Filed: 11/14/2022ACC: 0001398344-22-022049
📋 What this filing means
THOMAS J. HERZFELD ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 308 equity positions with a total reported market value of $234.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
308
Positions
$234.5K
Total AUM (reported)
15M
Total Shares
Allocation by class
COM$105.7K45.1%
SHS BEN INT$35.3K15.0%
FLOATING RAT TREA$33.9K14.5%
CORE US AGGBD ET$13.8K5.9%
COM SHS BEN INT$10.3K4.4%
SHRT HIGH YIELD$9.0K3.8%
CL A$5.6K2.4%
Portfolio Concentration
Top 3$76.5K32.6%
4–10$57.2K24.4%
11–25$45.7K19.5%
Rest$55.1K23.5%
Top 3 weight
32.6%
Top 10 weight
57.0%
Voting Authority Distribution
Total shares with voting rights: 15M
Sole
Full voting authority
15M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole308
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings308
Rows:
Wisdomtree Tr
SOLEShares674.50K
TypeSH
Market value$33.9K
14.46%
Sole
674.50K
Shared
0.00
None
0.00
Highland Floating Rate Opportunities Fund
SOLEShares2.40M
TypeSH
Market value$23.3K
9.93%
Sole
2.40M
Shared
0.00
None
0.00
Nexpoint Diversified Rel Et
SOLEShares1.54M
TypeSH
Market value$19.3K
8.24%
Sole
1.54M
Shared
0.00
None
0.00
iShares Tr
SOLEShares143.37K
TypeSH
Market value$13.8K
5.89%
Sole
143.37K
Shared
0.00
None
0.00
PIMCO Enrgy Tactical Cr Opp
SOLEShares761.10K
TypeSH
Market value$10.3K
4.39%
Sole
761.10K
Shared
0.00
None
0.00
Saba Capital Income & Opportunities Fund
SOLEShares1.25M
TypeSH
Market value$9.9K
4.23%
Sole
1.25M
Shared
0.00
None
0.00
ProShares TR
SOLEShares448.20K
TypeSH
Market value$9.0K
3.83%
Sole
448.20K
Shared
0.00
None
0.00
Boulder Growth & Income Fund Inc
SOLEShares468.20K
TypeSH
Market value$5.1K
2.17%
Sole
468.20K
Shared
0.00
None
0.00
Tortoise Energy Independence
SOLEShares178.49K
TypeSH
Market value$5.1K
2.15%
Sole
178.49K
Shared
0.00
None
0.00
Vertical Capital Income Fund
SOLEShares449.64K
TypeSH
Market value$4.0K
1.71%
Sole
449.64K
Shared
0.00
None
0.00
Clearbridge MLP And Midstrm
SOLEShares133.07K
TypeSH
Market value$4.0K
1.69%
Sole
133.07K
Shared
0.00
None
0.00
BlackRock Cap Allocation Tr
SOLEShares279.36K
TypeSH
Market value$3.8K
1.62%
Sole
279.36K
Shared
0.00
None
0.00
Adams Natural Resources Fund Inc
SOLEShares181.94K
TypeSH
Market value$3.5K
1.51%
Sole
181.94K
Shared
0.00
None
0.00
Central Securities Corp
SOLEShares104.71K
TypeSH
Market value$3.5K
1.51%
Sole
104.71K
Shared
0.00
None
0.00
BlackRock ESG Cap Allc Tr
SOLEShares270.58K
TypeSH
Market value$3.5K
1.48%
Sole
270.58K
Shared
0.00
None
0.00
High Income Secs Fd Shs
SOLEShares436.73K
TypeSH
Market value$3.0K
1.28%
Sole
436.73K
Shared
0.00
None
0.00
Nuveen Short Duration Cr Opp
SOLEShares254.01K
TypeSH
Market value$3.0K
1.28%
Sole
254.01K
Shared
0.00
None
0.00
Cornerstone Strategic Value Fund Inc
SOLEShares349.30K
TypeSH
Market value$3.0K
1.28%
Sole
349.30K
Shared
0.00
None
0.00
Angel Oak Final Strategies Incm Trm Trst
SOLEShares219.17K
TypeSH
Market value$2.9K
1.25%
Sole
219.17K
Shared
0.00
None
0.00
Apollo Tactical Income Fund Inc
SOLEShares245.25K
TypeSH
Market value$2.9K
1.23%
Sole
245.25K
Shared
0.00
None
