Filed: 2/12/2025ACC: 0001398344-25-002553
📋 What this filing means
THOMAS J. HERZFELD ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 147 equity positions with a total reported market value of $312.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
147
Positions
$312.06M
Total AUM (reported)
28.70M
Total Shares
Allocation by class
COM$190.52M61.1%
COM SH BEN INT$39.56M12.7%
SHS BEN INT$26.96M8.6%
SHS$12.50M4.0%
SH BEN INT$8.31M2.7%
SHS BENFIN INT$5.46M1.8%
COMMON STOCK$5.08M1.6%
Portfolio Concentration
Top 3$75.42M24.2%
4–10$62.34M20.0%
11–25$74.72M23.9%
Rest$99.58M31.9%
Top 3 weight
24.2%
Top 10 weight
44.1%
Voting Authority Distribution
Total shares with voting rights: 28.70M
Sole
Full voting authority
28.70M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole147
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings147
Rows:
PIMCO Dynamic Income Strategy Fund
SOLEShares1.49M
TypeSH
Market value$39.01M
12.50%
Sole
1.49M
Shared
0.00
None
0.00
FS Credit Opportunities Corp
SOLEShares3.24M
TypeSH
Market value$22.08M
7.07%
Sole
3.24M
Shared
0.00
None
0.00
Highland Floating Rate Opportunities Fund
SOLEShares2.76M
TypeSH
Market value$14.33M
4.59%
Sole
2.76M
Shared
0.00
None
0.00
Saba Capital Income & Opport
SOLEShares1.44M
TypeSH
Market value$13.02M
4.17%
Sole
1.44M
Shared
0.00
None
0.00
Nuveen Vriabl Rat Pfd & Inm
SOLEShares640.13K
TypeSH
Market value$11.67M
3.74%
Sole
640.13K
Shared
0.00
None
0.00
Suro Capital Corp
SOLEShares1.36M
TypeSH
Market value$7.98M
2.56%
Sole
1.36M
Shared
0.00
None
0.00
Brookfield Real Assets Incom
SOLEShares594.98K
TypeSH
Market value$7.93M
2.54%
Sole
594.98K
Shared
0.00
None
0.00
Prospect Capital Corporation
SOLEShares1.83M
TypeSH
Market value$7.88M
2.53%
Sole
1.83M
Shared
0.00
None
0.00
Sound Point Meridian Cap Inc.
SOLEShares334.54K
TypeSH
Market value$6.99M
2.24%
Sole
334.54K
Shared
0.00
None
0.00
XAI Octagn Flt Rat & Alt Inm
SOLEShares1.04M
TypeSH
Market value$6.88M
2.20%
Sole
1.04M
Shared
0.00
None
0.00
Nuveen Floating Rate Income
SOLEShares668.59K
TypeSH
Market value$5.96M
1.91%
Sole
668.59K
Shared
0.00
None
0.00
Destra Multi-Alternative Fd
SOLEShares689.58K
TypeSH
Market value$5.83M
1.87%
Sole
689.58K
Shared
0.00
None
0.00
The Herzfeld Caribbean Basin Fund Inc
SOLEShares2.50M
TypeSH
Market value$5.83M
1.87%
Sole
2.50M
Shared
0.00
None
0.00
Flaherty & Crumrine Pfd Secs
SOLEShares368.23K
TypeSH
Market value$5.72M
1.83%
Sole
368.23K
Shared
0.00
None
0.00
Norwegian Cruise Line Holdings Ltd
SOLEShares213.21K
TypeSH
Market value$5.49M
1.76%
Sole
213.21K
Shared
0.00
None
0.00
PIMCO Access Income Fund
SOLEShares358.29K
TypeSH
Market value$5.46M
1.75%
Sole
358.29K
Shared
0.00
None
0.00
Tortoise Energy Infra Corp
SOLEShares127.58K
TypeSH
Market value$5.36M
1.72%
Sole
127.58K
Shared
0.00
None
0.00
Clearbridge Energy Midstrm O
SOLEShares105.65K
TypeSH
Market value$4.92M
1.58%
Sole
105.65K
Shared
0.00
None
0.00
MasTec Inc
SOLEShares34.87K
TypeSH
Market value$4.75M
1.52%
Sole
34.87K
Shared
0.00
None
0.00
BlackRock Science and Technology Trust II
SOLEShares226.34K
TypeSH
Market value$4.69M
1.50%
Sole
226.34K
Shared
0.00
None
