SWAN GLOBAL INVESTMENTS, LLC

Filed: 8/12/2024ACC: 0001591505-24-000005

📋 What this filing means

SWAN GLOBAL INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 43 equity positions with a total reported market value of $3.25B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$3.25B

Total AUM (reported)

27.65M

Total Shares

Allocation by class

SPY PUT$1.09B33.6%

SPY$590.26M18.1%

IVV$390.74M12.0%

XLK$172.18M5.3%

SPY CALL$105.69M3.2%

XLF$66.43M2.0%

PSMD$63.54M2.0%

Portfolio Concentration

Top 3$2.07B63.7%

4–10$583.84M17.9%

11–25$486.41M14.9%

Rest$109.70M3.4%

Top 3 weight

63.7%

Top 10 weight

81.7%

Voting Authority Distribution

Total shares with voting rights: 27.65M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

27.65M

% of voting shares100.0%

Investment Discretion (by position count)

Sole43

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings43

Rows:

SPDR S&P 500 ETF TR

SOLE

SPY Put

Shares2.29M

TypeSH

Market value$1.09B

33.61%

Sole

0.00

Shared

0.00

None

2.29M

SPDR S&P 500 ETF TR

SOLE

SPY

Shares1.08M

TypeSH

Market value$590.26M

18.14%

Sole

0.00

Shared

0.00

None

1.08M

ISHARES TR

SOLE

IVV

Shares714.04K

TypeSH

Market value$390.74M

12.01%

Sole

0.00

Shared

0.00

None

714.04K

SELECT SECTOR SPDR TR

SOLE

XLK

Shares761.10K

TypeSH

Market value$172.18M

5.29%

Sole

0.00

Shared

0.00

None

761.10K

SPDR S&P 500 ETF TR

SOLE

SPY Call

Shares981.10K

TypeSH

Market value$105.69M

3.25%

Sole

0.00

Shared

0.00

None

981.10K

SELECT SECTOR SPDR TR

SOLE

XLF

Shares1.62M

TypeSH

Market value$66.43M

2.04%

Sole

0.00

Shared

0.00

None

1.62M

PACER FDS TR

SOLE

PSMD

Shares2.28M

TypeSH

Market value$63.54M

1.95%

Sole

0.00

Shared

0.00

None

2.28M

SELECT SECTOR SPDR TR

SOLE

XLV

Shares434.20K

TypeSH

Market value$63.28M

1.94%

Sole

0.00

Shared

0.00

None

434.20K

PACER FDS TR

SOLE

PSMR

Shares2.22M

TypeSH

Market value$58.40M

1.79%

Sole

0.00

Shared

0.00

None

2.22M

LISTED FD TR

SOLE

HEGD

Shares2.55M

TypeSH

Market value$54.32M

1.67%

Sole

0.00

Shared

0.00

None

2.55M

SELECT SECTOR SPDR TR

SOLE

XLY

Shares292.03K

TypeSH

Market value$53.27M

1.64%

Sole

0.00

Shared

0.00

None

292.03K

SELECT SECTOR SPDR TR

SOLE

XLC

Shares580.74K

TypeSH

Market value$49.75M

1.53%

Sole

0.00

Shared

0.00

None

580.74K

PACER FDS TR

SOLE

PSMJ

Shares1.68M

TypeSH

Market value$45.05M

1.38%

Sole

0.00

Shared

0.00

None

1.68M

SELECT SECTOR SPDR TR

SOLE

XLI

Shares360.73K

TypeSH

Market value$43.96M

1.35%

Sole

0.00

Shared

0.00

None

360.73K

PACER FDS TR

SOLE

PSCW

Shares1.46M

TypeSH

Market value$35.83M

1.10%

Sole

0.00

Shared

0.00

None

1.46M

PACER FDS TR

SOLE

PSMO

Shares1.30M

TypeSH

