SWAN GLOBAL INVESTMENTS, LLC

Filed: 2/12/2024ACC: 0001591505-24-000001

📋 What this filing means

SWAN GLOBAL INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 42 equity positions with a total reported market value of $3.08B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$3.08B

Total AUM (reported)

25.36M

Total Shares

Allocation by class

SPY PUT$1.08B35.2%

SPY$604.38M19.6%

IVV$367.43M11.9%

XLK$166.32M5.4%

XLF$74.69M2.4%

XLV$72.87M2.4%

XLY$62.58M2.0%

Portfolio Concentration

Top 3$2.06B66.7%

4–10$536.46M17.4%

11–25$387.21M12.6%

Rest$102.76M3.3%

Top 3 weight

66.7%

Top 10 weight

84.1%

Voting Authority Distribution

Total shares with voting rights: 25.36M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

25.36M

% of voting shares100.0%

Investment Discretion (by position count)

Sole42

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings42

Rows:

SPDR S&P 500 ETF TR

SOLE

SPY Put

Shares2.45M

TypeSH

Market value$1.08B

35.18%

Sole

0.00

Shared

0.00

None

2.45M

SPDR S&P 500 ETF TR

SOLE

SPY

Shares1.27M

TypeSH

Market value$604.38M

19.61%

Sole

0.00

Shared

0.00

None

1.27M

ISHARES TR

SOLE

IVV

Shares769.28K

TypeSH

Market value$367.43M

11.92%

Sole

0.00

Shared

0.00

None

769.28K

SELECT SECTOR SPDR TR

SOLE

XLK

Shares864.07K

TypeSH

Market value$166.32M

5.40%

Sole

0.00

Shared

0.00

None

864.07K

SELECT SECTOR SPDR TR

SOLE

XLF

Shares1.99M

TypeSH

Market value$74.69M

2.42%

Sole

0.00

Shared

0.00

None

1.99M

SELECT SECTOR SPDR TR

SOLE

XLV

Shares534.32K

TypeSH

Market value$72.87M

2.36%

Sole

0.00

Shared

0.00

None

534.32K

SELECT SECTOR SPDR TR

SOLE

XLY

Shares349.99K

TypeSH

Market value$62.58M

2.03%

Sole

0.00

Shared

0.00

None

349.99K

LISTED FD TR

SOLE

HEGD

Shares3.05M

TypeSH

Market value$59.55M

1.93%

Sole

0.00

Shared

0.00

None

3.05M

SELECT SECTOR SPDR TR

SOLE

XLI

Shares446.08K

TypeSH

Market value$50.85M

1.65%

Sole

0.00

Shared

0.00

None

446.08K

SELECT SECTOR SPDR TR

SOLE

XLC

Shares682.64K

TypeSH

Market value$49.60M

1.61%

Sole

0.00

Shared

0.00

None

682.64K

PACER FDS TR

SOLE

PSMJ

Shares1.48M

TypeSH

Market value$36.85M

1.20%

Sole

0.00

Shared

0.00

None

1.48M

SELECT SECTOR SPDR TR

SOLE

XLP

Shares493.42K

TypeSH

Market value$35.54M

1.15%

Sole

0.00

Shared

0.00

None

493.42K

PACER FDS TR

SOLE

PSMD

Shares1.34M

TypeSH

Market value$34.74M

1.13%

Sole

0.00

Shared

0.00

None

1.34M

PACER FDS TR

SOLE

PSMO

Shares1.24M

TypeSH

Market value$31.20M

1.01%

Sole

0.00

Shared

0.00

None

1.24M

IShares ETF-Rus2000

SOLE

IWM

Shares148.05K

TypeSH

Market value$29.71M

0.96%

Sole

0.00

Shared

0.00

None

148.05K

PACER FDS TR

SOLE

PSMR

Shares1.17M

TypeSH

Market value$29.27M

