SWAN GLOBAL INVESTMENTS, LLC

PrivateCIK: 1591505

Location

DURANGO, CO

Positions

$3.00B

Total AUM (reported)

26.14M

Total Shares

Allocation by class

SPY PUT$1.11B37.0%

SPY$647.34M21.6%

IVV$396.23M13.2%

PSMO$81.01M2.7%

PSMD$75.42M2.5%

XLK$74.34M2.5%

PSMJ$71.25M2.4%

Portfolio Concentration

Top 3$2.15B71.8%

4–10$461.38M15.4%

11–25$331.83M11.1%

Rest$51.10M1.7%

Top 3 weight

71.8%

Top 10 weight

87.2%

Voting Authority Distribution

Total shares with voting rights: 26.14M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

26.14M

% of voting shares100.0%

Investment Discretion (by position count)

Sole77

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings77

Rows:

SPDR S&P 500 ETF TR

SOLE

SPY Put

Shares1.84M

TypeSH

Market value$1.11B

36.97%

Sole

0.00

Shared

0.00

None

1.84M

SPDR S&P 500 ETF TR

SOLE

SPY

Shares995.39K

TypeSH

Market value$647.34M

21.61%

Sole

0.00

Shared

0.00

None

995.39K

ISHARES TR

SOLE

IVV

Shares606.59K

TypeSH

Market value$396.23M

13.23%

Sole

0.00

Shared

0.00

None

606.59K

PACER FDS TR

SOLE

PSMO

Shares2.68M

TypeSH

Market value$81.01M

2.70%

Sole

0.00

Shared

0.00

None

2.68M

PACER FDS TR

SOLE

PSMD

Shares2.37M

TypeSH

Market value$75.42M

2.52%

Sole

0.00

Shared

0.00

None

2.37M

SELECT SECTOR SPDR TR

SOLE

XLK

Shares559.39K

TypeSH

Market value$74.34M

2.48%

Sole

0.00

Shared

0.00

None

559.39K

PACER FDS TR

SOLE

PSMJ

Shares2.24M

TypeSH

Market value$71.25M

2.38%

Sole

0.00

Shared

0.00

None

2.24M

PACER FDS TR

SOLE

PSMR

Shares2.27M

TypeSH

Market value$69.10M

2.31%

Sole

0.00

Shared

0.00

None

2.27M

PACER FDS TR

SOLE

PSCW

Shares1.78M

TypeSH

Market value$50.62M

1.69%

Sole

0.00

Shared

0.00

None

1.78M

PACER FDS TR

SOLE

PSCQ

Shares1.37M

TypeSH

Market value$39.63M

1.32%

Sole

0.00

Shared

0.00

None

1.37M

LISTED FD TR

SOLE

HEGD

Shares1.59M

TypeSH

Market value$39.33M

1.31%

Sole

0.00

Shared

0.00

None

1.59M

PACER FDS TR

SOLE

PSCJ

Shares1.15M

TypeSH

Market value$33.94M

1.13%

Sole

0.00

Shared

0.00

None

1.15M

PACER FDS TR

SOLE

PSFD

Shares828.43K

TypeSH

Market value$30.24M

1.01%

Sole

0.00

Shared

0.00

None

828.43K

SELECT SECTOR SPDR TR

SOLE

XLF

Shares571.02K

TypeSH

Market value$28.19M

0.94%

Sole

0.00

Shared

0.00

None

571.02K

PACER FDS TR

SOLE

PSFO

Shares858.50K

TypeSH

Market value$27.21M

0.91%

Sole

0.00

Shared

0.00

None

858.50K

PACER FDS TR

SOLE

PSCX

Shares805.25K

TypeSH

Market value$24.52M

0.82%

Sole

0.00

Shared

0.00

None

805.25K

SELECT SECTOR SPDR TR

