Filed: 5/13/2024ACC: 0001398344-24-009274
📋 What this filing means
THOMAS J. HERZFELD ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 151 equity positions with a total reported market value of $282.83M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
151
Positions
$282.83M
Total AUM (reported)
28.87M
Total Shares
Allocation by class
COM$172.75M61.1%
COM SH BEN INT$29.26M10.3%
SHS BEN INT$28.34M10.0%
SHS$9.76M3.5%
CL A$6.69M2.4%
COM NEW$5.16M1.8%
SH BEN INT$4.76M1.7%
Portfolio Concentration
Top 3$73.97M26.2%
4–10$57.67M20.4%
11–25$52.39M18.5%
Rest$98.81M34.9%
Top 3 weight
26.2%
Top 10 weight
46.5%
Voting Authority Distribution
Total shares with voting rights: 28.87M
Sole
Full voting authority
28.87M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole151
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings151
Rows:
PIMCO Dynamic Income Strategy Fund
SOLEShares1.33M
TypeSH
Market value$28.28M
10.00%
Sole
1.33M
Shared
0.00
None
0.00
FS Credit Opportunities Corp
SOLEShares3.99M
TypeSH
Market value$23.65M
8.36%
Sole
3.99M
Shared
0.00
None
0.00
Highland Floating Rate Opportunities Fund
SOLEShares3.14M
TypeSH
Market value$22.04M
7.79%
Sole
3.14M
Shared
0.00
None
0.00
Nexpoint Diversified Rel Et
SOLEShares1.42M
TypeSH
Market value$9.35M
3.31%
Sole
1.42M
Shared
0.00
None
0.00
OFS Credit Company Inc
SOLEShares1.30M
TypeSH
Market value$9.33M
3.30%
Sole
1.30M
Shared
0.00
None
0.00
Cornerstone Strategic Value Fund Inc
SOLEShares1.23M
TypeSH
Market value$9.28M
3.28%
Sole
1.23M
Shared
0.00
None
0.00
Nuveen Pfd & Income Opportun
SOLEShares1.17M
TypeSH
Market value$8.38M
2.96%
Sole
1.17M
Shared
0.00
None
0.00
Nuveen Floating Rate Income
SOLEShares857.32K
TypeSH
Market value$7.48M
2.65%
Sole
857.32K
Shared
0.00
None
0.00
Destra Multi-Alternative Fd
SOLEShares929.34K
TypeSH
Market value$7.27M
2.57%
Sole
929.34K
Shared
0.00
None
0.00
The Herzfeld Caribbean Basin Fund Inc
SOLEShares2.54M
TypeSH
Market value$6.58M
2.33%
Sole
2.54M
Shared
0.00
None
0.00
Norwegian Cruise Line Holdings Ltd
SOLEShares207.21K
TypeSH
Market value$4.34M
1.53%
Sole
207.21K
Shared
0.00
None
0.00
Cornerstone Total Rtrn Fd In
SOLEShares509.71K
TypeSH
Market value$3.83M
1.35%
Sole
509.71K
Shared
0.00
None
0.00
Royal Caribbean Group
SOLEShares27.35K
TypeSH
Market value$3.80M
1.34%
Sole
27.35K
Shared
0.00
None
0.00
SABA Capital Income & Oprnt
SOLEShares511.39K
TypeSH
Market value$3.73M
1.32%
Sole
511.39K
Shared
0.00
None
0.00
Central Securities Corp
SOLEShares87.55K
TypeSH
Market value$3.66M
1.29%
Sole
87.55K
Shared
0.00
None
0.00
Tortoise Pwr & Energy Infras
SOLEShares228.34K
TypeSH
Market value$3.56M
1.26%
Sole
228.34K
Shared
0.00
None
0.00
Nuveen Dow 30 Dynamic Overwrite Fund
SOLEShares236.29K
TypeSH
Market value$3.46M
1.22%
Sole
236.29K
Shared
0.00
None
0.00
Franklin Limited Duration Income Trust
SOLEShares549.90K
TypeSH
Market value$3.45M
1.22%
Sole
549.90K
Shared
0.00
None
0.00
Neuberger Brman Next Genera
SOLEShares292.66K
TypeSH
Market value$3.44M
1.22%
Sole
292.66K
Shared
0.00
None
0.00
Thornburg Incm Builder Opp Tr
SOLEShares204.36K
TypeSH
Market value$3.30M
1.17%
Sole
204.36K
Shared
0.00
None
0.00
MasTec Inc
SOLEShares34.87K
TypeSH
Market value$3.25M
1.15%
Sole
34.87K
Shared
0.00
None
0.00
Clearbridge MLP And Midstrm
SOLEShares70.20K
TypeSH
Market value$3.21M
1.14%
Sole
70.20K
Shared
0.00
None
0.00
Rivernorth Flexible Mun Income Fund II, Inc.
