SYNERGY INVESTMENT MANAGEMENT, LLC

PrivateCIK: 2053786

Location

ALTAMONTE SPRINGS, FL

1236

Positions

$305.75M

Total AUM (reported)

4.70M

Total Shares

Allocation by class

MF CLOSED AND MF OPEN$258.16M84.4%

COMMON STOCK$28.44M9.3%

STATE STREET SPD$2.49M0.8%

MAIN SECTR ROTN$2.37M0.8%

S&P 500 ETF SHS$1.68M0.5%

COM$1.47M0.5%

CORE S&P500 ETF$1.12M0.4%

Portfolio Concentration

Top 3$57.54M18.8%

4–10$66.66M21.8%

11–25$61.91M20.2%

Rest$119.64M39.1%

Top 3 weight

18.8%

Top 10 weight

40.6%

Voting Authority Distribution

Total shares with voting rights: 4.70M

Sole

Full voting authority

351.48K

% of voting shares7.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.35M

% of voting shares92.5%

Investment Discretion (by position count)

Sole1236

Shared0

Other0

Dominant voting typeNone · 92.5% of voting shares

Institutional Holdings1236

Rows:

ISHARES CORE

SOLE

MF Closed and MF Open

Shares32.98K

TypeSH

Market value$21.54M

7.05%

Sole

5.66K

Shared

0.00

None

27.32K

VANGUARD S&P

SOLE

MF Closed and MF Open

Shares35.18K

TypeSH

Market value$21.02M

6.88%

Sole

0.00

Shared

0.00

None

35.18K

VANGUARD GROWTH

SOLE

MF Closed and MF Open

Shares34.28K

TypeSH

Market value$14.97M

4.90%

Sole

185.00

Shared

0.00

None

34.09K

ISHARES U S

SOLE

MF Closed and MF Open

Shares207.87K

TypeSH

Market value$12.09M

3.96%

Sole

23.99K

Shared

0.00

None

183.88K

STATE STREET

SOLE

MF Closed and MF Open

Shares208.81K

TypeSH

Market value$11.81M

3.86%

Sole

19.98K

Shared

0.00

None

188.84K

STATE STREET

SOLE

MF Closed and MF Open

Shares118.16K

TypeSH

Market value$11.57M

3.78%

Sole

7.68K

Shared

0.00

None

110.48K

STATE STREET

SOLE

MF Closed and MF Open

Shares311.25K

TypeSH

Market value$8.92M

2.92%

Sole

24.79K

Shared

0.00

None

286.46K

ISHARES CORE

SOLE

MF Closed and MF Open

Shares119.82K

TypeSH

Market value$8.36M

2.73%

Sole

12.82K

Shared

0.00

None

106.99K

INVESCO S&P

SOLE

MF Closed and MF Open

Shares98.97K

TypeSH

Market value$7.44M

2.43%

Sole

9.01K

Shared

0.00

None

89.96K

CAPITAL GROUP

SOLE

MF Closed and MF Open

Shares152.02K

TypeSH

Market value$6.47M

2.12%

Sole

5.44K

Shared

0.00

None

146.58K

ISHARES A I

SOLE

MF Closed and MF Open

Shares180.23K

TypeSH

Market value$5.94M

1.94%

Sole

19.75K

Shared

0.00

None

160.48K

STATE STREET

SOLE

MF Closed and MF Open

Shares169.70K

TypeSH

Market value$4.95M

1.62%

Sole

53.00

Shared

0.00

None

169.64K

INVESCO S&P

SOLE

MF Closed and MF Open

Shares42.26K

TypeSH

Market value$4.74M

1.55%

Sole

3.43K

Shared

0.00

None

38.83K

FIRST TRUST

SOLE

MF Closed and MF Open

Shares181.53K

TypeSH

Market value$4.50M

1.47%

Sole

11.74K

Shared

0.00

None

169.78K

GLOBAL X

SOLE

MF Closed and MF Open

Shares88.73K

TypeSH

Market value$4.29M

1.40%

Sole

26.00

Shared

0.00

None

88.70K

ISHARES U S

SOLE

MF Closed and MF Open

Shares118.31K

TypeSH

Market value$4.29M

1.40%

Sole

9.26K

Shared

0.00

None

109.06K

GLOBAL X

SOLE

MF Closed and MF Open

Shares59.40K

TypeSH

Market value$4.21M

