Filed: 8/13/2024ACC: 0001398344-24-014510
📋 What this filing means
THOMAS J. HERZFELD ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 238 equity positions with a total reported market value of $285.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
238
Positions
$285.13M
Total AUM (reported)
26.34M
Total Shares
Allocation by class
COM$174.78M61.3%
COM SH BEN INT$34.90M12.2%
SHS BEN INT$29.38M10.3%
SHS$9.82M3.4%
CL A$5.57M2.0%
SH BEN INT$4.95M1.7%
COMMON STOCK$4.85M1.7%
Portfolio Concentration
Top 3$77.51M27.2%
4–10$54.12M19.0%
11–25$57.36M20.1%
Rest$96.14M33.7%
Top 3 weight
27.2%
Top 10 weight
46.2%
Voting Authority Distribution
Total shares with voting rights: 26.34M
Sole
Full voting authority
26.34M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole238
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings238
Rows:
PIMCO Dynamic Income Strategy Fund
SOLEShares1.52M
TypeSH
Market value$33.97M
11.91%
Sole
1.52M
Shared
0.00
None
0.00
FS Credit Opportunities Corp
SOLEShares3.63M
TypeSH
Market value$23.11M
8.10%
Sole
3.63M
Shared
0.00
None
0.00
Highland Floating Rate Opportunities Fund
SOLEShares3.27M
TypeSH
Market value$20.44M
7.17%
Sole
3.27M
Shared
0.00
None
0.00
Nuveen Vriabl Rat Pfd & Inm
SOLEShares590.66K
TypeSH
Market value$10.86M
3.81%
Sole
590.66K
Shared
0.00
None
0.00
Sound Point Meridian Cap Inc.
SOLEShares440.09K
TypeSH
Market value$8.82M
3.09%
Sole
440.09K
Shared
0.00
None
0.00
Cornerstone Strategic Value Fund Inc
SOLEShares1.12M
TypeSH
Market value$8.65M
3.03%
Sole
1.12M
Shared
0.00
None
0.00
Nuveen Pfd & Income Opportun
SOLEShares1.05M
TypeSH
Market value$7.85M
2.75%
Sole
1.05M
Shared
0.00
None
0.00
Nuveen Floating Rate Income
SOLEShares759.38K
TypeSH
Market value$6.57M
2.30%
Sole
759.38K
Shared
0.00
None
0.00
The Herzfeld Caribbean Basin Fund Inc
SOLEShares2.43M
TypeSH
Market value$5.71M
2.00%
Sole
2.43M
Shared
0.00
None
0.00
Destra Multi-Alternative Fd
SOLEShares701.76K
TypeSH
Market value$5.66M
1.99%
Sole
701.76K
Shared
0.00
None
0.00
Neuberger Brman Next Genera
SOLEShares375.66K
TypeSH
Market value$4.85M
1.70%
Sole
375.66K
Shared
0.00
None
0.00
Norwegian Cruise Line Holdings Ltd
SOLEShares243.21K
TypeSH
Market value$4.57M
1.60%
Sole
243.21K
Shared
0.00
None
0.00
BlackRock Science and Technology Trust II
SOLEShares219.39K
TypeSH
Market value$4.37M
1.53%
Sole
219.39K
Shared
0.00
None
0.00
PIMCO Access Income Fund
SOLEShares262.74K
TypeSH
Market value$4.15M
1.46%
Sole
262.74K
Shared
0.00
None
0.00
Royal Caribbean Group
SOLEShares25.35K
TypeSH
Market value$4.04M
1.42%
Sole
25.35K
Shared
0.00
None
0.00
Tortoise Pwr & Energy Infras
SOLEShares246.70K
TypeSH
Market value$3.90M
1.37%
Sole
246.70K
Shared
0.00
None
0.00
MasTec Inc
SOLEShares34.87K
TypeSH
Market value$3.73M
1.31%
Sole
34.87K
Shared
0.00
None
0.00
Brookfield Real Assets Incom
SOLEShares285.67K
TypeSH
Market value$3.65M
1.28%
Sole
285.67K
Shared
0.00
None
0.00
Central Securities Corp
SOLEShares82.74K
TypeSH
Market value$3.64M
1.28%
Sole
82.74K
Shared
0.00
None
0.00
Saba Capital Income & Opport
SOLEShares462.52K
TypeSH
Market value$3.61M
1.27%
Sole
462.52K
Shared
0.00
None
0.00
Nuveen Dow 30 Dynamic Overwrite Fund
SOLEShares253.23K
TypeSH
Market value$3.55M
1.24%
Sole
253.23K
Shared
0.00
None
0.00
Rivernorth Flexible Mun Income Fund II, Inc.