0.00
Neuberger Brman Next Genera
SOLEShares359.06K
TypeSH
Market value$4.57M
1.47%
Sole
359.06K
Shared
0.00
None
0.00
Nuveen Dow 30 Dynamic Overwrite Fund
SOLEShares279.23K
TypeSH
Market value$4.21M
1.35%
Sole
279.23K
Shared
0.00
None
0.00
Kayne Anderson Energy Infrst
SOLEShares321.24K
TypeSH
Market value$4.08M
1.31%
Sole
321.24K
Shared
0.00
None
0.00
Royal Caribbean Group
SOLEShares17.67K
TypeSH
Market value$4.08M
1.31%
Sole
17.67K
Shared
0.00
None
0.00
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
SOLEShares186.70K
TypeSH
Market value$3.77M
1.21%
Sole
186.70K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PIMCO Dynamic Income Strategy FundSOLE | COM SH BEN INT | 1.49M | SH | $39.01M 12.50% | 1.49M | 0.00 | 0.00 |
FS Credit Opportunities CorpSOLE | COM | 3.24M | SH | $22.08M 7.07% | 3.24M | 0.00 | 0.00 |
Highland Floating Rate Opportunities FundSOLE | SHS BEN INT | 2.76M | SH | $14.33M 4.59% | 2.76M | 0.00 | 0.00 |
Saba Capital Income & OpportSOLE | COM | 1.44M | SH | $13.02M 4.17% | 1.44M | 0.00 | 0.00 |
Nuveen Vriabl Rat Pfd & InmSOLE | COM | 640.13K | SH | $11.67M 3.74% | 640.13K | 0.00 | 0.00 |
Suro Capital CorpSOLE | COM | 1.36M | SH | $7.98M 2.56% | 1.36M | 0.00 | 0.00 |
Brookfield Real Assets IncomSOLE | SHS BEN INT | 594.98K | SH | $7.93M 2.54% | 594.98K | 0.00 | 0.00 |
Prospect Capital CorporationSOLE | COM | 1.83M | SH | $7.88M 2.53% | 1.83M | 0.00 | 0.00 |
Sound Point Meridian Cap Inc.SOLE | COM | 334.54K | SH | $6.99M 2.24% | 334.54K | 0.00 | 0.00 |
XAI Octagn Flt Rat & Alt InmSOLE | COM | 1.04M | SH | $6.88M 2.20% | 1.04M | 0.00 | 0.00 |
Nuveen Floating Rate IncomeSOLE | COM | 668.59K | SH | $5.96M 1.91% | 668.59K | 0.00 | 0.00 |
Destra Multi-Alternative FdSOLE | COM | 689.58K | SH | $5.83M 1.87% | 689.58K | 0.00 | 0.00 |
The Herzfeld Caribbean Basin Fund IncSOLE | COM | 2.50M | SH | $5.83M 1.87% | 2.50M | 0.00 | 0.00 |
Flaherty & Crumrine Pfd SecsSOLE | COM | 368.23K | SH | $5.72M 1.83% | 368.23K | 0.00 | 0.00 |
Norwegian Cruise Line Holdings LtdSOLE | SHS | 213.21K | SH | $5.49M 1.76% | 213.21K | 0.00 | 0.00 |
PIMCO Access Income FundSOLE | SHS BENFIN INT | 358.29K | SH | $5.46M 1.75% | 358.29K | 0.00 | 0.00 |
Tortoise Energy Infra CorpSOLE | COM | 127.58K | SH | $5.36M 1.72% | 127.58K | 0.00 | 0.00 |
Clearbridge Energy Midstrm OSOLE | COM | 105.65K | SH | $4.92M 1.58% | 105.65K | 0.00 | 0.00 |
MasTec IncSOLE | COM | 34.87K | SH | $4.75M 1.52% | 34.87K | 0.00 | 0.00 |
BlackRock Science and Technology Trust IISOLE | SHS BEN INT | 226.34K | SH | $4.69M 1.50% | 226.34K | 0.00 | 0.00 |
Neuberger Brman Next GeneraSOLE | COMMON STOCK | 359.06K | SH | $4.57M 1.47% | 359.06K | 0.00 | 0.00 |
Nuveen Dow 30 Dynamic Overwrite FundSOLE | SHS | 279.23K | SH | $4.21M 1.35% | 279.23K | 0.00 | 0.00 |
Kayne Anderson Energy InfrstSOLE | COM | 321.24K | SH | $4.08M 1.31% | 321.24K | 0.00 | 0.00 |
Royal Caribbean GroupSOLE | COM | 17.67K | SH | $4.08M 1.31% | 17.67K | 0.00 | 0.00 |
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.SOLE | COM | 186.70K | SH | $3.77M 1.21% | 186.70K | 0.00 | 0.00 |
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