SWAN GLOBAL INVESTMENTS, LLC

Filed: 5/9/2024ACC: 0001591505-24-000004

📋 What this filing means

SWAN GLOBAL INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 42 equity positions with a total reported market value of $3.21B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$3.21B

Total AUM (reported)

26.96M

Total Shares

Allocation by class

SPY PUT$1.11B34.5%

SPY$624.82M19.5%

IVV$388.04M12.1%

XLK$168.89M5.3%

XLF$76.96M2.4%

XLV$72.51M2.3%

PSMD$62.98M2.0%

Portfolio Concentration

Top 3$2.12B66.0%

4–10$551.55M17.2%

11–25$431.10M13.4%

Rest$107.11M3.3%

Top 3 weight

66.0%

Top 10 weight

83.2%

Voting Authority Distribution

Total shares with voting rights: 26.96M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

26.96M

% of voting shares100.0%

Investment Discretion (by position count)

Sole42

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings42

Rows:

SPDR S&P 500 ETF TR

SOLE

SPY Put

Shares2.45M

TypeSH

Market value$1.11B

34.49%

Sole

0.00

Shared

0.00

None

2.45M

SPDR S&P 500 ETF TR

SOLE

SPY

Shares1.19M

TypeSH

Market value$624.82M

19.47%

Sole

0.00

Shared

0.00

None

1.19M

ISHARES TR

SOLE

IVV

Shares738.10K

TypeSH

Market value$388.04M

12.09%

Sole

0.00

Shared

0.00

None

738.10K

SELECT SECTOR SPDR TR

SOLE

XLK

Shares810.91K

TypeSH

Market value$168.89M

5.26%

Sole

0.00

Shared

0.00

None

810.91K

SELECT SECTOR SPDR TR

SOLE

XLF

Shares1.83M

TypeSH

Market value$76.96M

2.40%

Sole

0.00

Shared

0.00

None

1.83M

SELECT SECTOR SPDR TR

SOLE

XLV

Shares490.86K

TypeSH

Market value$72.51M

2.26%

Sole

0.00

Shared

0.00

None

490.86K

PACER FDS TR

SOLE

PSMD

Shares2.33M

TypeSH

Market value$62.98M

1.96%

Sole

0.00

Shared

0.00

None

2.33M

SELECT SECTOR SPDR TR

SOLE

XLY

Shares325.29K

TypeSH

Market value$59.82M

1.86%

Sole

0.00

Shared

0.00

None

325.29K

LISTED FD TR

SOLE

HEGD

Shares2.82M

TypeSH

Market value$58.51M

1.82%

Sole

0.00

Shared

0.00

None

2.82M

SELECT SECTOR SPDR TR

SOLE

XLC

Shares635.34K

TypeSH

Market value$51.88M

1.62%

Sole

0.00

Shared

0.00

None

635.34K

SELECT SECTOR SPDR TR

SOLE

XLI

Shares410.07K

TypeSH

Market value$51.65M

1.61%

Sole

0.00

Shared

0.00

None

410.07K

PACER FDS TR

SOLE

PSMJ

Shares1.74M

TypeSH

Market value$45.69M

1.42%

Sole

0.00

Shared

0.00

None

1.74M

PACER FDS TR

SOLE

PSMO

Shares1.35M

TypeSH

Market value$35.19M

1.10%

Sole

0.00

Shared

0.00

None

1.35M

SELECT SECTOR SPDR TR

SOLE

XLP

Shares454.52K

TypeSH

Market value$34.71M

1.08%

Sole

0.00

Shared

0.00

None

454.52K

PACER FDS TR

SOLE

PSMR

Shares1.28M

TypeSH

Market value$32.58M

1.02%

Sole

0.00

Shared

0.00

None

1.28M

IShares ETF-Rus2000

SOLE

IWM

Shares144.05K

TypeSH

Market value$30.29M

