Filed: 8/14/2023ACC: 0001398344-23-014848
📋 What this filing means
THOMAS J. HERZFELD ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 327 equity positions with a total reported market value of $230.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
327
Positions
$230.28M
Total AUM (reported)
20.40M
Total Shares
Allocation by class
COM$140.79M61.1%
SHS BEN INT$38.31M16.6%
COM SHS BEN INT$11.40M5.0%
SHS$9.79M4.3%
CL A$5.48M2.4%
COM SHS$3.88M1.7%
COM NEW$3.77M1.6%
Portfolio Concentration
Top 3$58.24M25.3%
4–10$44.89M19.5%
11–25$50.57M22.0%
Rest$76.58M33.3%
Top 3 weight
25.3%
Top 10 weight
44.8%
Voting Authority Distribution
Total shares with voting rights: 20.40M
Sole
Full voting authority
20.40M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole327
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings327
Rows:
Highland Floating Rate Opportunities Fund
SOLEShares2.92M
TypeSH
Market value$26.39M
11.46%
Sole
2.92M
Shared
0.00
None
0.00
Saba Capital Income & Opportunities Fund
SOLEShares2.09M
TypeSH
Market value$16.12M
7.00%
Sole
2.09M
Shared
0.00
None
0.00
Nexpoint Diversified Rel Et
SOLEShares1.26M
TypeSH
Market value$15.73M
6.83%
Sole
1.26M
Shared
0.00
None
0.00
PIMCO Enrgy Tactical Cr Opp
SOLEShares723.29K
TypeSH
Market value$11.40M
4.95%
Sole
723.29K
Shared
0.00
None
0.00
Nuveen Pfd Securities Income Fund
SOLEShares1.17M
TypeSH
Market value$7.47M
3.24%
Sole
1.17M
Shared
0.00
None
0.00
Oxford Lane Cap Corp
SOLEShares1.42M
TypeSH
Market value$6.86M
2.98%
Sole
1.42M
Shared
0.00
None
0.00
Boulder Growth & Income Fund Inc
SOLEShares471.10K
TypeSH
Market value$6.26M
2.72%
Sole
471.10K
Shared
0.00
None
0.00
Franklin Limited Duration Income Trust
SOLEShares745.42K
TypeSH
Market value$4.61M
2.00%
Sole
745.42K
Shared
0.00
None
0.00
Morgan Stanley Emerging Mkts
SOLEShares895.01K
TypeSH
Market value$4.20M
1.82%
Sole
895.01K
Shared
0.00
None
0.00
Vertical Capital Income Fund
SOLEShares465.03K
TypeSH
Market value$4.10M
1.78%
Sole
465.03K
Shared
0.00
None
0.00
Nuveen Short Duration Cr Opp
SOLEShares351.89K
TypeSH
Market value$4.06M
1.76%
Sole
351.89K
Shared
0.00
None
0.00
Thornburg Incm Builder Opp Tr
SOLEShares266.08K
TypeSH
Market value$4.05M
1.76%
Sole
266.08K
Shared
0.00
None
0.00
OFS Credit Company Inc
SOLEShares480.06K
TypeSH
Market value$4.01M
1.74%
Sole
480.06K
Shared
0.00
None
0.00
Tortoise Energy Independence
SOLEShares135.85K
TypeSH
Market value$3.91M
1.70%
Sole
135.85K
Shared
0.00
None
0.00
Aberdeen Std Global Infrastructure
SOLEShares211.87K
TypeSH
Market value$3.77M
1.64%
Sole
211.87K
Shared
0.00
None
0.00
Western Asset Mortgage Opp Fund Inc.