0.00
New Fortress Energy Inc
SOLEShares63.60K
TypeSH
Market value$2.8K
1.19%
Sole
63.60K
Shared
0.00
None
0.00
Nuveen Mutli Asset Income Fund
SOLEShares246.30K
TypeSH
Market value$2.6K
1.11%
Sole
246.30K
Shared
0.00
None
0.00
General American Investors Co Inc
SOLEShares72.77K
TypeSH
Market value$2.5K
1.05%
Sole
72.77K
Shared
0.00
None
0.00
Clearbridge MLP and Midstrm
SOLEShares91.25K
TypeSH
Market value$2.4K
1.02%
Sole
91.25K
Shared
0.00
None
0.00
Nuveen Real Asset Income and Growth Fund
SOLEShares204.32K
TypeSH
Market value$2.3K
0.97%
Sole
204.32K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Wisdomtree TrSOLE | Floating Rat Trea | 674.50K | SH | $33.9K 14.46% | 674.50K | 0.00 | 0.00 |
Highland Floating Rate Opportunities FundSOLE | SHS BEN INT | 2.40M | SH | $23.3K 9.93% | 2.40M | 0.00 | 0.00 |
Nexpoint Diversified Rel EtSOLE | COM | 1.54M | SH | $19.3K 8.24% | 1.54M | 0.00 | 0.00 |
iShares TrSOLE | Core US Aggbd ET | 143.37K | SH | $13.8K 5.89% | 143.37K | 0.00 | 0.00 |
PIMCO Enrgy Tactical Cr OppSOLE | COM SHS BEN INT | 761.10K | SH | $10.3K 4.39% | 761.10K | 0.00 | 0.00 |
Saba Capital Income & Opportunities FundSOLE | COM | 1.25M | SH | $9.9K 4.23% | 1.25M | 0.00 | 0.00 |
ProShares TRSOLE | Shrt High Yield | 448.20K | SH | $9.0K 3.83% | 448.20K | 0.00 | 0.00 |
Boulder Growth & Income Fund IncSOLE | COM | 468.20K | SH | $5.1K 2.17% | 468.20K | 0.00 | 0.00 |
Tortoise Energy IndependenceSOLE | COM | 178.49K | SH | $5.1K 2.15% | 178.49K | 0.00 | 0.00 |
Vertical Capital Income FundSOLE | SHS BEN INT | 449.64K | SH | $4.0K 1.71% | 449.64K | 0.00 | 0.00 |
Clearbridge MLP And MidstrmSOLE | COM | 133.07K | SH | $4.0K 1.69% | 133.07K | 0.00 | 0.00 |
BlackRock Cap Allocation TrSOLE | COM | 279.36K | SH | $3.8K 1.62% | 279.36K | 0.00 | 0.00 |
Adams Natural Resources Fund IncSOLE | COM | 181.94K | SH | $3.5K 1.51% | 181.94K | 0.00 | 0.00 |
Central Securities CorpSOLE | COM | 104.71K | SH | $3.5K 1.51% | 104.71K | 0.00 | 0.00 |
BlackRock ESG Cap Allc TrSOLE | SHS BEN INT | 270.58K | SH | $3.5K 1.48% | 270.58K | 0.00 | 0.00 |
High Income Secs Fd ShsSOLE | Shs Ben Int | 436.73K | SH | $3.0K 1.28% | 436.73K | 0.00 | 0.00 |
Nuveen Short Duration Cr OppSOLE | COM | 254.01K | SH | $3.0K 1.28% | 254.01K | 0.00 | 0.00 |
Cornerstone Strategic Value Fund IncSOLE | COM | 349.30K | SH | $3.0K 1.28% | 349.30K | 0.00 | 0.00 |
Angel Oak Final Strategies Incm Trm TrstSOLE | COM BEN INT | 219.17K | SH | $2.9K 1.25% | 219.17K | 0.00 | 0.00 |
Apollo Tactical Income Fund IncSOLE | COM | 245.25K | SH | $2.9K 1.23% | 245.25K | 0.00 | 0.00 |
New Fortress Energy IncSOLE | CL A | 63.60K | SH | $2.8K 1.19% | 63.60K | 0.00 | 0.00 |
Nuveen Mutli Asset Income FundSOLE | COM | 246.30K | SH | $2.6K 1.11% | 246.30K | 0.00 | 0.00 |
General American Investors Co IncSOLE | COM | 72.77K | SH | $2.5K 1.05% | 72.77K | 0.00 | 0.00 |
Clearbridge MLP and MidstrmSOLE | COM | 91.25K | SH | $2.4K 1.02% | 91.25K | 0.00 | 0.00 |
Nuveen Real Asset Income and Growth FundSOLE | COM | 204.32K | SH | $2.3K 0.97% | 204.32K | 0.00 | 0.00 |
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