
Sole
380.60K
Shared
0.00
None
0.00
Flaherty & Crumrine Pfd Secs
SOLEShares355.74K
TypeSH
Market value$5.67M
1.93%
Sole
355.74K
Shared
0.00
None
0.00
Destra Multi-Alternative Fd
SOLEShares611.01K
TypeSH
Market value$5.18M
1.76%
Sole
611.01K
Shared
0.00
None
0.00
Tortoise Energy Infra Corp
SOLEShares105.77K
TypeSH
Market value$4.55M
1.55%
Sole
105.77K
Shared
0.00
None
0.00
Sound Point Meridian Cap Inc.
SOLEShares225.14K
TypeSH
Market value$4.49M
1.53%
Sole
225.14K
Shared
0.00
None
0.00
Clearbridge Energy Midstrm O
SOLEShares89.77K
TypeSH
Market value$4.45M
1.52%
Sole
89.77K
Shared
0.00
None
0.00
Kayne Anderson Energy Infrst
SOLEShares337.16K
TypeSH
Market value$4.33M
1.47%
Sole
337.16K
Shared
0.00
None
0.00
Neuberger Brman Next Genera
SOLEShares348.57K
TypeSH
Market value$4.27M
1.45%
Sole
348.57K
Shared
0.00
None
0.00
Nuveen Dow 30 Dynamic Overwrite Fund
SOLEShares285.54K
TypeSH
Market value$4.14M
1.41%
Sole
285.54K
Shared
0.00
None
0.00
Rivernorth Flexible Mun Income Fund II, Inc.
SOLEShares302.81K
TypeSH
Market value$4.06M
1.38%
Sole
302.81K
Shared
0.00
None
0.00
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
SOLEShares186.04K
TypeSH
Market value$3.79M
1.29%
Sole
186.04K
Shared
0.00
None
0.00
BlackRock Science and Technology Trust II
SOLEShares202.85K
TypeSH
Market value$3.60M
1.22%
Sole
202.85K
Shared
0.00
None
0.00
MasTec Inc
SOLEShares29.87K
TypeSH
Market value$3.49M
1.19%
Sole
29.87K
Shared
0.00
None
0.00
NextEra Energy Inc
SOLEShares46.70K
TypeSH
Market value$3.31M
1.13%
Sole
46.70K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PIMCO Dynamic Income Strategy FundSOLE | COM SH BEN INT | 1.64M | SH | $40.28M 13.70% | 1.64M | 0.00 | 0.00 |
FS Credit Opportunities CorpSOLE | COM | 3.14M | SH | $22.17M 7.54% | 3.14M | 0.00 | 0.00 |
The Herzfeld Caribbean Basin Fund IncSOLE | COM | 6.04M | SH | $16.14M 5.49% | 6.04M | 0.00 | 0.00 |
Saba Capital Income & OpportSOLE | COM | 1.70M | SH | $14.80M 5.03% | 1.70M | 0.00 | 0.00 |
Highland Floating Rate Opportunities FundSOLE | SHS BEN INT | 2.68M | SH | $13.92M 4.74% | 2.68M | 0.00 | 0.00 |
Nuveen Floating Rate IncomeSOLE | COM | 1.17M | SH | $9.93M 3.38% | 1.17M | 0.00 | 0.00 |
Prospect Capital CorporationSOLE | COM | 2.32M | SH | $9.49M 3.23% | 2.32M | 0.00 | 0.00 |
Brookfield Real Assets IncomSOLE | SHS BEN INT | 666.67K | SH | $8.77M 2.98% | 666.67K | 0.00 | 0.00 |
Suro Capital CorpSOLE | COM | 1.71M | SH | $8.52M 2.90% | 1.71M | 0.00 | 0.00 |
Nuveen Vriabl Rat Pfd & InmSOLE | COM | 410.09K | SH | $7.70M 2.62% | 410.09K | 0.00 | 0.00 |
XAI Octagn Flt Rat & Alt InmSOLE | COM | 1.26M | SH | $7.43M 2.53% | 1.26M | 0.00 | 0.00 |
PIMCO Access Income FundSOLE | SHS BENFIN INT | 380.60K | SH | $6.11M 2.08% | 380.60K | 0.00 | 0.00 |
Flaherty & Crumrine Pfd SecsSOLE | COM | 355.74K | SH | $5.67M 1.93% | 355.74K | 0.00 | 0.00 |
Destra Multi-Alternative FdSOLE | COM | 611.01K | SH | $5.18M 1.76% | 611.01K | 0.00 | 0.00 |
Tortoise Energy Infra CorpSOLE | COM | 105.77K | SH | $4.55M 1.55% | 105.77K | 0.00 | 0.00 |
Sound Point Meridian Cap Inc.SOLE | COM | 225.14K | SH | $4.49M 1.53% | 225.14K | 0.00 | 0.00 |
Clearbridge Energy Midstrm OSOLE | COM | 89.77K | SH | $4.45M 1.52% | 89.77K | 0.00 | 0.00 |
Kayne Anderson Energy InfrstSOLE | COM | 337.16K | SH | $4.33M 1.47% | 337.16K | 0.00 | 0.00 |
Neuberger Brman Next GeneraSOLE | COMMON STOCK | 348.57K | SH | $4.27M 1.45% | 348.57K | 0.00 | 0.00 |
Nuveen Dow 30 Dynamic Overwrite FundSOLE | SHS | 285.54K | SH | $4.14M 1.41% | 285.54K | 0.00 | 0.00 |
Rivernorth Flexible Mun Income Fund II, Inc.SOLE | COM | 302.81K | SH | $4.06M 1.38% | 302.81K | 0.00 | 0.00 |
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.SOLE | COM | 186.04K | SH | $3.79M 1.29% | 186.04K | 0.00 | 0.00 |
BlackRock Science and Technology Trust IISOLE | SHS BEN INT | 202.85K | SH | $3.60M 1.22% | 202.85K | 0.00 | 0.00 |
MasTec IncSOLE | COM | 29.87K | SH | $3.49M 1.19% | 29.87K | 0.00 | 0.00 |
NextEra Energy IncSOLE | COM | 46.70K | SH | $3.31M 1.13% | 46.70K | 0.00 | 0.00 |
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