Filed: 2/14/2024ACC: 0001398344-24-003157
📋 What this filing means
THOMAS J. HERZFELD ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 155 equity positions with a total reported market value of $272.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
155
Positions
$272.38M
Total AUM (reported)
28.80M
Total Shares
Allocation by class
COM$170.98M62.8%
SHS BEN INT$29.83M11.0%
COM SH BEN INT$26.13M9.6%
SHS$8.81M3.2%
CL A$7.82M2.9%
COM NEW$5.25M1.9%
SH BEN INT$3.64M1.3%
Portfolio Concentration
Top 3$70.77M26.0%
4–10$58.37M21.4%
11–25$57.15M21.0%
Rest$86.09M31.6%
Top 3 weight
26.0%
Top 10 weight
47.4%
Voting Authority Distribution
Total shares with voting rights: 28.80M
Sole
Full voting authority
28.80M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole155
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings155
Rows:
PIMCO Dynamic Income Strategy Fund
SOLEShares1.24M
TypeSH
Market value$25.39M
9.32%
Sole
1.24M
Shared
0.00
None
0.00
Highland Floating Rate Opportunities Fund
SOLEShares3.02M
TypeSH
Market value$23.26M
8.54%
Sole
3.02M
Shared
0.00
None
0.00
FS Credit Opportunities Corp
SOLEShares3.90M
TypeSH
Market value$22.13M
8.12%
Sole
3.90M
Shared
0.00
None
0.00
Saba Capital Income & Opportunities Fund
SOLEShares1.38M
TypeSH
Market value$10.63M
3.90%
Sole
1.38M
Shared
0.00
None
0.00
Nexpoint Diversified Rel Et
SOLEShares1.14M
TypeSH
Market value$9.05M
3.32%
Sole
1.14M
Shared
0.00
None
0.00
Nuveen Pfd & Income Opportun
SOLEShares1.32M
TypeSH
Market value$8.91M
3.27%
Sole
1.32M
Shared
0.00
None
0.00
Cornerstone Strategic Value Fund Inc
SOLEShares1.18M
TypeSH
Market value$8.49M
3.12%
Sole
1.18M
Shared
0.00
None
0.00
OFS Credit Company Inc
SOLEShares1.28M
TypeSH
Market value$8.25M
3.03%
Sole
1.28M
Shared
0.00
None
0.00
The Herzfeld Caribbean Basin Fund Inc
SOLEShares2.70M
TypeSH
Market value$7.50M
2.75%
Sole
2.70M
Shared
0.00
None
0.00
Destra Multi-Alternative Fd
SOLEShares890.96K
TypeSH
Market value$5.55M
2.04%
Sole
890.96K
Shared
0.00
None
0.00
Nuveen Floating Rate Income
SOLEShares670.46K
TypeSH
Market value$5.51M
2.02%
Sole
670.46K
Shared
0.00
None
0.00
SRH Total Return Fund Inc
SOLEShares396.15K
TypeSH
Market value$5.49M
2.02%
Sole
396.15K
Shared
0.00
None
0.00
Franklin Limited Duration Income Trust
SOLEShares762.01K
TypeSH
Market value$4.74M
1.74%
Sole
762.01K
Shared
0.00
None
0.00
Clearbridge MLP And Midstrm
SOLEShares103.29K
TypeSH
Market value$4.14M
1.52%
Sole
103.29K
Shared
0.00
None
0.00
Royal Caribbean Group
SOLEShares29.86K
TypeSH
Market value$3.87M
1.42%
Sole
29.86K
Shared
0.00
None
0.00
Norwegian Cruise Line Holdings Ltd
SOLEShares186.58K
TypeSH
Market value$3.74M
1.37%
Sole
186.58K
Shared
0.00
None
0.00
New Fortress Energy Inc
SOLEShares93.60K
TypeSH
Market value$3.53M
1.30%
Sole
93.60K
Shared
0.00
None
0.00
Western Asset Mortgage Opp Fund Inc.