1.38%

Sole

5.86K

Shared

0.00

None

53.54K

ISHARES CORE

SOLE

MF Closed and MF Open

Shares83.53K

TypeSH

Market value$4.18M

1.37%

Sole

5.47K

Shared

0.00

None

78.06K

FIRST TRUST

SOLE

MF Closed and MF Open

Shares26.20K

TypeSH

Market value$4.16M

1.36%

Sole

8.00

Shared

0.00

None

26.20K

FIRST TRUST

SOLE

MF Closed and MF Open

Shares198.73K

TypeSH

Market value$3.78M

1.23%

Sole

61.00

Shared

0.00

None

198.67K

ISHARES FLEXIBLE

SOLE

MF Closed and MF Open

Shares70.89K

TypeSH

Market value$3.68M

1.20%

Sole

4.09K

Shared

0.00

None

66.79K

STATE STREET

SOLE

MF Closed and MF Open

Shares47.69K

TypeSH

Market value$3.65M

1.19%

Sole

345.00

Shared

0.00

None

47.35K

INVESCO NATIONAL

SOLE

MF Closed and MF Open

Shares142.69K

TypeSH

Market value$3.28M

1.07%

Sole

26.67K

Shared

0.00

None

116.02K

ISHARES GOLD

SOLE

Common Stock

Shares35.66K

TypeSH

Market value$3.14M

1.03%

Sole

3.58K

Shared

0.00

None

32.09K

VANGUARD TOTAL

SOLE

MF Closed and MF Open

Shares9.76K

TypeSH

Market value$3.13M

1.02%

Sole

109.00

Shared

0.00

None

9.65K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES CORESOLE	MF Closed and MF Open	32.98K	SH	$21.54M 7.05%	5.66K	27.32K
VANGUARD S&PSOLE	MF Closed and MF Open	35.18K	SH	$21.02M 6.88%	0.00	35.18K
VANGUARD GROWTHSOLE	MF Closed and MF Open	34.28K	SH	$14.97M 4.90%	185.00	34.09K
ISHARES U SSOLE	MF Closed and MF Open	207.87K	SH	$12.09M 3.96%	23.99K	183.88K
STATE STREETSOLE	MF Closed and MF Open	208.81K	SH	$11.81M 3.86%	19.98K	188.84K
STATE STREETSOLE	MF Closed and MF Open	118.16K	SH	$11.57M 3.78%	7.68K	110.48K
STATE STREETSOLE	MF Closed and MF Open	311.25K	SH	$8.92M 2.92%	24.79K	286.46K
ISHARES CORESOLE	MF Closed and MF Open	119.82K	SH	$8.36M 2.73%	12.82K	106.99K
INVESCO S&PSOLE	MF Closed and MF Open	98.97K	SH	$7.44M 2.43%	9.01K	89.96K
CAPITAL GROUPSOLE	MF Closed and MF Open	152.02K	SH	$6.47M 2.12%	5.44K	146.58K
ISHARES A ISOLE	MF Closed and MF Open	180.23K	SH	$5.94M 1.94%	19.75K	160.48K
STATE STREETSOLE	MF Closed and MF Open	169.70K	SH	$4.95M 1.62%	53.00	169.64K
INVESCO S&PSOLE	MF Closed and MF Open	42.26K	SH	$4.74M 1.55%	3.43K	38.83K
FIRST TRUSTSOLE	MF Closed and MF Open	181.53K	SH	$4.50M 1.47%	11.74K	169.78K
GLOBAL XSOLE	MF Closed and MF Open	88.73K	SH	$4.29M 1.40%	26.00	88.70K
ISHARES U SSOLE	MF Closed and MF Open	118.31K	SH	$4.29M 1.40%	9.26K	109.06K
GLOBAL XSOLE	MF Closed and MF Open	59.40K	SH	$4.21M 1.38%	5.86K	53.54K
ISHARES CORESOLE	MF Closed and MF Open	83.53K	SH	$4.18M 1.37%	5.47K	78.06K
FIRST TRUSTSOLE	MF Closed and MF Open	26.20K	SH	$4.16M 1.36%	8.00	26.20K
FIRST TRUSTSOLE	MF Closed and MF Open	198.73K	SH	$3.78M 1.23%	61.00	198.67K
ISHARES FLEXIBLESOLE	MF Closed and MF Open	70.89K	SH	$3.68M 1.20%	4.09K	66.79K
STATE STREETSOLE	MF Closed and MF Open	47.69K	SH	$3.65M 1.19%	345.00	47.35K
INVESCO NATIONALSOLE	MF Closed and MF Open	142.69K	SH	$3.28M 1.07%	26.67K	116.02K
ISHARES GOLDSOLE	Common Stock	35.66K	SH	$3.14M 1.03%	3.58K	32.09K
VANGUARD TOTALSOLE	MF Closed and MF Open	9.76K	SH	$3.13M 1.02%	109.00	9.65K

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