Filed: 5/7/2026ACC: 0002031979-26-000002
📋 What this filing means
SYMPHONY FINANCIAL SERVICES, INC. filed this quarterly 13F‑HR report disclosing 99 equity positions with a total reported market value of $194.79M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
99
Positions
$194.79M
Total AUM (reported)
3.25M
Total Shares
Allocation by class
MF CLOSED AND MF OPEN$152.22M78.1%
COMMON STOCK$40.64M20.9%
OIL & GAS, REAL ESTATE AND REIT$1.92M1.0%
RIGHTS AND BEARER WARRANTS; WARRANTS (EXCEPT BEARER)$223.000.0%
Portfolio Concentration
Top 3$52.83M27.1%
4–10$55.44M28.5%
11–25$47.09M24.2%
Rest$39.43M20.2%
Top 3 weight
27.1%
Top 10 weight
55.6%
Voting Authority Distribution
Total shares with voting rights: 3.25M
Sole
Full voting authority
3.25M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole99
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings99
Rows:
PIMCO ENHANCED
SOLEShares787.44K
TypeSH
Market value$20.63M
10.59%
Sole
787.44K
Shared
0.00
None
0.00
FIRST TRUST
SOLEShares491.56K
TypeSH
Market value$16.60M
8.52%
Sole
491.56K
Shared
0.00
None
0.00
PRINCIPAL US
SOLEShares242.62K
TypeSH
Market value$15.60M
8.01%
Sole
242.62K
Shared
0.00
None
0.00
GLOBAL X
SOLEShares208.66K
TypeSH
Market value$10.60M
5.44%
Sole
208.66K
Shared
0.00
None
0.00
FIRST TRUST
SOLEShares91.06K
TypeSH
Market value$10.09M
5.18%
Sole
91.06K
Shared
0.00
None
0.00
FIRST TRUST
SOLEShares196.03K
TypeSH
Market value$9.55M
4.90%
Sole
196.03K
Shared
0.00
None
0.00
JANUS HENDERSON
SOLEShares168.06K
TypeSH
Market value$7.59M
3.90%
Sole
168.06K
Shared
0.00
None
0.00
APPLE INC
SOLEShares28.10K
TypeSH
Market value$7.13M
3.66%
Sole
28.10K
Shared
0.00
None
0.00
ISHARES RUSSELL
SOLEShares21.77K
TypeSH
Market value$5.42M
2.78%
Sole
21.77K
Shared
0.00
None
0.00
NVIDIA CORP
SOLEShares29.01K
TypeSH
Market value$5.06M
2.60%
Sole
29.01K
Shared
0.00
None
0.00
INVESCO S&P
SOLEShares32.88K
TypeSH
Market value$4.77M
2.45%
Sole
32.88K
Shared
0.00
None
0.00
JANUS DETROIT
SOLEShares54.72K
TypeSH
Market value$4.34M
2.23%
Sole
54.72K
Shared
0.00
None
0.00
ISHARES CORE
SOLEShares29.43K
TypeSH
Market value$4.19M
2.15%
Sole
29.43K
Shared
0.00
None
0.00
PACER US
SOLEShares61.35K
TypeSH
Market value$3.84M
1.97%
Sole
61.35K
Shared
0.00
None
0.00
VISA INC
SOLEShares10.47K
TypeSH
Market value$3.17M
1.63%
Sole
10.47K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR
SOLEShares7.96K
TypeSH
Market value$3.05M
1.57%
Sole
7.96K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares8.16K
TypeSH
Market value$3.02M
1.55%
Sole
8.16K
Shared
0.00
None
0.00
JANUS HENDERSON
SOLEShares58.21K
TypeSH
Market value$2.93M
1.51%
Sole
58.21K
Shared
0.00
None
0.00
VANGUARD INFORMATION
SOLEShares4.18K
TypeSH
Market value$2.92M
1.50%
Sole
4.18K
Shared
0.00
None
0.00
INVESCO QQQ
SOLEShares4.79K
TypeSH
Market value$2.77M
1.42%
Sole
4.79K
Shared
0.00
None
0.00
AMAZON COM
SOLEShares12.42K