0.94%

Sole

0.00

Shared

0.00

None

144.05K

iShares MSCI EAFE ETF

SOLE

EFA

Shares332.50K

TypeSH

Market value$26.55M

0.83%

Sole

0.00

Shared

0.00

None

332.50K

PACER FDS TR

SOLE

PSFD

Shares860.66K

TypeSH

Market value$26.27M

0.82%

Sole

0.00

Shared

0.00

None

860.66K

iShares MSCI EAFE ETF

SOLE

EFA Put

Shares333.90K

TypeSH

Market value$25.04M

0.78%

Sole

0.00

Shared

0.00

None

333.90K

ishares ETF - CORE MSCI EMKT

SOLE

IEMG

Shares474.80K

TypeSH

Market value$24.50M

0.76%

Sole

0.00

Shared

0.00

None

474.80K

iShares MSCI Emerging Markets Indx ETF

SOLE

EEM Put

Shares600.80K

TypeSH

Market value$24.03M

0.75%

Sole

0.00

Shared

0.00

None

600.80K

SELECT SECTOR SPDR TR

SOLE

XLE

Shares245.18K

TypeSH

Market value$23.15M

0.72%

Sole

0.00

Shared

0.00

None

245.18K

PACER FDS TR

SOLE

PSFJ

Shares713.07K

TypeSH

Market value$19.05M

0.59%

Sole

0.00

Shared

0.00

None

713.07K

SPDR S&P 500 ETF TR

SOLE

SPY Call

Shares797.80K

TypeSH

Market value$16.45M

0.51%

Sole

0.00

Shared

0.00

None

797.80K

PACER FDS TR

SOLE

PSFM

Shares592.79K

TypeSH

Market value$15.95M

0.50%

Sole

0.00

Shared

0.00

None

592.79K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	SPY Put	2.45M	SH	$1.11B 34.49%	2.45M
SPDR S&P 500 ETF TRSOLE	SPY	1.19M	SH	$624.82M 19.47%	1.19M
ISHARES TRSOLE	IVV	738.10K	SH	$388.04M 12.09%	738.10K
SELECT SECTOR SPDR TRSOLE	XLK	810.91K	SH	$168.89M 5.26%	810.91K
SELECT SECTOR SPDR TRSOLE	XLF	1.83M	SH	$76.96M 2.40%	1.83M
SELECT SECTOR SPDR TRSOLE	XLV	490.86K	SH	$72.51M 2.26%	490.86K
PACER FDS TRSOLE	PSMD	2.33M	SH	$62.98M 1.96%	2.33M
SELECT SECTOR SPDR TRSOLE	XLY	325.29K	SH	$59.82M 1.86%	325.29K
LISTED FD TRSOLE	HEGD	2.82M	SH	$58.51M 1.82%	2.82M
SELECT SECTOR SPDR TRSOLE	XLC	635.34K	SH	$51.88M 1.62%	635.34K
SELECT SECTOR SPDR TRSOLE	XLI	410.07K	SH	$51.65M 1.61%	410.07K
PACER FDS TRSOLE	PSMJ	1.74M	SH	$45.69M 1.42%	1.74M
PACER FDS TRSOLE	PSMO	1.35M	SH	$35.19M 1.10%	1.35M
SELECT SECTOR SPDR TRSOLE	XLP	454.52K	SH	$34.71M 1.08%	454.52K
PACER FDS TRSOLE	PSMR	1.28M	SH	$32.58M 1.02%	1.28M
IShares ETF-Rus2000SOLE	IWM	144.05K	SH	$30.29M 0.94%	144.05K
iShares MSCI EAFE ETFSOLE	EFA	332.50K	SH	$26.55M 0.83%	332.50K
PACER FDS TRSOLE	PSFD	860.66K	SH	$26.27M 0.82%	860.66K
iShares MSCI EAFE ETFSOLE	EFA Put	333.90K	SH	$25.04M 0.78%	333.90K
ishares ETF - CORE MSCI EMKTSOLE	IEMG	474.80K	SH	$24.50M 0.76%	474.80K
iShares MSCI Emerging Markets Indx ETFSOLE	EEM Put	600.80K	SH	$24.03M 0.75%	600.80K
SELECT SECTOR SPDR TRSOLE	XLE	245.18K	SH	$23.15M 0.72%	245.18K
PACER FDS TRSOLE	PSFJ	713.07K	SH	$19.05M 0.59%	713.07K
SPDR S&P 500 ETF TRSOLE	SPY Call	797.80K	SH	$16.45M 0.51%	797.80K
PACER FDS TRSOLE	PSFM	592.79K	SH	$15.95M 0.50%	592.79K

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