SWAN GLOBAL INVESTMENTS, LLC

Filed: 11/14/2023ACC: 0001591505-23-000007

📋 What this filing means

SWAN GLOBAL INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 41 equity positions with a total reported market value of $3.12B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$3.12B

Total AUM (reported)

26.36M

Total Shares

Allocation by class

SPY PUT$1.09B34.9%

SPY$569.81M18.2%

IVV$332.74M10.7%

XLK$179.88M5.8%

SPY CALL$99.80M3.2%

XLV$88.30M2.8%

XLF$82.98M2.7%

Portfolio Concentration

Top 3$1.99B63.8%

4–10$637.08M20.4%

11–25$412.22M13.2%

Rest$80.41M2.6%

Top 3 weight

63.8%

Top 10 weight

84.2%

Voting Authority Distribution

Total shares with voting rights: 26.36M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

26.36M

% of voting shares100.0%

Investment Discretion (by position count)

Sole41

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings41

Rows:

SPDR S&P 500 ETF TR

SOLE

SPY Put

Shares2.60M

TypeSH

Market value$1.09B

34.91%

Sole

0.00

Shared

0.00

None

2.60M

SPDR S&P 500 ETF TR

SOLE

SPY

Shares1.33M

TypeSH

Market value$569.81M

18.25%

Sole

0.00

Shared

0.00

None

1.33M

ISHARES TR

SOLE

IVV

Shares774.85K

TypeSH

Market value$332.74M

10.66%

Sole

0.00

Shared

0.00

None

774.85K

SELECT SECTOR SPDR TR

SOLE

XLK

Shares1.10M

TypeSH

Market value$179.88M

5.76%

Sole

0.00

Shared

0.00

None

1.10M

SPDR S&P 500 ETF TR

SOLE

SPY Call

Shares988.40K

TypeSH

Market value$99.80M

3.20%

Sole

0.00

Shared

0.00

None

988.40K

SELECT SECTOR SPDR TR

SOLE

XLV

Shares685.91K

TypeSH

Market value$88.30M

2.83%

Sole

0.00

Shared

0.00

None

685.91K

SELECT SECTOR SPDR TR

SOLE

XLF

Shares2.50M

TypeSH

Market value$82.98M

2.66%

Sole

0.00

Shared

0.00

None

2.50M

SELECT SECTOR SPDR TR

SOLE

XLY

Shares425.03K

TypeSH

Market value$68.42M

2.19%

Sole

0.00

Shared

0.00

None

425.03K

LISTED FD TR

SOLE

HEGD

Shares3.30M

TypeSH

Market value$59.84M

1.92%

Sole

0.00

Shared

0.00

None

3.30M

SELECT SECTOR SPDR TR

SOLE

XLC

Shares882.40K

TypeSH

Market value$57.86M

1.85%

Sole

0.00

Shared

0.00

None

882.40K

SELECT SECTOR SPDR TR

SOLE

XLI

Shares536.12K

TypeSH

Market value$54.35M

1.74%

Sole

0.00

Shared

0.00

None

536.12K

SELECT SECTOR SPDR TR

SOLE

XLP

Shares608.02K

TypeSH

Market value$41.84M

1.34%

Sole

0.00

Shared

0.00

None

608.02K

IShares ETF-Rus2000

SOLE

IWM

Shares190.05K

TypeSH

Market value$33.59M

1.08%

Sole

0.00

Shared

0.00

None

190.05K

SELECT SECTOR SPDR TR

SOLE

XLE

Shares345.62K

TypeSH

Market value$31.24M

1.00%

Sole

0.00

Shared

0.00

None

345.62K

PACER FDS TR

SOLE

PSMJ

Shares1.19M

TypeSH

Market value$27.52M

0.88%

Sole

0.00

Shared

0.00

None

1.19M

iShares MSCI EAFE ETF

SOLE

EFA

