THOMAS J. HERZFELD ADVISORS, INC.

Filed: 11/12/2024ACC: 0001398344-24-020507

📋 What this filing means

THOMAS J. HERZFELD ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 155 equity positions with a total reported market value of $300.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

155

Positions

$300.28M

Total AUM (reported)

27.72M

Total Shares

Allocation by class

COM$174.83M58.2%

SHS BEN INT$37.89M12.6%

COM SH BEN INT$37.18M12.4%

SHS$10.54M3.5%

SH BEN INT$6.02M2.0%

CL A$5.31M1.8%

COMMON STOCK$5.09M1.7%

Portfolio Concentration

Top 3$81.93M27.3%

4–10$54.16M18.0%

11–25$64.77M21.6%

Rest$99.41M33.1%

Top 3 weight

27.3%

Top 10 weight

45.3%

Voting Authority Distribution

Total shares with voting rights: 27.72M

Sole

Full voting authority

27.72M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole155

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings155

Rows:

PIMCO Dynamic Income Strategy Fund

SOLE

COM SH BEN INT

Shares1.53M

TypeSH

Market value$36.17M

12.04%

Sole

1.53M

Shared

0.00

None

0.00

FS Credit Opportunities Corp

SOLE

COM

Shares4.29M

TypeSH

Market value$27.26M

9.08%

Sole

4.29M

Shared

0.00

None

0.00

Highland Floating Rate Opportunities Fund

SOLE

SHS BEN INT

Shares3.02M

TypeSH

Market value$18.51M

6.16%

Sole

3.02M

Shared

0.00

None

0.00

Nuveen Vriabl Rat Pfd & Inm

SOLE

COM

Shares634.97K

TypeSH

Market value$12.03M

4.01%

Sole

634.97K

Shared

0.00

None

0.00

High Income Secs Fd Shs

SOLE

Shs Ben Int

Shares1.57M

TypeSH

Market value$10.75M

3.58%

Sole

1.57M

Shared

0.00

None

0.00

Sound Point Meridian Cap Inc.