TypeSH
Market value$2.59M
1.33%
Sole
12.42K
Shared
0.00
None
0.00
JPMORGAN U S
SOLEShares31.83K
TypeSH
Market value$2.53M
1.30%
Sole
31.83K
Shared
0.00
None
0.00
WISDOMTREE US
SOLEShares28.72K
TypeSH
Market value$2.52M
1.30%
Sole
28.72K
Shared
0.00
None
0.00
ISHARES MSCI
SOLEShares24.77K
TypeSH
Market value$2.30M
1.18%
Sole
24.77K
Shared
0.00
None
0.00
ISHARES RUSSELL
SOLEShares5.05K
TypeSH
Market value$2.15M
1.11%
Sole
5.05K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PIMCO ENHANCEDSOLE | MF Closed and MF Open | 787.44K | SH | $20.63M 10.59% | 787.44K | 0.00 | 0.00 |
FIRST TRUSTSOLE | MF Closed and MF Open | 491.56K | SH | $16.60M 8.52% | 491.56K | 0.00 | 0.00 |
PRINCIPAL USSOLE | MF Closed and MF Open | 242.62K | SH | $15.60M 8.01% | 242.62K | 0.00 | 0.00 |
GLOBAL XSOLE | MF Closed and MF Open | 208.66K | SH | $10.60M 5.44% | 208.66K | 0.00 | 0.00 |
FIRST TRUSTSOLE | MF Closed and MF Open | 91.06K | SH | $10.09M 5.18% | 91.06K | 0.00 | 0.00 |
FIRST TRUSTSOLE | MF Closed and MF Open | 196.03K | SH | $9.55M 4.90% | 196.03K | 0.00 | 0.00 |
JANUS HENDERSONSOLE | MF Closed and MF Open | 168.06K | SH | $7.59M 3.90% | 168.06K | 0.00 | 0.00 |
APPLE INCSOLE | Common Stock | 28.10K | SH | $7.13M 3.66% | 28.10K | 0.00 | 0.00 |
ISHARES RUSSELLSOLE | MF Closed and MF Open | 21.77K | SH | $5.42M 2.78% | 21.77K | 0.00 | 0.00 |
NVIDIA CORPSOLE | Common Stock | 29.01K | SH | $5.06M 2.60% | 29.01K | 0.00 | 0.00 |
INVESCO S&PSOLE | MF Closed and MF Open | 32.88K | SH | $4.77M 2.45% | 32.88K | 0.00 | 0.00 |
JANUS DETROITSOLE | MF Closed and MF Open | 54.72K | SH | $4.34M 2.23% | 54.72K | 0.00 | 0.00 |
ISHARES CORESOLE | MF Closed and MF Open | 29.43K | SH | $4.19M 2.15% | 29.43K | 0.00 | 0.00 |
PACER USSOLE | MF Closed and MF Open | 61.35K | SH | $3.84M 1.97% | 61.35K | 0.00 | 0.00 |
VISA INCSOLE | Common Stock | 10.47K | SH | $3.17M 1.63% | 10.47K | 0.00 | 0.00 |
VANECK SEMICONDUCTORSOLE | MF Closed and MF Open | 7.96K | SH | $3.05M 1.57% | 7.96K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | Common Stock | 8.16K | SH | $3.02M 1.55% | 8.16K | 0.00 | 0.00 |
JANUS HENDERSONSOLE | MF Closed and MF Open | 58.21K | SH | $2.93M 1.51% | 58.21K | 0.00 | 0.00 |
VANGUARD INFORMATIONSOLE | MF Closed and MF Open | 4.18K | SH | $2.92M 1.50% | 4.18K | 0.00 | 0.00 |
INVESCO QQQSOLE | MF Closed and MF Open | 4.79K | SH | $2.77M 1.42% | 4.79K | 0.00 | 0.00 |
AMAZON COMSOLE | Common Stock | 12.42K | SH | $2.59M 1.33% | 12.42K | 0.00 | 0.00 |
JPMORGAN U SSOLE | MF Closed and MF Open | 31.83K | SH | $2.53M 1.30% | 31.83K | 0.00 | 0.00 |
WISDOMTREE USSOLE | MF Closed and MF Open | 28.72K | SH | $2.52M 1.30% | 28.72K | 0.00 | 0.00 |
ISHARES MSCISOLE | MF Closed and MF Open | 24.77K | SH | $2.30M 1.18% | 24.77K | 0.00 | 0.00 |
ISHARES RUSSELLSOLE | MF Closed and MF Open | 5.05K | SH | $2.15M 1.11% | 5.05K | 0.00 | 0.00 |
Page 1 of 4