SOLEShares226.34K
TypeSH
Market value$3.18M
1.12%
Sole
226.34K
Shared
0.00
None
0.00
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
SOLEShares158.02K
TypeSH
Market value$3.17M
1.12%
Sole
158.02K
Shared
0.00
None
0.00
Tortoise Energy Independence
SOLEShares89.15K
TypeSH
Market value$3.01M
1.06%
Sole
89.15K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PIMCO Dynamic Income Strategy FundSOLE | COM SH BEN INT | 1.33M | SH | $28.28M 10.00% | 1.33M | 0.00 | 0.00 |
FS Credit Opportunities CorpSOLE | COM | 3.99M | SH | $23.65M 8.36% | 3.99M | 0.00 | 0.00 |
Highland Floating Rate Opportunities FundSOLE | SHS BEN INT | 3.14M | SH | $22.04M 7.79% | 3.14M | 0.00 | 0.00 |
Nexpoint Diversified Rel EtSOLE | COM | 1.42M | SH | $9.35M 3.31% | 1.42M | 0.00 | 0.00 |
OFS Credit Company IncSOLE | COM | 1.30M | SH | $9.33M 3.30% | 1.30M | 0.00 | 0.00 |
Cornerstone Strategic Value Fund IncSOLE | COM | 1.23M | SH | $9.28M 3.28% | 1.23M | 0.00 | 0.00 |
Nuveen Pfd & Income OpportunSOLE | COM | 1.17M | SH | $8.38M 2.96% | 1.17M | 0.00 | 0.00 |
Nuveen Floating Rate IncomeSOLE | COM | 857.32K | SH | $7.48M 2.65% | 857.32K | 0.00 | 0.00 |
Destra Multi-Alternative FdSOLE | COM | 929.34K | SH | $7.27M 2.57% | 929.34K | 0.00 | 0.00 |
The Herzfeld Caribbean Basin Fund IncSOLE | COM | 2.54M | SH | $6.58M 2.33% | 2.54M | 0.00 | 0.00 |
Norwegian Cruise Line Holdings LtdSOLE | SHS | 207.21K | SH | $4.34M 1.53% | 207.21K | 0.00 | 0.00 |
Cornerstone Total Rtrn Fd InSOLE | COM | 509.71K | SH | $3.83M 1.35% | 509.71K | 0.00 | 0.00 |
Royal Caribbean GroupSOLE | COM | 27.35K | SH | $3.80M 1.34% | 27.35K | 0.00 | 0.00 |
SABA Capital Income & OprntSOLE | SHS NEW | 511.39K | SH | $3.73M 1.32% | 511.39K | 0.00 | 0.00 |
Central Securities CorpSOLE | COM | 87.55K | SH | $3.66M 1.29% | 87.55K | 0.00 | 0.00 |
Tortoise Pwr & Energy InfrasSOLE | COM | 228.34K | SH | $3.56M 1.26% | 228.34K | 0.00 | 0.00 |
Nuveen Dow 30 Dynamic Overwrite FundSOLE | SHS | 236.29K | SH | $3.46M 1.22% | 236.29K | 0.00 | 0.00 |
Franklin Limited Duration Income TrustSOLE | COM | 549.90K | SH | $3.45M 1.22% | 549.90K | 0.00 | 0.00 |
Neuberger Brman Next GeneraSOLE | COMMON STOCK | 292.66K | SH | $3.44M 1.22% | 292.66K | 0.00 | 0.00 |
Thornburg Incm Builder Opp TrSOLE | COM | 204.36K | SH | $3.30M 1.17% | 204.36K | 0.00 | 0.00 |
MasTec IncSOLE | COM | 34.87K | SH | $3.25M 1.15% | 34.87K | 0.00 | 0.00 |
Clearbridge MLP And MidstrmSOLE | COM | 70.20K | SH | $3.21M 1.14% | 70.20K | 0.00 | 0.00 |
Rivernorth Flexible Mun Income Fund II, Inc.SOLE | COM | 226.34K | SH | $3.18M 1.12% | 226.34K | 0.00 | 0.00 |
Cohen & Steers Limited Duration Preferred and Income Fund, Inc.SOLE | COM | 158.02K | SH | $3.17M 1.12% | 158.02K | 0.00 | 0.00 |
Tortoise Energy IndependenceSOLE | COM | 89.15K | SH | $3.01M 1.06% | 89.15K | 0.00 | 0.00 |
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