SOLE

COM

Shares421.70K

TypeSH

Market value$8.34M

2.78%

Sole

421.70K

Shared

0.00

None

0.00

Cornerstone Strategic Value Fund Inc

SOLE

COM

Shares756.29K

TypeSH

Market value$5.81M

1.93%

Sole

756.29K

Shared

0.00

None

0.00

Destra Multi-Alternative Fd

SOLE

COM

Shares669.20K

TypeSH

Market value$5.80M

1.93%

Sole

669.20K

Shared

0.00

None

0.00

The Herzfeld Caribbean Basin Fund Inc

SOLE

COM

Shares2.53M

TypeSH

Market value$5.72M

1.91%

Sole

2.53M

Shared

0.00

None

0.00

Nuveen Floating Rate Income

SOLE

COM

Shares648.02K

TypeSH

Market value$5.72M

1.90%

Sole

648.02K

Shared

0.00

None

0.00

PIMCO Access Income Fund

SOLE

SHS BENFIN INT

Shares305.53K

TypeSH

Market value$5.08M

1.69%

Sole

305.53K

Shared

0.00

None

0.00

Norwegian Cruise Line Holdings Ltd

SOLE

SHS

Shares243.21K

TypeSH

Market value$4.99M

1.66%

Sole

243.21K

Shared

0.00

None

0.00

Saba Capital Income & Opport

SOLE

COM

Shares570.09K

TypeSH

Market value$4.85M

1.62%

Sole

570.09K

Shared

0.00

None

0.00

Neuberger Brman Next Genera

SOLE

COMMON STOCK

Shares360.41K

TypeSH

Market value$4.62M

1.54%

Sole

360.41K

Shared

0.00

None

0.00

Nuveen Pfd & Income Opportun

SOLE

COM

Shares563.82K

TypeSH

Market value$4.55M

1.52%

Sole

563.82K

Shared

0.00

None

0.00

Suro Capital Corp

SOLE

COM

Shares1.09M

TypeSH

Market value$4.40M

1.46%

Sole

1.09M

Shared

0.00

None

0.00

BlackRock Science and Technology Trust II

SOLE

SHS BEN INT

Shares227.64K

TypeSH

Market value$4.37M

1.46%

Sole

227.64K

Shared

0.00

None

0.00

Royal Caribbean Group

SOLE

COM

Shares24.35K

TypeSH

Market value$4.32M

1.44%

Sole

24.35K

Shared

0.00

None

0.00

MasTec Inc

SOLE

COM

Shares34.87K

TypeSH

Market value$4.29M

1.43%

Sole

34.87K

Shared

0.00

None

0.00

Brookfield Real Assets Incom

SOLE

SHS BEN INT

Shares309.47K

TypeSH

Market value$4.24M

1.41%

Sole

309.47K

Shared

0.00

None

0.00

Nuveen Dow 30 Dynamic Overwrite Fund

SOLE

SHS

Shares268.09K

TypeSH

Market value$3.98M

1.33%

Sole

268.09K

Shared

0.00

None

0.00

Tortoise Energy Infra Corp

SOLE

COM

Shares99.05K

TypeSH

Market value$3.89M

1.29%

Sole

99.05K

Shared

0.00

None

0.00

Flaherty & Crumrine Pfd Secs

SOLE

COM

Shares229.13K

TypeSH

Market value$3.76M

1.25%

Sole

229.13K

Shared

0.00

None

0.00

Central Securities Corp

SOLE

COM

Shares81.85K

TypeSH

Market value$3.75M

1.25%

Sole

81.85K

Shared

0.00

None

0.00

Rivernorth Flexible Mun Income Fund II, Inc.

SOLE

COM

Shares253.67K

TypeSH

Market value$3.68M

1.22%

Sole

253.67K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
PIMCO Dynamic Income Strategy FundSOLE	COM SH BEN INT	1.53M	SH	$36.17M 12.04%	1.53M
FS Credit Opportunities CorpSOLE	COM	4.29M	SH	$27.26M 9.08%	4.29M
Highland Floating Rate Opportunities FundSOLE	SHS BEN INT	3.02M	SH	$18.51M 6.16%	3.02M
Nuveen Vriabl Rat Pfd & InmSOLE	COM	634.97K	SH	$12.03M 4.01%	634.97K
High Income Secs Fd ShsSOLE	Shs Ben Int	1.57M	SH	$10.75M 3.58%	1.57M
Sound Point Meridian Cap Inc.SOLE	COM	421.70K	SH	$8.34M 2.78%	421.70K
Cornerstone Strategic Value Fund IncSOLE	COM	756.29K	SH	$5.81M 1.93%	756.29K
Destra Multi-Alternative FdSOLE	COM	669.20K	SH	$5.80M 1.93%	669.20K
The Herzfeld Caribbean Basin Fund IncSOLE	COM	2.53M	SH	$5.72M 1.91%	2.53M
Nuveen Floating Rate IncomeSOLE	COM	648.02K	SH	$5.72M 1.90%	648.02K
PIMCO Access Income FundSOLE	SHS BENFIN INT	305.53K	SH	$5.08M 1.69%	305.53K
Norwegian Cruise Line Holdings LtdSOLE	SHS	243.21K	SH	$4.99M 1.66%	243.21K
Saba Capital Income & OpportSOLE	COM	570.09K	SH	$4.85M 1.62%	570.09K
Neuberger Brman Next GeneraSOLE	COMMON STOCK	360.41K	SH	$4.62M 1.54%	360.41K
Nuveen Pfd & Income OpportunSOLE	COM	563.82K	SH	$4.55M 1.52%	563.82K
Suro Capital CorpSOLE	COM	1.09M	SH	$4.40M 1.46%	1.09M
BlackRock Science and Technology Trust IISOLE	SHS BEN INT	227.64K	SH	$4.37M 1.46%	227.64K
Royal Caribbean GroupSOLE	COM	24.35K	SH	$4.32M 1.44%	24.35K
MasTec IncSOLE	COM	34.87K	SH	$4.29M 1.43%	34.87K
Brookfield Real Assets IncomSOLE	SHS BEN INT	309.47K	SH	$4.24M 1.41%	309.47K
Nuveen Dow 30 Dynamic Overwrite FundSOLE	SHS	268.09K	SH	$3.98M 1.33%	268.09K
Tortoise Energy Infra CorpSOLE	COM	99.05K	SH	$3.89M 1.29%	99.05K
Flaherty & Crumrine Pfd SecsSOLE	COM	229.13K	SH	$3.76M 1.25%	229.13K
Central Securities CorpSOLE	COM	81.85K	SH	$3.75M 1.25%	81.85K
Rivernorth Flexible Mun Income Fund II, Inc.SOLE	COM	253.67K	SH	$3.68M 1.22%	253.67K

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