SOLEShares247.12K
TypeSH
Market value$3.49M
1.23%
Sole
247.12K
Shared
0.00
None
0.00
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
SOLEShares169K
TypeSH
Market value$3.36M
1.18%
Sole
169K
Shared
0.00
None
0.00
BlackRock Cap Allocation Tr
SOLEShares203.64K
TypeSH
Market value$3.34M
1.17%
Sole
203.64K
Shared
0.00
None
0.00
Thornburg Incm Builder Opp Tr
SOLEShares192.49K
TypeSH
Market value$3.10M
1.09%
Sole
192.49K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PIMCO Dynamic Income Strategy FundSOLE | COM SH BEN INT | 1.52M | SH | $33.97M 11.91% | 1.52M | 0.00 | 0.00 |
FS Credit Opportunities CorpSOLE | COM | 3.63M | SH | $23.11M 8.10% | 3.63M | 0.00 | 0.00 |
Highland Floating Rate Opportunities FundSOLE | SHS BEN INT | 3.27M | SH | $20.44M 7.17% | 3.27M | 0.00 | 0.00 |
Nuveen Vriabl Rat Pfd & InmSOLE | COM | 590.66K | SH | $10.86M 3.81% | 590.66K | 0.00 | 0.00 |
Sound Point Meridian Cap Inc.SOLE | COM | 440.09K | SH | $8.82M 3.09% | 440.09K | 0.00 | 0.00 |
Cornerstone Strategic Value Fund IncSOLE | COM | 1.12M | SH | $8.65M 3.03% | 1.12M | 0.00 | 0.00 |
Nuveen Pfd & Income OpportunSOLE | COM | 1.05M | SH | $7.85M 2.75% | 1.05M | 0.00 | 0.00 |
Nuveen Floating Rate IncomeSOLE | COM | 759.38K | SH | $6.57M 2.30% | 759.38K | 0.00 | 0.00 |
The Herzfeld Caribbean Basin Fund IncSOLE | COM | 2.43M | SH | $5.71M 2.00% | 2.43M | 0.00 | 0.00 |
Destra Multi-Alternative FdSOLE | COM | 701.76K | SH | $5.66M 1.99% | 701.76K | 0.00 | 0.00 |
Neuberger Brman Next GeneraSOLE | COMMON STOCK | 375.66K | SH | $4.85M 1.70% | 375.66K | 0.00 | 0.00 |
Norwegian Cruise Line Holdings LtdSOLE | SHS | 243.21K | SH | $4.57M 1.60% | 243.21K | 0.00 | 0.00 |
BlackRock Science and Technology Trust IISOLE | SHS BEN INT | 219.39K | SH | $4.37M 1.53% | 219.39K | 0.00 | 0.00 |
PIMCO Access Income FundSOLE | SHS BENFIN INT | 262.74K | SH | $4.15M 1.46% | 262.74K | 0.00 | 0.00 |
Royal Caribbean GroupSOLE | COM | 25.35K | SH | $4.04M 1.42% | 25.35K | 0.00 | 0.00 |
Tortoise Pwr & Energy InfrasSOLE | COM | 246.70K | SH | $3.90M 1.37% | 246.70K | 0.00 | 0.00 |
MasTec IncSOLE | COM | 34.87K | SH | $3.73M 1.31% | 34.87K | 0.00 | 0.00 |
Brookfield Real Assets IncomSOLE | SHS BEN INT | 285.67K | SH | $3.65M 1.28% | 285.67K | 0.00 | 0.00 |
Central Securities CorpSOLE | COM | 82.74K | SH | $3.64M 1.28% | 82.74K | 0.00 | 0.00 |
Saba Capital Income & OpportSOLE | COM | 462.52K | SH | $3.61M 1.27% | 462.52K | 0.00 | 0.00 |
Nuveen Dow 30 Dynamic Overwrite FundSOLE | SHS | 253.23K | SH | $3.55M 1.24% | 253.23K | 0.00 | 0.00 |
Rivernorth Flexible Mun Income Fund II, Inc.SOLE | COM | 247.12K | SH | $3.49M 1.23% | 247.12K | 0.00 | 0.00 |
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.SOLE | COM | 169K | SH | $3.36M 1.18% | 169K | 0.00 | 0.00 |
BlackRock Cap Allocation TrSOLE | COM | 203.64K | SH | $3.34M 1.17% | 203.64K | 0.00 | 0.00 |
Thornburg Incm Builder Opp TrSOLE | COM | 192.49K | SH | $3.10M 1.09% | 192.49K | 0.00 | 0.00 |
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