Market value$34.65M

1.06%

Sole

0.00

Shared

0.00

None

1.30M

SELECT SECTOR SPDR TR

SOLE

XLP

Shares404.89K

TypeSH

Market value$31.01M

0.95%

Sole

0.00

Shared

0.00

None

404.89K

IShares ETF-Rus2000

SOLE

IWM

Shares143.05K

TypeSH

Market value$29.02M

0.89%

Sole

0.00

Shared

0.00

None

143.05K

PACER FDS TR

SOLE

PSFD

Shares844.87K

TypeSH

Market value$26.57M

0.82%

Sole

0.00

Shared

0.00

None

844.87K

iShares MSCI EAFE ETF

SOLE

EFA

Shares331.30K

TypeSH

Market value$25.95M

0.80%

Sole

0.00

Shared

0.00

None

331.30K

iShares MSCI EAFE ETF

SOLE

EFA Put

Shares331.30K

TypeSH

Market value$24.85M

0.76%

Sole

0.00

Shared

0.00

None

331.30K

ishares ETF - CORE MSCI EMKT

SOLE

IEMG

Shares460K

TypeSH

Market value$24.62M

0.76%

Sole

0.00

Shared

0.00

None

460K

iShares MSCI Emerging Markets Indx ETF

SOLE

EEM Put

Shares584.10K

TypeSH

Market value$23.36M

0.72%

Sole

0.00

Shared

0.00

None

584.10K

SELECT SECTOR SPDR TR

SOLE

XLE

Shares215.53K

TypeSH

Market value$19.65M

0.60%

Sole

0.00

Shared

0.00

None

215.53K

PACER FDS TR

SOLE

PSFJ

Shares686.85K

TypeSH

Market value$18.88M

0.58%

Sole

0.00

Shared

0.00

None

686.85K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	SPY Put	2.29M	SH	$1.09B 33.61%	2.29M
SPDR S&P 500 ETF TRSOLE	SPY	1.08M	SH	$590.26M 18.14%	1.08M
ISHARES TRSOLE	IVV	714.04K	SH	$390.74M 12.01%	714.04K
SELECT SECTOR SPDR TRSOLE	XLK	761.10K	SH	$172.18M 5.29%	761.10K
SPDR S&P 500 ETF TRSOLE	SPY Call	981.10K	SH	$105.69M 3.25%	981.10K
SELECT SECTOR SPDR TRSOLE	XLF	1.62M	SH	$66.43M 2.04%	1.62M
PACER FDS TRSOLE	PSMD	2.28M	SH	$63.54M 1.95%	2.28M
SELECT SECTOR SPDR TRSOLE	XLV	434.20K	SH	$63.28M 1.94%	434.20K
PACER FDS TRSOLE	PSMR	2.22M	SH	$58.40M 1.79%	2.22M
LISTED FD TRSOLE	HEGD	2.55M	SH	$54.32M 1.67%	2.55M
SELECT SECTOR SPDR TRSOLE	XLY	292.03K	SH	$53.27M 1.64%	292.03K
SELECT SECTOR SPDR TRSOLE	XLC	580.74K	SH	$49.75M 1.53%	580.74K
PACER FDS TRSOLE	PSMJ	1.68M	SH	$45.05M 1.38%	1.68M
SELECT SECTOR SPDR TRSOLE	XLI	360.73K	SH	$43.96M 1.35%	360.73K
PACER FDS TRSOLE	PSCW	1.46M	SH	$35.83M 1.10%	1.46M
PACER FDS TRSOLE	PSMO	1.30M	SH	$34.65M 1.06%	1.30M
SELECT SECTOR SPDR TRSOLE	XLP	404.89K	SH	$31.01M 0.95%	404.89K
IShares ETF-Rus2000SOLE	IWM	143.05K	SH	$29.02M 0.89%	143.05K
PACER FDS TRSOLE	PSFD	844.87K	SH	$26.57M 0.82%	844.87K
iShares MSCI EAFE ETFSOLE	EFA	331.30K	SH	$25.95M 0.80%	331.30K
iShares MSCI EAFE ETFSOLE	EFA Put	331.30K	SH	$24.85M 0.76%	331.30K
ishares ETF - CORE MSCI EMKTSOLE	IEMG	460K	SH	$24.62M 0.76%	460K
iShares MSCI Emerging Markets Indx ETFSOLE	EEM Put	584.10K	SH	$23.36M 0.72%	584.10K
SELECT SECTOR SPDR TRSOLE	XLE	215.53K	SH	$19.65M 0.60%	215.53K
PACER FDS TRSOLE	PSFJ	686.85K	SH	$18.88M 0.58%	686.85K

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