SYMPHONY FINANCIAL SERVICES, INC.

PrivateCIK: 2031979
Location

AKRON, OH

99
Positions
$194.79M
Total AUM (reported)
3.25M
Total Shares

Allocation by class

TOTAL AUM$194.79M99 positions
MF CLOSED AND MF OPEN$152.22M78.1%
COMMON STOCK$40.64M20.9%
OIL & GAS, REAL ESTATE AND REIT$1.92M1.0%
RIGHTS AND BEARER WARRANTS; WARRANTS (EXCEPT BEARER)$223.000.0%

Portfolio Concentration

Top 327.1%4–1028.5%11–2524.2%Rest20.2%TOP 1055.6%0%100%
Top 3$52.83M27.1%
4–10$55.44M28.5%
11–25$47.09M24.2%
Rest$39.43M20.2%

Top 3 weight

27.1%

Top 10 weight

55.6%

Voting Authority Distribution

Total shares with voting rights: 3.25M

Sole

Full voting authority

3.25M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole99
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings99
Rows:

PIMCO ENHANCED

SOLE
MF Closed and MF Open
Shares787.44K
TypeSH
Market value$20.63M
10.59%
Sole
787.44K
Shared
0.00
None
0.00

FIRST TRUST

SOLE
MF Closed and MF Open
Shares491.56K
TypeSH
Market value$16.60M
8.52%
Sole
491.56K
Shared
0.00
None
0.00

PRINCIPAL US

SOLE
MF Closed and MF Open
Shares242.62K
TypeSH
Market value$15.60M
8.01%
Sole
242.62K
Shared
0.00
None
0.00

GLOBAL X

SOLE
MF Closed and MF Open
Shares208.66K
TypeSH
Market value$10.60M
5.44%
Sole
208.66K
Shared
0.00
None
0.00

FIRST TRUST

SOLE
MF Closed and MF Open
Shares91.06K
TypeSH
Market value$10.09M
5.18%
Sole
91.06K
Shared
0.00
None
0.00

FIRST TRUST

SOLE
MF Closed and MF Open
Shares196.03K
TypeSH
Market value$9.55M
4.90%
Sole
196.03K
Shared
0.00
None
0.00

JANUS HENDERSON

SOLE
MF Closed and MF Open
Shares168.06K
TypeSH
Market value$7.59M
3.90%
Sole
168.06K
Shared
0.00
None
0.00

APPLE INC

SOLE
Common Stock
Shares28.10K
TypeSH
Market value$7.13M
3.66%
Sole
28.10K
Shared
0.00
None
0.00

ISHARES RUSSELL

SOLE
MF Closed and MF Open
Shares21.77K
TypeSH
Market value$5.42M
2.78%
Sole
21.77K
Shared
0.00
None
0.00

NVIDIA CORP

SOLE
Common Stock
Shares29.01K
TypeSH
Market value$5.06M
2.60%
Sole
29.01K
Shared
0.00
None
0.00

INVESCO S&P

SOLE
MF Closed and MF Open
Shares32.88K
TypeSH
Market value$4.77M
2.45%
Sole
32.88K
Shared
0.00
None
0.00

JANUS DETROIT

SOLE
MF Closed and MF Open
Shares54.72K
TypeSH
Market value$4.34M
2.23%
Sole
54.72K
Shared
0.00
None
0.00

ISHARES CORE

SOLE
MF Closed and MF Open
Shares29.43K
TypeSH
Market value$4.19M
2.15%
Sole
29.43K
Shared
0.00
None
0.00

PACER US

SOLE
MF Closed and MF Open
Shares61.35K
TypeSH
Market value$3.84M
1.97%
Sole
61.35K
Shared
0.00
None
0.00

VISA INC

SOLE
Common Stock
Shares10.47K
TypeSH
Market value$3.17M
1.63%
Sole
10.47K
Shared
0.00
None
0.00

VANECK SEMICONDUCTOR

SOLE
MF Closed and MF Open
Shares7.96K
TypeSH
Market value$3.05M
1.57%
Sole
7.96K
Shared
0.00
None
0.00

MICROSOFT CORP

SOLE
Common Stock
Shares8.16K
TypeSH
Market value$3.02M
1.55%
Sole
8.16K
Shared
0.00
None
0.00

JANUS HENDERSON

SOLE
MF Closed and MF Open
Shares58.21K
TypeSH
Market value$2.93M
1.51%
Sole
58.21K
Shared
0.00
None
0.00

VANGUARD INFORMATION

SOLE
MF Closed and MF Open
Shares4.18K
TypeSH
Market value$2.92M
1.50%
Sole
4.18K
Shared
0.00
None
0.00

INVESCO QQQ

SOLE
MF Closed and MF Open
Shares4.79K
TypeSH
Market value$2.77M
1.42%
Sole
4.79K
Shared
0.00
None
0.00

AMAZON COM

SOLE
Common Stock
Shares12.42K
TypeSH
Market value$2.59M
1.33%
Sole
12.42K
Shared
0.00
None
0.00

JPMORGAN U S

SOLE
MF Closed and MF Open
Shares31.83K
TypeSH
Market value$2.53M
1.30%
Sole
31.83K
Shared
0.00
None
0.00

WISDOMTREE US

SOLE
MF Closed and MF Open
Shares28.72K
TypeSH
Market value$2.52M
1.30%
Sole
28.72K
Shared
0.00
None
0.00

ISHARES MSCI

SOLE
MF Closed and MF Open
Shares24.77K
TypeSH
Market value$2.30M
1.18%
Sole
24.77K
Shared
0.00
None
0.00

ISHARES RUSSELL

SOLE
MF Closed and MF Open
Shares5.05K
TypeSH
Market value$2.15M
1.11%
Sole
5.05K
Shared
0.00
None
0.00
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