SOLE

XLY

Shares202.98K

TypeSH

Market value$22.12M

0.74%

Sole

0.00

Shared

0.00

None

202.98K

SELECT SECTOR SPDR TR

SOLE

XLC

Shares195.75K

TypeSH

Market value$21.70M

0.72%

Sole

0.00

Shared

0.00

None

195.75K

SELECT SECTOR SPDR TR

SOLE

XLV

Shares147.50K

TypeSH

Market value$21.62M

0.72%

Sole

0.00

Shared

0.00

None

147.50K

PACER FDS TR

SOLE

PSFJ

Shares646.06K

TypeSH

Market value$21.10M

0.70%

Sole

0.00

Shared

0.00

None

646.06K

SELECT SECTOR SPDR TR

SOLE

XLI

Shares124.29K

TypeSH

Market value$20.10M

0.67%

Sole

0.00

Shared

0.00

None

124.29K

PACER FDS TR

SOLE

PSFM

Shares405.13K

TypeSH

Market value$13.14M

0.44%

Sole

0.00

Shared

0.00

None

405.13K

SELECT SECTOR SPDR TR

SOLE

XLP

Shares144.31K

TypeSH

Market value$11.83M

0.40%

Sole

0.00

Shared

0.00

None

144.31K

SELECT SECTOR SPDR TR

SOLE

XLE

Shares149.31K

TypeSH

Market value$9.15M

0.31%

Sole

0.00

Shared

0.00

None

149.31K

SPDR S&P 500 ETF TR

SOLE

SPY Call

Shares1.05M

TypeSH

Market value$7.63M

0.25%

Sole

0.00

Shared

0.00

None

1.05M

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	SPY Put	1.84M	SH	$1.11B 36.97%	1.84M
SPDR S&P 500 ETF TRSOLE	SPY	995.39K	SH	$647.34M 21.61%	995.39K
ISHARES TRSOLE	IVV	606.59K	SH	$396.23M 13.23%	606.59K
PACER FDS TRSOLE	PSMO	2.68M	SH	$81.01M 2.70%	2.68M
PACER FDS TRSOLE	PSMD	2.37M	SH	$75.42M 2.52%	2.37M
SELECT SECTOR SPDR TRSOLE	XLK	559.39K	SH	$74.34M 2.48%	559.39K
PACER FDS TRSOLE	PSMJ	2.24M	SH	$71.25M 2.38%	2.24M
PACER FDS TRSOLE	PSMR	2.27M	SH	$69.10M 2.31%	2.27M
PACER FDS TRSOLE	PSCW	1.78M	SH	$50.62M 1.69%	1.78M
PACER FDS TRSOLE	PSCQ	1.37M	SH	$39.63M 1.32%	1.37M
LISTED FD TRSOLE	HEGD	1.59M	SH	$39.33M 1.31%	1.59M
PACER FDS TRSOLE	PSCJ	1.15M	SH	$33.94M 1.13%	1.15M
PACER FDS TRSOLE	PSFD	828.43K	SH	$30.24M 1.01%	828.43K
SELECT SECTOR SPDR TRSOLE	XLF	571.02K	SH	$28.19M 0.94%	571.02K
PACER FDS TRSOLE	PSFO	858.50K	SH	$27.21M 0.91%	858.50K
PACER FDS TRSOLE	PSCX	805.25K	SH	$24.52M 0.82%	805.25K
SELECT SECTOR SPDR TRSOLE	XLY	202.98K	SH	$22.12M 0.74%	202.98K
SELECT SECTOR SPDR TRSOLE	XLC	195.75K	SH	$21.70M 0.72%	195.75K
SELECT SECTOR SPDR TRSOLE	XLV	147.50K	SH	$21.62M 0.72%	147.50K
PACER FDS TRSOLE	PSFJ	646.06K	SH	$21.10M 0.70%	646.06K
SELECT SECTOR SPDR TRSOLE	XLI	124.29K	SH	$20.10M 0.67%	124.29K
PACER FDS TRSOLE	PSFM	405.13K	SH	$13.14M 0.44%	405.13K
SELECT SECTOR SPDR TRSOLE	XLP	144.31K	SH	$11.83M 0.40%	144.31K
SELECT SECTOR SPDR TRSOLE	XLE	149.31K	SH	$9.15M 0.31%	149.31K
SPDR S&P 500 ETF TRSOLE	SPY Call	1.05M	SH	$7.63M 0.25%	1.05M

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