Shares391.30K

TypeSH

Market value$26.97M

0.86%

Sole

0.00

Shared

0.00

None

391.30K

iShares MSCI EAFE ETF

SOLE

EFA Put

Shares393.90K

TypeSH

Market value$25.99M

0.83%

Sole

0.00

Shared

0.00

None

393.90K

ishares ETF - CORE MSCI EMKT

SOLE

IEMG

Shares535.50K

TypeSH

Market value$25.48M

0.82%

Sole

0.00

Shared

0.00

None

535.50K

PACER FDS TR

SOLE

PSMO

Shares1.07M

TypeSH

Market value$25.32M

0.81%

Sole

0.00

Shared

0.00

None

1.07M

iShares MSCI Emerging Markets Indx ETF

SOLE

EEM Put

Shares662.70K

TypeSH

Market value$25.21M

0.81%

Sole

0.00

Shared

0.00

None

662.70K

PACER FDS TR

SOLE

PSMD

Shares1.01M

TypeSH

Market value$24.44M

0.78%

Sole

0.00

Shared

0.00

None

1.01M

PACER FDS TR

SOLE

PSMR

Shares1.01M

TypeSH

Market value$23.54M

0.75%

Sole

0.00

Shared

0.00

None

1.01M

SELECT SECTOR SPDR TR

SOLE

XLB

Shares204.86K

TypeSH

Market value$16.09M

0.52%

Sole

0.00

Shared

0.00

None

204.86K

SELECT SECTOR SPDR TR

SOLE

XLU

Shares266.60K

TypeSH

Market value$15.71M

0.50%

Sole

0.00

Shared

0.00

None

266.60K

SELECT SECTOR SPDR TR

SOLE

XLRE

Shares438.14K

TypeSH

Market value$14.93M

0.48%

Sole

0.00

Shared

0.00

None

438.14K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	SPY Put	2.60M	SH	$1.09B 34.91%	2.60M
SPDR S&P 500 ETF TRSOLE	SPY	1.33M	SH	$569.81M 18.25%	1.33M
ISHARES TRSOLE	IVV	774.85K	SH	$332.74M 10.66%	774.85K
SELECT SECTOR SPDR TRSOLE	XLK	1.10M	SH	$179.88M 5.76%	1.10M
SPDR S&P 500 ETF TRSOLE	SPY Call	988.40K	SH	$99.80M 3.20%	988.40K
SELECT SECTOR SPDR TRSOLE	XLV	685.91K	SH	$88.30M 2.83%	685.91K
SELECT SECTOR SPDR TRSOLE	XLF	2.50M	SH	$82.98M 2.66%	2.50M
SELECT SECTOR SPDR TRSOLE	XLY	425.03K	SH	$68.42M 2.19%	425.03K
LISTED FD TRSOLE	HEGD	3.30M	SH	$59.84M 1.92%	3.30M
SELECT SECTOR SPDR TRSOLE	XLC	882.40K	SH	$57.86M 1.85%	882.40K
SELECT SECTOR SPDR TRSOLE	XLI	536.12K	SH	$54.35M 1.74%	536.12K
SELECT SECTOR SPDR TRSOLE	XLP	608.02K	SH	$41.84M 1.34%	608.02K
IShares ETF-Rus2000SOLE	IWM	190.05K	SH	$33.59M 1.08%	190.05K
SELECT SECTOR SPDR TRSOLE	XLE	345.62K	SH	$31.24M 1.00%	345.62K
PACER FDS TRSOLE	PSMJ	1.19M	SH	$27.52M 0.88%	1.19M
iShares MSCI EAFE ETFSOLE	EFA	391.30K	SH	$26.97M 0.86%	391.30K
iShares MSCI EAFE ETFSOLE	EFA Put	393.90K	SH	$25.99M 0.83%	393.90K
ishares ETF - CORE MSCI EMKTSOLE	IEMG	535.50K	SH	$25.48M 0.82%	535.50K
PACER FDS TRSOLE	PSMO	1.07M	SH	$25.32M 0.81%	1.07M
iShares MSCI Emerging Markets Indx ETFSOLE	EEM Put	662.70K	SH	$25.21M 0.81%	662.70K
PACER FDS TRSOLE	PSMD	1.01M	SH	$24.44M 0.78%	1.01M
PACER FDS TRSOLE	PSMR	1.01M	SH	$23.54M 0.75%	1.01M
SELECT SECTOR SPDR TRSOLE	XLB	204.86K	SH	$16.09M 0.52%	204.86K
SELECT SECTOR SPDR TRSOLE	XLU	266.60K	SH	$15.71M 0.50%	266.60K
SELECT SECTOR SPDR TRSOLE	XLRE	438.14K	SH	$14.93M 0.48%	438.14K

Page 1 of 2