0.95%

Sole

0.00

Shared

0.00

None

1.17M

iShares MSCI EAFE ETF

SOLE

EFA Put

Shares347K

TypeSH

Market value$26.00M

0.84%

Sole

0.00

Shared

0.00

None

347K

iShares MSCI EAFE ETF

SOLE

EFA

Shares344.40K

TypeSH

Market value$25.95M

0.84%

Sole

0.00

Shared

0.00

None

344.40K

iShares MSCI Emerging Markets Indx ETF

SOLE

EEM Put

Shares615.30K

TypeSH

Market value$24.61M

0.80%

Sole

0.00

Shared

0.00

None

615.30K

ishares ETF - CORE MSCI EMKT

SOLE

IEMG

Shares486.55K

TypeSH

Market value$24.61M

0.80%

Sole

0.00

Shared

0.00

None

486.55K

SELECT SECTOR SPDR TR

SOLE

XLE

Shares267.49K

TypeSH

Market value$22.43M

0.73%

Sole

0.00

Shared

0.00

None

267.49K

SPDR S&P 500 ETF TR

SOLE

SPY Call

Shares712.30K

TypeSH

Market value$22.21M

0.72%

Sole

0.00

Shared

0.00

None

712.30K

PACER FDS TR

SOLE

PSFJ

Shares604.69K

TypeSH

Market value$15.19M

0.49%

Sole

0.00

Shared

0.00

None

604.69K

SELECT SECTOR SPDR TR

SOLE

XLRE

Shares363.19K

TypeSH

Market value$14.55M

0.47%

Sole

0.00

Shared

0.00

None

363.19K

PACER FDS TR

SOLE

PSFD

Shares497.09K

TypeSH

Market value$14.36M

0.47%

Sole

0.00

Shared

0.00

None

497.09K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	SPY Put	2.45M	SH	$1.08B 35.18%	2.45M
SPDR S&P 500 ETF TRSOLE	SPY	1.27M	SH	$604.38M 19.61%	1.27M
ISHARES TRSOLE	IVV	769.28K	SH	$367.43M 11.92%	769.28K
SELECT SECTOR SPDR TRSOLE	XLK	864.07K	SH	$166.32M 5.40%	864.07K
SELECT SECTOR SPDR TRSOLE	XLF	1.99M	SH	$74.69M 2.42%	1.99M
SELECT SECTOR SPDR TRSOLE	XLV	534.32K	SH	$72.87M 2.36%	534.32K
SELECT SECTOR SPDR TRSOLE	XLY	349.99K	SH	$62.58M 2.03%	349.99K
LISTED FD TRSOLE	HEGD	3.05M	SH	$59.55M 1.93%	3.05M
SELECT SECTOR SPDR TRSOLE	XLI	446.08K	SH	$50.85M 1.65%	446.08K
SELECT SECTOR SPDR TRSOLE	XLC	682.64K	SH	$49.60M 1.61%	682.64K
PACER FDS TRSOLE	PSMJ	1.48M	SH	$36.85M 1.20%	1.48M
SELECT SECTOR SPDR TRSOLE	XLP	493.42K	SH	$35.54M 1.15%	493.42K
PACER FDS TRSOLE	PSMD	1.34M	SH	$34.74M 1.13%	1.34M
PACER FDS TRSOLE	PSMO	1.24M	SH	$31.20M 1.01%	1.24M
IShares ETF-Rus2000SOLE	IWM	148.05K	SH	$29.71M 0.96%	148.05K
PACER FDS TRSOLE	PSMR	1.17M	SH	$29.27M 0.95%	1.17M
iShares MSCI EAFE ETFSOLE	EFA Put	347K	SH	$26.00M 0.84%	347K
iShares MSCI EAFE ETFSOLE	EFA	344.40K	SH	$25.95M 0.84%	344.40K
iShares MSCI Emerging Markets Indx ETFSOLE	EEM Put	615.30K	SH	$24.61M 0.80%	615.30K
ishares ETF - CORE MSCI EMKTSOLE	IEMG	486.55K	SH	$24.61M 0.80%	486.55K
SELECT SECTOR SPDR TRSOLE	XLE	267.49K	SH	$22.43M 0.73%	267.49K
SPDR S&P 500 ETF TRSOLE	SPY Call	712.30K	SH	$22.21M 0.72%	712.30K
PACER FDS TRSOLE	PSFJ	604.69K	SH	$15.19M 0.49%	604.69K
SELECT SECTOR SPDR TRSOLE	XLRE	363.19K	SH	$14.55M 0.47%	363.19K
PACER FDS TRSOLE	PSFD	497.09K	SH	$14.36M 0.47%	497.09K

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