SOLEShares348.55K
TypeSH
Market value$3.69M
1.60%
Sole
348.55K
Shared
0.00
None
0.00
Central Securities Corp
SOLEShares99.09K
TypeSH
Market value$3.62M
1.57%
Sole
99.09K
Shared
0.00
None
0.00
General American Investors Co Inc
SOLEShares82.24K
TypeSH
Market value$3.43M
1.49%
Sole
82.24K
Shared
0.00
None
0.00
The Gabelli Healthcare & Wellness Trust
SOLEShares323.89K
TypeSH
Market value$3.23M
1.40%
Sole
323.89K
Shared
0.00
None
0.00
Destra Multi-Alternative Fd
SOLEShares595.95K
TypeSH
Market value$2.99M
1.30%
Sole
595.95K
Shared
0.00
None
0.00
Clearbridge MLP And Midstrm
SOLEShares80.97K
TypeSH
Market value$2.81M
1.22%
Sole
80.97K
Shared
0.00
None
0.00
MasTec Inc
SOLEShares23.57K
TypeSH
Market value$2.78M
1.21%
Sole
23.57K
Shared
0.00
None
0.00
Nuveen Mortgage and Income Fund
SOLEShares172.38K
TypeSH
Market value$2.78M
1.21%
Sole
172.38K
Shared
0.00
None
0.00
Adams Natural Resources Fund Inc
SOLEShares133.36K
TypeSH
Market value$2.78M
1.21%
Sole
133.36K
Shared
0.00
None
0.00
BlackRock ESG Cap Allc Tr
SOLEShares170.80K
TypeSH
Market value$2.67M
1.16%
Sole
170.80K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Highland Floating Rate Opportunities FundSOLE | SHS BEN INT | 2.92M | SH | $26.39M 11.46% | 2.92M | 0.00 | 0.00 |
Saba Capital Income & Opportunities FundSOLE | COM | 2.09M | SH | $16.12M 7.00% | 2.09M | 0.00 | 0.00 |
Nexpoint Diversified Rel EtSOLE | COM | 1.26M | SH | $15.73M 6.83% | 1.26M | 0.00 | 0.00 |
PIMCO Enrgy Tactical Cr OppSOLE | COM SHS BEN INT | 723.29K | SH | $11.40M 4.95% | 723.29K | 0.00 | 0.00 |
Nuveen Pfd Securities Income FundSOLE | COM | 1.17M | SH | $7.47M 3.24% | 1.17M | 0.00 | 0.00 |
Oxford Lane Cap CorpSOLE | COM | 1.42M | SH | $6.86M 2.98% | 1.42M | 0.00 | 0.00 |
Boulder Growth & Income Fund IncSOLE | COM | 471.10K | SH | $6.26M 2.72% | 471.10K | 0.00 | 0.00 |
Franklin Limited Duration Income TrustSOLE | COM | 745.42K | SH | $4.61M 2.00% | 745.42K | 0.00 | 0.00 |
Morgan Stanley Emerging MktsSOLE | COM | 895.01K | SH | $4.20M 1.82% | 895.01K | 0.00 | 0.00 |
Vertical Capital Income FundSOLE | SHS BEN INT | 465.03K | SH | $4.10M 1.78% | 465.03K | 0.00 | 0.00 |
Nuveen Short Duration Cr OppSOLE | COM | 351.89K | SH | $4.06M 1.76% | 351.89K | 0.00 | 0.00 |
Thornburg Incm Builder Opp TrSOLE | COM | 266.08K | SH | $4.05M 1.76% | 266.08K | 0.00 | 0.00 |
OFS Credit Company IncSOLE | COM | 480.06K | SH | $4.01M 1.74% | 480.06K | 0.00 | 0.00 |
Tortoise Energy IndependenceSOLE | COM | 135.85K | SH | $3.91M 1.70% | 135.85K | 0.00 | 0.00 |
Aberdeen Std Global InfrastructureSOLE | SHS BEN INT | 211.87K | SH | $3.77M 1.64% | 211.87K | 0.00 | 0.00 |
Western Asset Mortgage Opp Fund Inc.SOLE | COM | 348.55K | SH | $3.69M 1.60% | 348.55K | 0.00 | 0.00 |
Central Securities CorpSOLE | COM | 99.09K | SH | $3.62M 1.57% | 99.09K | 0.00 | 0.00 |
General American Investors Co IncSOLE | COM | 82.24K | SH | $3.43M 1.49% | 82.24K | 0.00 | 0.00 |
The Gabelli Healthcare & Wellness TrustSOLE | SHS | 323.89K | SH | $3.23M 1.40% | 323.89K | 0.00 | 0.00 |
Destra Multi-Alternative FdSOLE | COM | 595.95K | SH | $2.99M 1.30% | 595.95K | 0.00 | 0.00 |
Clearbridge MLP And MidstrmSOLE | COM | 80.97K | SH | $2.81M 1.22% | 80.97K | 0.00 | 0.00 |
MasTec IncSOLE | COM | 23.57K | SH | $2.78M 1.21% | 23.57K | 0.00 | 0.00 |
Nuveen Mortgage and Income FundSOLE | COM | 172.38K | SH | $2.78M 1.21% | 172.38K | 0.00 | 0.00 |
Adams Natural Resources Fund IncSOLE | COM | 133.36K | SH | $2.78M 1.21% | 133.36K | 0.00 | 0.00 |
BlackRock ESG Cap Allc TrSOLE | SHS BEN INT | 170.80K | SH | $2.67M 1.16% | 170.80K | 0.00 | 0.00 |
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