SOLEShares310.95K
TypeSH
Market value$3.47M
1.28%
Sole
310.95K
Shared
0.00
None
0.00
Central Securities Corp
SOLEShares90.58K
TypeSH
Market value$3.42M
1.26%
Sole
90.58K
Shared
0.00
None
0.00
Cornerstone Total Rtrn Fd In
SOLEShares481.65K
TypeSH
Market value$3.40M
1.25%
Sole
481.65K
Shared
0.00
None
0.00
Thornburg Incm Builder Opp Tr
SOLEShares210.39K
TypeSH
Market value$3.26M
1.20%
Sole
210.39K
Shared
0.00
None
0.00
Suro Capital Corp
SOLEShares826.75K
TypeSH
Market value$3.26M
1.20%
Sole
826.75K
Shared
0.00
None
0.00
Tortoise Pwr & Energy Infras
SOLEShares227.94K
TypeSH
Market value$3.19M
1.17%
Sole
227.94K
Shared
0.00
None
0.00
Nuveen Dow 30 Dynamic Overwrite Fund
SOLEShares221.73K
TypeSH
Market value$3.10M
1.14%
Sole
221.73K
Shared
0.00
None
0.00
Neuberger Brman Next Genera
SOLEShares275.50K
TypeSH
Market value$3.01M
1.11%
Sole
275.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PIMCO Dynamic Income Strategy FundSOLE | COM SH BEN INT | 1.24M | SH | $25.39M 9.32% | 1.24M | 0.00 | 0.00 |
Highland Floating Rate Opportunities FundSOLE | SHS BEN INT | 3.02M | SH | $23.26M 8.54% | 3.02M | 0.00 | 0.00 |
FS Credit Opportunities CorpSOLE | COM | 3.90M | SH | $22.13M 8.12% | 3.90M | 0.00 | 0.00 |
Saba Capital Income & Opportunities FundSOLE | COM | 1.38M | SH | $10.63M 3.90% | 1.38M | 0.00 | 0.00 |
Nexpoint Diversified Rel EtSOLE | COM | 1.14M | SH | $9.05M 3.32% | 1.14M | 0.00 | 0.00 |
Nuveen Pfd & Income OpportunSOLE | COM | 1.32M | SH | $8.91M 3.27% | 1.32M | 0.00 | 0.00 |
Cornerstone Strategic Value Fund IncSOLE | COM | 1.18M | SH | $8.49M 3.12% | 1.18M | 0.00 | 0.00 |
OFS Credit Company IncSOLE | COM | 1.28M | SH | $8.25M 3.03% | 1.28M | 0.00 | 0.00 |
The Herzfeld Caribbean Basin Fund IncSOLE | COM | 2.70M | SH | $7.50M 2.75% | 2.70M | 0.00 | 0.00 |
Destra Multi-Alternative FdSOLE | COM | 890.96K | SH | $5.55M 2.04% | 890.96K | 0.00 | 0.00 |
Nuveen Floating Rate IncomeSOLE | COM | 670.46K | SH | $5.51M 2.02% | 670.46K | 0.00 | 0.00 |
SRH Total Return Fund IncSOLE | COM | 396.15K | SH | $5.49M 2.02% | 396.15K | 0.00 | 0.00 |
Franklin Limited Duration Income TrustSOLE | COM | 762.01K | SH | $4.74M 1.74% | 762.01K | 0.00 | 0.00 |
Clearbridge MLP And MidstrmSOLE | COM | 103.29K | SH | $4.14M 1.52% | 103.29K | 0.00 | 0.00 |
Royal Caribbean GroupSOLE | COM | 29.86K | SH | $3.87M 1.42% | 29.86K | 0.00 | 0.00 |
Norwegian Cruise Line Holdings LtdSOLE | SHS | 186.58K | SH | $3.74M 1.37% | 186.58K | 0.00 | 0.00 |
New Fortress Energy IncSOLE | CL A | 93.60K | SH | $3.53M 1.30% | 93.60K | 0.00 | 0.00 |
Western Asset Mortgage Opp Fund Inc.SOLE | COM | 310.95K | SH | $3.47M 1.28% | 310.95K | 0.00 | 0.00 |
Central Securities CorpSOLE | COM | 90.58K | SH | $3.42M 1.26% | 90.58K | 0.00 | 0.00 |
Cornerstone Total Rtrn Fd InSOLE | COM | 481.65K | SH | $3.40M 1.25% | 481.65K | 0.00 | 0.00 |
Thornburg Incm Builder Opp TrSOLE | COM | 210.39K | SH | $3.26M 1.20% | 210.39K | 0.00 | 0.00 |
Suro Capital CorpSOLE | COM | 826.75K | SH | $3.26M 1.20% | 826.75K | 0.00 | 0.00 |
Tortoise Pwr & Energy InfrasSOLE | COM | 227.94K | SH | $3.19M 1.17% | 227.94K | 0.00 | 0.00 |
Nuveen Dow 30 Dynamic Overwrite FundSOLE | SHS | 221.73K | SH | $3.10M 1.14% | 221.73K | 0.00 | 0.00 |
Neuberger Brman Next GeneraSOLE | COMMON STOCK | 275.50K | SH | $3.01M 1.11% | 275.50K | 0.00 | 0.00 |
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